Back to filter
Original filing (PDF)20240925132455NAL0014768481001
COMMONWEALTH CARE ALLIANCE
Form 5500
FILING_RECEIVED
COMMONWEALTH CARE ALLIANCE 403(B) PLAN
403(b) retirement plan
Signals · 1
1 failed disclosure
Active participants
0
Accounts w/ balance
0
Plan assets (EOY)
$0
Net assets (EOY)
$0
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COMMONWEALTH CARE ALLIANCE.
Plan sponsor
Name
COMMONWEALTH CARE ALLIANCE
EIN
04-3756900
Address
30 WINTER ST. 11TH FLOOR · BOSTON, MA · 02108
Phone
(617) 426-0600
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2023
Plan year begin
2023-01-01
Tax period
2023-12-29
Filed
2024-09-25
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2R · Participant-directed brokerage (SDBA)
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
Audit & trust (Schedule H)
Auditor
AAFCPAS, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $28K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | 33-0818667 | — | CONSULTANT | $88K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAMET & COMPANY, PC | 04-3027605 | — | ACCOUNTANT/AUDITOR | $10K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.
Related plans
Other plans using SAGEVIEW ADVISORY GROUP, LLC
GENERAL ATOMICS
GENERAL ATOMICS 401(K) RETIREMENT SAVINGS PLAN
$2.8B · 12,686 participants
NORTHEASTERN UNIVERSITY
NORTHEASTERN UNIVERSITY RETIREMENT PLAN
$2.6B · 9,197 participants
WESTERN DIGITAL CORPORATION
WESTERN DIGITAL CORPORATION 401(K) PLAN
$2.5B · 6,598 participants
TESLA, INC.
TESLA, INC. 401(K) PLAN
$2.5B · 72,376 participants
STANTEC CONSULTING SERVICES INC.
STANTEC 401(K) PLAN
$2.3B · 12,098 participants
PARSONS CORPORATION
PARSONS CORPORATION RETIREMENT SAVINGS PLAN
$2.3B · 10,546 participants
Similar-size Health Care & Social Assistance plans
THREE BEAUTIFUL LIVES INC
THREE BEAUTIFUL LIVES INC MEDOVA LIFESTYLE HEALTH PLAN
$0
JOB'S HOUSE OF PROSPERITY LLC
JOB'S HOUSE OF PROSPERITY 401(K) PLAN
$0
CORPORATION OF GUARDIANSHIP
CORPORATION OF GUARDIANSHIP 403(B) PLAN
$0
SERVANT MANOR INC
SERVANT MANOR INC 401(K) PROFIT SHARING PLAN & TRUST
$0
MOSAIC AUTISM SERVICES, LLC
MOSAIC AUTISM SERVICES 401(K) PLAN
$0 · 13 participants
CHANGES RECOVERY COUNSELING LLC
CHANGES RECOVERY COUNSELING LLC 401(K)
$0
Large plans in Massachusetts
FIDELITY MANAGEMENT TRUST COMPANY
FIDELITY GROWTH COMPANY COMMINGLED POOL
$91.5B
STATE STREET GLOBAL ADVISORS TRUST COMPANY
STATE STREET S&P 500(R) INDEX NON-LENDING SERIES FUND CLASS A
$91.0B
FIDELITY MANAGEMENT TRUST COMPANY
FIDELITY CONTRAFUND COMMINGLED POOL
$59.7B
STATE STREET GLOBAL ADVISORS TRUST COMPANY
STATE STREET S&P 500(R) INDEX SECURITIES LENDING SERIES FUND CLASS I
$53.6B
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC
SPARTAN GROUP TRUST FOR EMPLOYEE BENEFIT PLANS SPARTAN 500 INDEX POOL
$47.6B
STATE STREET GLOBAL ADVISORS TRUST COMPANY
STATE STREET S&P 500(R) INDEX SECURITIES LENDING SERIES FUND CLASS II
$46.7B