Original filing (PDF)20251030135911NAL0001228819001

F H CANN & ASSOCIATES INC

Name: F H CANN & ASSOCIATES INC — F H CANN & ASSOCIATES INC 401(K) PROFIT SHARING PLAN & TRUST, Form 5500 (2024)
Creator: F H CANN & ASSOCIATES INC

Form 5500

FILING_RECEIVED

F H CANN & ASSOCIATES INC 401(K) PROFIT SHARING PLAN & TRUST

401(k) retirement plan

Signals · 3

Possibly inadequate fidelity bondCorrective distributions issuedNo recordkeeper disclosed

Active participants

598

Accounts w/ balance

436

Plan assets (EOY)

$2.7M

Net assets (EOY)

$2.7M

How this plan invests

This plan

22 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).
Fidelity bond appears below the 10%-of-assets requirement.
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (24th percentile).
Bottom-decile employer contributions per participant (5th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for F H CANN & ASSOCIATES INC.

Plan sponsor

Name

F H CANN & ASSOCIATES INC

EIN

04-3483512

Address

1600 OSGOOD ST STE 1-150 · NORTH ANDOVER, MA · 018451055

Phone

(877) 750-9801

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-30

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

CARON & BLETZER ,PLC

Trustee / custodian

Service providers (Schedule C)

2 rows

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MERRILL LYNCH, PIERCE, FENNER	13-5674085	NEW YORK, NY	INVESTMENT ADVISORY PLAN	$7K	—

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
401K GENERATION	26-4477125	ALTAMONTE SPRINGS, FL	CONTRACT ADMINISTRATOR	$9K	—

Investments

22 direct securities· $2.6M(98% of reported assets)

					% of plan
BlackRock LifePath Index 2045 Fund Class K Shares "	Other securities	—	—	$657K	24.6%
BlackRock LifePath Index 2035 Fund Class K Shares "	Other securities	—	—	$469K	17.6%
BlackRock LifePath Index 2030 Fund Class K Shares "	Other securities	—	—	$441K	16.5%
BlackRock LifePath Index 2040 Fund Class K Shares "	Other securities	—	—	$300K	11.2%
BlackRock LifePath Index 2055 Fund Class K Shares "	Other securities	—	—	$258K	9.7%
BlackRock LifePath Index 2060 Fund Class K Shares "	Other securities	—	—	$112K	4.2%
BlackRock LifePath Index 2050 Fund Class K Shares "	Other securities	—	—	$106K	4.0%
BlackRock Liquidity T-Fund Institutional Fund Mutual fund	Other securities	—	—	$98K	3.7%
BlackRock LifePath Index 2065 Fund Class K Shares "	Other securities	—	—	$29K	1.1%
BlackRock LifePath Index Retirement Fund Class K Shares "	Other securities	—	—	$25K	0.9%
Vanguard LifeStrategy Moderate Growth Fund Investor Shares "	Other securities	—	—	$23K	0.9%
Vanguard Dividend Appreciation Index Fund Admiral Shares "	Other securities	—	—	$22K	0.8%
Vanguard Growth Index Fund Admiral Shares "	Other securities	—	—	$15K	0.6%
Invesco Global Real Estate Income Fund Class R6 "	Other securities	—	—	$13K	0.5%
Vanguard Small-Cap Growth Index Fund Admiral Shares "	Other securities	—	—	$12K	0.5%
Fidelity Mid Cap Index Fund "	Other securities	—	—	$11K	0.4%
MFS Value Fund Class R6 "	Other securities	—	—	$10K	0.4%
Vanguard High-Yield Corporate Fund Admiral Shares "	Other securities	—	—	$10K	0.4%
Vanguard Small Cap Index Fund Admiral Shares "	Other securities	—	—	$7K	0.3%
Fidelity Advisor Growth Opportunities Fund - Class Z "	Other securities	—	—	$6K	0.2%
American Funds New World Fund Class R-6 "	Other securities	—	—	$4K	0.1%
BlackRock Total Return Fund Class K Shares " ** 498 Vanguard Inflation-Protected Securities Fund Admiral Shares "	Other securities	—	—	$2K	<0.1%