Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS COMPANY OF AMER | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $34K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $34K | — |
| Name | EIN | Location |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds The Growth Fund of America R6 Fund " | — | — | — | $2.1M | 12.8% | |
| Nuveen Lifecycle Index 2030 Institutional Fund " | — | — | — | $1.5M | 8.9% | |
| Nuveen Lifecycle Index 2045 Institutional Fund " | — | — |
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| NBT BANK NA DBA TPA EXPERTS | — | NEW GLOUCESTER, ME | CONTRACT ADMIN | $650 | — |
| — |
| $1.5M |
| 8.8% |
| Nuveen Lifecycle Index 2040 Institutional Fund " | — | — | — | $1.2M | 7.3% |
| iShares S&P 500 Index K Fund " | — | — | — | $984K | 5.9% |
| Nuveen Lifecycle Index 2055 Institutional Fund " | — | — | — | $983K | 5.9% |
| MFS Value R6 Fund " | — | — | — | $906K | 5.4% |
| Nuveen Lifecycle Index 2020 Institutional Fund " | — | — | — | $876K | 5.2% |
| Nuveen Lifecycle Index 2035 Institutional Fund " | — | — | — | $817K | 4.9% |
| Nuveen Lifecycle Index 2050 Institutional Fund " | — | — | — | $703K | 4.2% |
| iShares Russell Mid-Cap Index K Fund " | — | — | — | $641K | 3.8% |
| PIMCO Income Institutional Fund " | — | — | — | $615K | 3.7% |
| American Funds New Perspective Fund R6 Fund " | — | — | — | $453K | 2.7% |
| American Funds EuroPacific Growth R6 Fund " | — | — | — | $366K | 2.2% |
| iShares Russell 2000 Small-Cap Index K Fund " | — | — | — | $308K | 1.8% |
| The Hartford MidCap R6 Fund " | — | — | — | $272K | 1.6% |
| Nuveen Lifecycle Index 2025 Institutional Fund " | — | — | — | $249K | 1.5% |
| BlackRock Total Return K Fund " | — | — | — | $208K | 1.2% |
| Putnam Dynamic Asset Allocation Balanced R6 Fund " | — | — | — | $201K | 1.2% |
| Alger Small Cap Focus Z Fund Mutual fund | — | — | — | $199K | 1.2% |
| iShares U.S. Aggregate Bond Index K Fund " | — | — | — | $193K | 1.1% |
| Putnam International Equity R6 Fund " | — | — | — | $167K | 1.0% |
| Cohen & Steers Realty Shares L Fund " | — | — | — | $163K | 1.0% |
| Key Guaranteed Portfolio Fund Guaranteed account | — | — | — | $156K | 0.9% |
| iShares MSCI EAFE International Index K Fund " | — | — | — | $144K | 0.9% |
| MFS Mid Cap Value R6 Fund " | — | — | — | $142K | 0.8% |
| Participant Loans (4.25% - 9.50%) - | Participant loans | — | — | $99K | 0.6% |
| Janus Henderson Small Cap Value N Fund " | — | — | — | $99K | 0.6% |
| Nuveen Lifecycle Index 2015 Institutional Fund " | — | — | — | $44K | 0.3% |
| Franklin Mutual Beacon R6 Fund " | — | — | — | $38K | 0.2% |
| American Funds US Government Securities R6 Fund " | — | — | — | $30K | 0.2% |
| Columbia Income Builder Institutional Fund " | — | — | — | $19K | 0.1% |
