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Original filing (PDF)20251014152206NAL0003272017001
O'FALLON CASTING, LLC
Form 5500
FILING_RECEIVED
O'FALLON CASTING, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
229
Accounts w/ balance
291
Plan assets (EOY)
$17.7M
Net assets (EOY)
$17.7M
How this plan invests
This plan
17 pooled trusts
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 38 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for O'FALLON CASTING, LLC.
Plan sponsor
Name
O'FALLON CASTING, LLC
EIN
04-3777356
Address
600 CANNONBALL LANE · O FALLON, MO · 633660280
Phone
(636) 272-6176
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SCHMERSAHL, TRELOAR & CO
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KRILOGY FINANCIAL LLC | — | — | INVESTMENT ADVISOR | $23K | — |
| KRILOGY FINANCIAL LLC | — | — | INVESTMENT ADVISOR | $23K | — |
| HUNTLEIGH ADVISORS INC | 43-1911686 | — | INVESTMENT ADVISOR | $19K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSION AND RETIREMENT SERVICES | 87-3354137 | — | TPA | $1K | — |
Investments
19 direct securities · 17 pooled funds· $17.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$12.1M
19 holdings
Pooled Separate Account
$5.5M
17 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Party EMPOWER * Guaranteed Interest Fund Contract Value N/A | — | — | — | $3.5M | 19.6% | |
| PIMCO StocksPLUS Instl Mutual Fund N/A | — | — | — | $1.5M | 8.5% | |
| MASSMUTUAL 40/60 ALLOCATION I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.3M | 7.2% | |
| AMERICAN CENTURY GROWTH R6 AMERICAN CENTURY INVESTMENTS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.2M | 7.0% | |
| Vanguard Target Rtrmnt 2050 FD Mutual Fund N/A | — | — | — | $1.2M | 6.6% | |
| JPMorgan Mid Cap Growth R6 Mutual Fund N/A | — | — | — | $1.1M | 6.4% | |
| Vanguard Target Rtrmnt 2055 FD Mutual Fund N/A | — | — | — | $1.0M | 5.8% | |
| MASSMUTUAL 60/40 ALLOCATION I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $727K | 4.1% | |
| Vanguard Target Rtrmnt 2045 FD Mutual Fund N/A | — | — | — | $593K | 3.4% | |
| Hartford Dividend and Growth R6 Mutual Fund N/A | — | — | — | $560K | 3.2% | |
| Vanguard Target Rtrmnt 2035 FD Mutual Fund N/A | — | — | — | $536K | 3.0% | |
| Vanguard Target Rtrmnt 2060 FD Mutual Fund N/A | — | — | — | $455K | 2.6% | |
| DFA US TARGETED VALUE I DIMENSIONAL FUND ADVISORS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $425K | 2.4% | |
| Massmutual Select Trp Retirement Bal M4 Pooled Separate Account N/A 441 Notes receivable from participants Interest range from 4.25% - 9.50% N/A | — | — | — | $384K | 2.2% | |
| MASSMUTUAL CORE BOND I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $376K | 2.1% | |
| American Funds Capital World G/I R6 Mutual Fund N/A | — | — | — | $318K | 1.8% | |
| Vanguard Target Rtrmnt 2065 FD Mutual Fund N/A | — | — | — | $275K | 1.6% | |
| MM S&P 500 INDEX ADM MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $263K | 1.5% | |
| VANGUARD SMALL CAP INDEX ADM VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $248K | 1.4% | |
| AMER FUNDS EUROPACIFIC GROWTH R6 AMERICAN FUNDS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $236K | 1.3% | |
| Vanguard Target Rtrmnt 2040 FD Mutual Fund N/A | — | — | — | $226K | 1.3% | |
| Vanguard Target Rtrmnt 2030 FD Mutual Fund N/A | — | — | — | $222K | 1.3% | |
| VANGUARD MID CAP INDEX ADMIRAL VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $208K | 1.2% | |
| MASSMUTUAL INFL-PROT AND INC I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $199K | 1.1% | |
| American Funds New Perspective R6 Mutual Fund N/A | — | — | — | $153K | 0.9% | |
| MASSMUTUAL 80/20 ALLOCATION I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $120K | 0.7% | |
| FIDELITY ADVISOR STRATEGIES INCOME FIDELITY INVESTMENTS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $97K | 0.6% | |
| JPMorgan Mid Cap Value R6 Mutual Fund N/A | — | — | — | $90K | 0.5% | |
| VANGUARD TOTAL INTL STOCK INDEX ADM VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $77K | 0.4% | |
| MASSMUTUAL 20/80 ALLOCATION I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $49K | 0.3% | |
| Vanguard Target Rtrmnt 2025 FD Mutual Fund N/A | — | — | — | $26K | 0.1% | |
| MASSMUTUAL US GOVT MM R5 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $9K | <0.1% | |
| Vanguard Target Retirement Income Inv Mutual Fund N/A | — | — | — | $8K | <0.1% | |
| Vanguard Target Rtrmnt 2020 FD Mutual Fund N/A | — | — | — | $1K | <0.1% | |
| MASSMUTUAL SELECT TRP RET BAL M4 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $441 | <0.1% | |
| FRANKLIN SMALL CAP VALUE A FRANKLIN TEMPLETON INVESTMENTS · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |