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Original filing (PDF)20251212165800NAL0007758835001
VESTMARK, INC
Form 5500
FILING_RECEIVED
VESTMARK, INC 401(K) PLAN
401(k) retirement plan
Signals · 2
Late filing · 0.9 mo40% in single holding
Active participants
338
Accounts w/ balance
425
Plan assets (EOY)
$60.3M
Net assets (EOY)
$60.3M
How this plan invests
This plan
1 pooled trust
Schedule D
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
96
Concentration risk
80
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Filed 0.9 months past the 10.5-month grace window.
- Top holding "VAN INSTITUTIONAL IDX - INST" is 40% of plan.
Helping the score
- Below-peer total fees (7 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VESTMARK, INC.
Plan sponsor
Name
VESTMARK, INC
EIN
04-3556518
Address
100 QUANNAPOWITT PARKWAY · SUITE 201 · WAKEFIELD, MA · 01880
Phone
(781) 224-3640
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-12
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
AAFCPAS, INC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $40K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Investments
21 direct securities · 1 pooled fund· $59.8M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$57.0M
21 holdings
Common Collective Trust
$2.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VAN INSTITUTIONAL IDX - INST | Registered Investment Companies | — | — | $24.2M | 40.1% | |
| VANGUARD EXT MKT IDX - ADMIRAL | Registered Investment Companies | — | — | $4.7M | 7.9% | |
| VICTORY INTG SM M-CAP VAL R6 | Registered Investment Companies | — | — | $3.6M | 6.0% | |
| WILLIAM BLAIR SMMD CAP GR R6 | Registered Investment Companies | — | — | $3.3M | 5.5% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $3.1M | 5.2% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $2.8M | 4.6% | |
| VANGUARD TOT INTL STK IND ADM | Registered Investment Companies | — | — | $2.1M | 3.5% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $2.1M | 3.5% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $2.0M | 3.3% | |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $2.0M | 3.2% | |
| VANGUARD REAL ESTATE INDEX ADM | Registered Investment Companies | — | — | $1.4M | 2.3% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $1.4M | 2.3% | |
| PGIM TOTAL RETURN BOND R6 | Registered Investment Companies | — | — | $1.3M | 2.1% | |
| ISHARES US AGGREGATE BD IDX K | Registered Investment Companies | — | — | $1.2M | 1.9% | |
| HARDING LOEVNER INTL EQ INST | Registered Investment Companies | — | — | $1.1M | 1.8% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $1.0M | 1.7% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $912K | 1.5% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $535K | 0.9% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $482K | 0.8% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $477K | 0.8% | |
| PIMCO INFL RESP MA INSTL | Registered Investment Companies | — | — | $30K | <0.1% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $7K | <0.1% |