How big is Galena Associates, LLC's plan?

Galena Associates, LLC's plan reported $15.9M in assets and 1,100 participants for 2024.

Original filing (PDF)20251013142106NAL0000709779001

Galena Associates, LLC

Name: Galena Associates, LLC — Galena Associates 401(k), Form 5500 (2024)
Creator: Galena Associates, LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Galena Associates 401(k) Plan

401(k) retirement plan · Galena Associates, LLC's Galena Associates 401(k) Plan held $15.9M in plan assets for 1,100 participants in 2024, with Ascensus as recordkeeper.

Active participants

1,100

Accounts w/ balance

1,152

Plan assets (EOY)

$15.9M

Net assets (EOY)

$15.8M

People on this filing

Tom Veilleux signed Galena Associates, LLC's 2024 Form 5500 as plan administrator.

Tom Veilleux — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Galena Associates, LLC's EIN is 04-3326294.

EIN 04-3326294

Plan number 001

Plan year 2024

ACK ID 20251013142106NAL0000709779001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Galena Associates, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Galena Associates, LLC's plan includes automatic enrollment, profit-sharing, a 401(k) feature, ERISA 404(c) participant direction, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for GALENA ASSOCIATES, LLC.

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How this plan invests

This plan

37 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Total administrative cost in the bottom quartile of peers (18th percentile).

Plan sponsor

Name

GALENA ASSOCIATES, LLC

EIN

all filings

Address

8 TWO MILE ROAD · FARMINGTON, CT · 06032

Phone

(860) 244-9310

Industry

Other Services (ex. Public Admin)

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-13

Pension benefit codes

2S · Automatic enrollment

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2T · Default investment account (QDIA)

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ASCENSUS LLC	11-3665754	—	NONE	$85K	—

Investments

37 direct securities· $15.9M(100% of reported assets)

Mutual Funds

$6.8M

15 holdings

Other securities

$6.8M

18 holdings

Participant loans

$880K

1 holding

U.S. Treasuries

$762K

2 holdings

Common Collective Trusts

$704K

1 holding

					% of plan
MFS Conservative Allocation A MFS 0	Mutual Funds	—	—	$1.7M	10.5%
Alger Capital Appreciation A Alger 0	Other securities	—	—	$924K	5.8%
Janus Henderson Forty A Janus Henderson 0	Mutual Funds	—	—	$894K	5.6%
Various Rates and Maturities Participant's Loan Account 0	Participant loans	—	—	$880K	5.5%
Janus Henderson Enterprise A Janus Henderson 0	Mutual Funds	—	—	$809K	5.1%
GM Western Asset Core Bond A Legg Mason 0	Other securities	—	—	$776K	4.9%
MFS Growth Allocation A MFS 0	Mutual Funds	—	—	$723K	4.5%
iShares S&P 500 Index Instl iShares 0	Common Collective Trusts	—	—	$704K	4.4%
GM BlackRock Equity Dividend Inv A BlackRock 0	Other securities	—	—	$623K	3.9%
GM JPMorgan Government Bond R3 JP Morgan 0	U.S. Treasuries	—	—	$596K	3.7%
American Funds Washington Mutual R4 American Funds 0	Mutual Funds	—	—	$561K	3.5%
GM Alger Capital Appreciation A Alger 0	Other securities	—	—	$522K	3.3%
(CL)Victory Sycamore Small Comp Opport A Victory 0	Other securities	—	—	$496K	3.1%
GM Transamerica TS&W International Equit Transamerica 0	Other securities	—	—	$483K	3.0%
GM American Funds Washington Mutual R4 American Funds 0	Mutual Funds	—	—	$446K	2.8%
BlackRock Equity Dividend Inv A BlackRock 0	Other securities	—	—	$384K	2.4%
GM BlackRock Liquidity FedFund Premier BlackRock 0	Other securities	—	—	$378K	2.4%
GM MFS International Diversification A MFS 0	Mutual Funds	—	—	$343K	2.2%
GM JohnHancock III Disc Val Mid CapA John Hancock 0	Other securities	—	—	$306K	1.9%
Western Asset Core Bond A Legg Mason 0	Other securities	—	—	$296K	1.9%
Macquarie Small Cap Growth Y Macquarie 0	Other securities	—	—	$292K	1.8%
BlackRock Liquidity FedFund Premier BlackRock 0	Other securities	—	—	$284K	1.8%
MFS International Diversification A MFS 0	Mutual Funds	—	—	$269K	1.7%
MFS Moderate Allocation A MFS 0	Mutual Funds	—	—	$242K	1.5%
GM Victory Sycamore Small Comp Opport A Victory 0	Other securities	—	—	$234K	1.5%
GM Janus Henderson Enterprise A Janus Henderson 0	Mutual Funds	—	—	$200K	1.3%
GM Cohen & Steers Real Estate Secs Inst Cohen & Steers 0	Other securities	—	—	$174K	1.1%
Lord Abbett High Yield R4 Lord Abbett 0	Mutual Funds	—	—	$171K	1.1%
JPMorgan Government Bond R3 JP Morgan 0	U.S. Treasuries	—	—	$166K	1.0%
Cohen & Steers Real Estate Secs Inst Cohen & Steers 0	Other securities	—	—	$161K	1.0%
GM Templeton Emerging Markets Small Cap Templeton 0	Mutual Funds	—	—	$160K	1.0%
GM Macquarie Small Cap Growth Y Macquarie 0	Other securities	—	—	$159K	1.0%
Transamerica TS&W International Equity A Transamerica 0	Other securities	—	—	$152K	1.0%
GM Lord Abbett High Yield R4 Lord Abbett 0	Mutual Funds	—	—	$131K	0.8%
John Hancock III Disc Val Mid CapA John Hancock 0	Other securities	—	—	$131K	0.8%
Templeton Emerging Markets Small Cap A Templeton 0	Mutual Funds	—	—	$122K	0.8%
Invesco International Bond A Invesco 0	Mutual Funds	—	—	$47K	0.3%