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Original filing (PDF)20260320091412NAL0005118465001
LIBERTY BEHAVIORAL MANAGEMENT CORP
Form 5500
FILING_RECEIVED
LIBERTY MANAGEMENT UNION 401(K) PLAN
401(k) retirement plan
Signals · 2
Late filing · 4.1 mo27% in single holding
Active participants
405
Accounts w/ balance
156
Plan assets (EOY)
$9.7M
Net assets (EOY)
$9.7M
How this plan invests
This plan
9 pooled trusts
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
84
Concentration risk
86
Total plan cost
100
Vendor stack
100
Participation health
65
Knocking points off
- Filed 4.1 months past the 10.5-month grace window.
- Top holding "S ClearBridge ClearBridge Large Cap Growth IS" is 27% of plan.
- Only 39% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LIBERTY BEHAVIORAL MANAGEMENT CORP.
Plan sponsor
Name
LIBERTY BEHAVIORAL MANAGEMENT CORP
EIN
04-3284656
Address
79 GLENRIDGE ROAD · GLENVILLE, NY · 12302
Phone
(518) 952-8158
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-03-20
Pension benefit codes
2H · Partial participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PKF O'CONNOR DAVIES, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUIY INSURANCE COMPANY | 84-0467907 | — | RECORDKEEPER | $42K | — |
Investments
18 direct securities · 9 pooled funds· $9.5M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$4.9M
17 holdings
Mutual Funds
$2.6M
1 holding
Common Collective Trust
$2.0M
9 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| S ClearBridge Large Cap Growth IS | Mutual Funds | — | — | $2.6M | 26.7% | |
| INVESTMENT CONTRACT Massachusetts Mutual Life Insurance Company SAGIC Diversified Bond II | — | — | — | $1.1M | 11.9% | |
| INDEXSELECT MODERATE RETIRE FUND CL GREAT GRAY · EIN 81-4430771 / PN 305 | Common Collective Trust | — | — | $837K | 8.7% | |
| Fidelity Total Market Index | — | — | — | $703K | 7.3% | |
| American Funds American Funds Washington Mutual R6 | — | — | — | $622K | 6.4% | |
| INDEXSELECT MODERATE 2035 FUND CL R GREAT GRAY · EIN 81-4457845 / PN 307 | Common Collective Trust | — | — | $526K | 5.4% | |
| INDEXSELECT MODERATE 2045 FUND CL R GREAT GRAY · EIN 81-4470950 / PN 308 | Common Collective Trust | — | — | $495K | 5.1% | |
| Prudential Investment Management PGIM Total Return Bond R6 | — | — | — | $493K | 5.1% | |
| Allspring Core Bond R6 | — | — | — | $411K | 4.2% | |
| T. Rowe Price T. Rowe Price New Horizons I | — | — | — | $384K | 4.0% | |
| Vanguard International Value Portfolio | — | — | — | $374K | 3.9% | |
| Fidelity 500 Index | — | — | — | $235K | 2.4% | |
| iShares Russell iShares Russell Mid Cap Index K | — | — | — | $234K | 2.4% | |
| INDEXSELECT MODERATE 2055 FUND CL R GREAT GRAY · EIN 81-4484368 / PN 309 | Common Collective Trust | — | — | $168K | 1.7% | |
| JP Morgan JPMorgan Emerging Markets Equity R6 | — | — | — | $90K | 0.9% | |
| Eaton Vance Eaton Vance Income Fund of Boston R6 | — | — | — | $42K | 0.4% | |
| Vanguard Dividend Appreciation Index Adm | — | — | — | $33K | 0.3% | |
| iShares Russell iShares Russell 2000 Small Cap Index K | — | — | — | $30K | 0.3% | |
| Metropolitan West Metropolitan West Total Return Bond Fund | — | — | — | $25K | 0.3% | |
| Undiscovered MGRS Behavorial Value R6 | — | — | — | $23K | 0.2% | |
| Calamos Market Neutral Income I | — | — | — | $15K | 0.2% | |
| INDEXSELECT AGGRESSIVE 2035 FUND CL GREAT GRAY · EIN 81-4393238 / PN 302 | Common Collective Trust | — | — | $12K | 0.1% | |
| Hartford Balanced Income R6 | — | — | — | $5K | <0.1% | |
| INDEXSELECT CONSERVATIVE 2035 FUND GREAT GRAY · EIN 81-4515825 / PN 312 | Common Collective Trust | — | — | $4K | <0.1% | |
| INDEXSELECT CONSERVATIVE RET FUND C GREAT GRAY · EIN 81-4499160 / PN 310 | Common Collective Trust | — | — | $4K | <0.1% | |
| INDEXSELECT CONSERVATIVE 2025 FUND GREAT GRAY · EIN 81-4509619 / PN 311 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT MODERATE 2025 FUND CL R GREAT GRAY · EIN 81-4447624 / PN 306 | Common Collective Trust | — | — | $0 | <0.1% |