How big is Compass Point Research & Trading's plan?

Compass Point Research & Trading's plan reported $4.7M in assets and 40 participants for 2024.

Original filing (PDF)20250530121035NAL0014925136001

Compass Point Research & Trading

Name: Compass Point Research & Trading — Compass Point, Form 5500 (2024)
Creator: Compass Point Research & Trading
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Compass Point Research & Trading 401(k) Plan

401(k) retirement plan · Compass Point Research & Trading's Compass Point Research & Trading 401(k) Plan held $4.7M in plan assets for 40 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$4.7M

Net assets (EOY)

$4.7M

People on this filing

Chris Nealon signed Compass Point Research & Trading's 2024 Form 5500 as plan administrator.

Chris Nealon — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Compass Point Research & Trading's EIN is 04-3593202.

EIN 04-3593202

Plan number 001

Plan year 2024

ACK ID 20250530121035NAL0014925136001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Compass Point Research & Trading from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Compass Point Research & Trading's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for COMPASS POINT RESEARCH & TRADING.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score