Maxim Group, LLC's EIN is 04-3640096.
Download the official 2024 Form 5500 (PDF) for Maxim Group, LLC from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Maxim Group, LLC's plan includes profit-sharing, a 401(k) feature.
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | — | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DANZIGER & MARKHOFF LLP | 13-3010201 | — | OTHER SERVICES | — | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| PRIN LARGECAP GROWTH I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $12.6M | 16.1% | |
| PRIN CAPITAL APPR SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 119 | Pooled Separate Account | — | — | $8.6M | 11.1% | |
| PRIN LGCAP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $6.6M | 8.5% | |
| JPMorgan JP Morgan Mid Cap Gr R6 Fund | Other securities | — | — | $6.6M | 8.4% | |
| Principal Funds Prin Fixed Inc Guar Option | Common Stocks | — | — | $6.0M | 7.7% | |
| PRIN MIDCAP SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 020 | Pooled Separate Account | — | — | $3.7M | 4.8% | |
| Principal Funds Prin Lg Cap S&P 500 ldx SA-R6 | Common Collective Trusts | — | — | $3.7M | 4.8% | |
| Invesco Sm Cap Growth R6 Fund | Mutual Funds | — | — | $3.3M | 4.2% | |
| PRIN LARGECAP VALUE III SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 068 | Pooled Separate Account | — | — | $3.1M | 4.0% | |
| Columbia Threadneedle Columbia Dividend Income Fund | Other securities | — | — | $2.3M | 2.9% | |
| PRIN DIVERSIFIED INTL SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | — | $2.2M | 2.9% | |
| Victory Capital Management Inc. Victory lnteg Sm Cap Val Y Fd | Common Stocks | — | — | $1.8M | 2.4% | |
| Capital Group Am Funds Am Balanced R6Fund | Common Stocks | — | — | $1.7M | 2.2% | |
| PRIN SMALLCAP SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 029 | Pooled Separate Account | — | — | $1.6M | 2.1% | |
| PRIN INTL SMALLCAP SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 014 | Pooled Separate Account | — | — | $1.6M | 2.1% | |
| PRINCORE PLUS BOND SEP ACT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | — | $1.4M | 1.8% | |
| Pacific Investment Management Company PIMCO Short-Term Fund Inst Class | Mutual Funds | — | — | $1.3M | 1.7% | |
| PRIN LIFETIME HYB 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $1.2M | 1.5% | |
| PRIN LIFETIME HYB 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $1.1M | 1.4% | |
| Dimensional Fund Advisors DFA Emerging Markets Small Cap I | Mutual Funds | — | — | $1.1M | 1.4% | |
| John Hancock John Hancock Disciplined Value Mid | Other securities | — | — | $1.0M | 1.3% | |
| PRIN LIFETIME HYB 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $926K | 1.2% | |
| PRIN GOVT & HQ BOND SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 007 | Pooled Separate Account | — | — | $916K | 1.2% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $748K | 1.0% | |
| Fund AllianceBernstein L.P. AllianBern High Income I Fund | Other securities | — | — | $668K | 0.9% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $657K | 0.8% | |
| First Eagle First Eagle Gold Fund | Other securities | — | — | $633K | 0.8% | |
| Principal Funds Prin Government Money Market | Cash / Money Market | — | — | $548K | 0.7% | |
| PRIN LIFETIME HYB 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $529K | 0.7% | |
| Cap Pacific Investment Management Company PIMCO CommodityRealReturn | Mutual Funds | — | — | $477K | 0.6% | |
| Strategy * Notes receivable from participants Interest rates ranging from 4.25% - | Bonds / Notes | — | — | $391K | 0.5% | |
| PRIN LIFETIME HYB INC CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $376K | 0.5% | |
| PRIN LIFETIME HYB 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $333K | 0.4% | |
| PRIN LIFETIME HYB 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $286K | 0.4% | |
| PRIN LIFETIME HYB 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $282K | 0.4% | |
| PRIN LIFETIME HYB 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $248K | 0.3% | |
| Pacific Investment Management Company PIMCO Investment Grade Ct Bond | U.S. Treasuries | — | — | $221K | 0.3% | |
| Fd Vanguard Long-Term Inv-Grade Fd | Mutual Funds | — | — | $220K | 0.3% | |
| PRIN LIFETIME HYB 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $219K | 0.3% | |
| Principal Funds Principal Inflation Protection | Other securities | — | — | $216K | 0.3% | |
| PRIN INFLATION PROTECT SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 099 | Pooled Separate Account | — | — | $216K | 0.3% | |
| Cohen & Steers Cohn & Steers RE Est Sec Z | Other securities | — | — | $92K | 0.1% | |
| PRIN LIFETIME HYB 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $46K | <0.1% | |
| PRIN LIFETIME HYB 2015 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $38K | <0.1% | |
| PRIN LIFETIME HYB 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $5 | <0.1% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
