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Original filing (PDF)20251006140127NAL0003727809001
HAWTHORN MEDICAL ASSOCIATES, LLC
Form 5500
FILING_RECEIVED
HAWTHORN MEDICAL ASSOCIATES, LLC PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
145
Accounts w/ balance
200
Plan assets (EOY)
$134.9M
Net assets (EOY)
$134.9M
How this plan invests
This plan
1 pooled trust
Schedule D
47 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (7 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HAWTHORN MEDICAL ASSOCIATES, LLC.
Plan sponsor
Name
HAWTHORN MEDICAL ASSOCIATES, LLC
EIN
04-3436165
Address
535 FAUNCE CORNER ROAD · NORTH DARTMOUTH, MA · 02747
Phone
(508) 996-3991
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2H · Partial participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2A · Age/service weighted or new comparability
2R · Participant-directed brokerage (SDBA)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
KAHN, LITWIN, RENZA & CO., LTD.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INS ANNUITY COMPANY | — | WINDSOR, CT | INVESTMENT ADVISORY | $55K | — |
| NATIONWIDE | — | COLOMBUS, OH | INVESTMENT ADVISORY | $34K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | — | NEW YORK, NY | BROKER DEALER | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE ANGELL PENSION GROUP, INC. | 04-2530412 | EAST PROVIDENCE, RI | THIRD PARTY ADMIN | $0 | — |
Investments
47 direct securities · 1 pooled fund· $145.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$130.8M
47 holdings
Common Collective Trust
$14.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AB ** Large Cap Growth Fund Class Z | — | — | — | $20.6M | 15.3% | |
| VOYA SEPARATE ACCOUNT D VOYA RETIREMENT INS & ANNUITY CO · EIN 71-0294708 / PN 000 | Common Collective Trust | — | — | $14.7M | 10.9% | |
| Vanguard ** 500 Index Fund Admiral Shares | — | — | — | $13.4M | 9.9% | |
| Columbia ** Dividend Income Fund Class S | — | — | — | $11.9M | 8.8% | |
| JP Morgan ** Large Cap Growth Fund Class R6 | — | — | — | $7.8M | 5.7% | |
| American Funds ** American Balanced Fund Class R6 | — | — | — | $7.4M | 5.5% | |
| Charles Schwab ** Self-directed Brokerage Accounts | — | — | — | $6.4M | 4.7% | |
| PIMCO ** Income Fund Institutional Class | — | — | — | $6.0M | 4.4% | |
| John Hancock ** Bond Fund Class R6 | — | — | — | $5.9M | 4.4% | |
| American Funds ** MyCompass American Funds 2045 Fund R | — | — | — | $5.8M | 4.3% | |
| FullerThaler ** Behavioral Small-Cap Growth Fund Class R6 | — | — | — | $5.0M | 3.7% | |
| Goldman Sachs ** GQG Partners International Opportunities Fund Class R6 | — | — | — | $4.4M | 3.3% | |
| Fidelity ** Advisor Growth Opportunities Fund Class Z | — | — | — | $3.3M | 2.5% | |
| Columbia Seligman ** Technology and Information Fund Institutional Class 3 | — | — | — | $3.3M | 2.4% | |
| American Funds ** MyCompass American Funds 2035 Fund R | — | — | — | $3.1M | 2.3% | |
| Voya Fixed Account | — | — | — | $2.8M | 2.1% | |
| Virtus Investment ** Newfleet Multi-Sector Short Term Bond Fund Class R6 | — | — | — | $2.8M | 2.1% | |
| American Funds ** MyCompass American Funds 2050 Fund R | — | — | — | $2.1M | 1.6% | |
| American Funds ** New World Fund Class R6 | — | — | — | $2.1M | 1.5% | |
| Vanguard ** Mid-Cap Index Fund Admiral Shares | — | — | — | $1.9M | 1.4% | |
| Vanguard ** Windsor II Fund Admiral Shares | — | — | — | $1.7M | 1.3% | |
| Vanguard ** Total Bond Market Index Fund Admiral Shares | — | — | — | $1.6M | 1.2% | |
| American Funds ** MyCompass American Funds 2030 Fund R | — | — | — | $1.5M | 1.1% | |
| Columbia ** Small Cap Index Fund Class I3 | — | — | — | $1.4M | 1.1% | |
| American Funds ** New Perspective Fund Class R6 | — | — | — | $1.1M | 0.8% | |
| American Funds ** MyCompass American Funds 2040 Fund R | — | — | — | $1.0M | 0.8% | |
| Vanguard ** Small-Cap Growth Index Fund Admiral Shares | — | — | — | $965K | 0.7% | |
| Artisan Partners ** International Value Fund Advisor Class | — | — | — | $731K | 0.5% | |
| Fidelity ** International Index Fund | — | — | — | $627K | 0.5% | |
| Vanguard ** Growth Index Fund Admiral Shares | — | — | — | $510K | 0.4% | |
| Virtus Investment ** KAR Mid-Cap Growth Fund Class R6 | — | — | — | $498K | 0.4% | |
| First Eagle ** Gold Fund Class R6 | — | — | — | $412K | 0.3% | |
| American Funds ** MyCompass American Funds 2055 Fund R | — | — | — | $358K | 0.3% | |
| John Hancock ** Disciplined Value Mid Cap Fund Class R6 | — | — | — | $299K | 0.2% | |
| American Funds ** MyCompass American Funds 2020 Fund R | — | — | — | $284K | 0.2% | |
| dates through October 2029, collateralized by participant account * Participant Loans balances. - | — | — | — | $248K | 0.2% | |
| American Funds ** MyCompass American Funds 2025 Fund R | — | — | — | $240K | 0.2% | |
| Vanguard ** Intermediate-Term Treasury Index Fund Admiral Shares | — | — | — | $227K | 0.2% | |
| Vanguard ** Energy Index Fund Admiral Shares | — | — | — | $208K | 0.2% | |
| American Funds ** MyCompass American Funds 2060 Fund R | — | — | — | $154K | 0.1% | |
| BlackRock ** High Yield Portfolio Fund Class K | — | — | — | $153K | 0.1% | |
| Fidelity ** Mid Cap Index Fund | — | — | — | $152K | 0.1% | |
| PGIM ** Global Total Return Fund Class R6 | — | — | — | $121K | <0.1% | |
| Cohen & Steers ** Real Estate Securities Fund Class Z | — | — | — | $108K | <0.1% | |
| Vanguard ** Small-Cap Index Fund Admiral Shares | — | — | — | $74K | <0.1% | |
| Fidelity ** Advisor New Markets Income Fund Class Z | — | — | — | $62K | <0.1% | |
| Voya ** Government Money Market Fund Class A | — | — | — | $58K | <0.1% | |
| Vanguard ** Health Care Fund Admiral Shares | — | — | — | $23K | <0.1% |