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Original filing (PDF)20251027143810NAL0005874481001
FISH & RICHARDSON P.C
Form 5500
FILING_RECEIVED
FISH & RICHARDSON ASSOCIATES' - 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
136
Accounts w/ balance
271
Plan assets (EOY)
$31.7M
Net assets (EOY)
$31.7M
How this plan invests
This plan
1 pooled trust
Schedule D
49 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (6 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FISH & RICHARDSON P.C.
Plan sponsor
Name
FISH & RICHARDSON P.C
EIN
04-3254521
Address
60 SOUTH SIXTH STREET SUITE 3200 · MINNEAPOLIS, MN · 55402
Phone
(612) 335-5070
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-27
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MILLIMAN INC | 91-0675641 | — | NONE | $19K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $162 | — |
| CHARLES SCHWAB TRUST BANK | 82-3967259 | — | NONE | $0 | — |
Investments
39 direct securities · 1 pooled fund· $32.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$32.0M
39 holdings
Common Collective Trust
$416K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2055 N/R | — | — | — | $5.5M | 17.4% | |
| Fund Vanguard Institutional Index Fund N/R | — | — | — | $4.9M | 15.3% | |
| Institutional Shares Vanguard Target Retirement 2045 N/R | — | — | — | $3.0M | 9.5% | |
| Fund Vanguard Target Retirement 2050 N/R | — | — | — | $2.5M | 7.8% | |
| Fund Vanguard Target Retirement 2040 N/R | — | — | — | $1.8M | 5.5% | |
| Charles Schwab Self-directed brokerage accounts N/R | — | — | — | $1.6M | 5.1% | |
| Fund Vanguard Target Retirement 2060 N/R | — | — | — | $1.6M | 5.0% | |
| Fund New York Life Investment NYLI Winslow Large Cap Growth N/R | — | — | — | $1.6M | 5.0% | |
| Management, LLC Class R6 Vanguard Growth Index Fund Admiral N/R | — | — | — | $1.2M | 3.9% | |
| Shares Dodge & Cox Dodge & Cox Stock Fund Class X N/R | — | — | — | $1.2M | 3.8% | |
| VANGUARD TOTAL INTL STK INSTL Registered Investment Company | — | — | — | $638K | 2.0% | |
| Index Fund Institutional Shares Vanguard Explorer Fund Admiral N/R | — | — | — | $534K | 1.7% | |
| VANGUARD MIDCAP INDEX INSTL Registered Investment Company | — | — | — | $493K | 1.6% | |
| GALLIARD STABLE RETURN FUND C GALLIARD CAPITAL MANAGEMENT · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $416K | 1.3% | |
| Institutional Shares Artisan Partners Funds Artisan Mid Cap Fund Institutional N/R | — | — | — | $381K | 1.2% | |
| ARTISAN MIDCAP INSTL Registered Investment Company | — | — | — | $381K | 1.2% | |
| Class Vanguard Small-Cap Index Fund N/R | — | — | — | $370K | 1.2% | |
| Institutional Shares JPMorgan Mid Cap Value Fund Class N/R | — | — | — | $339K | 1.1% | |
| R6 Calamos Investments Calamos Growth and Income Fund N/R | — | — | — | $331K | 1.0% | |
| Class R6 Vanguard Target Retirement 2035 N/R | — | — | — | $327K | 1.0% | |
| Fund Vanguard Target Retirement 2030 N/R | — | — | — | $312K | 1.0% | |
| Fund Vanguard Total Bond Market Index N/R | — | — | — | $301K | 0.9% | |
| Fund Institutional Shares Vanguard Inflation-Protected N/R | — | — | — | $279K | 0.9% | |
| Securities Fund Institutional Shares Vanguard Target Retirement 2025 N/R | — | — | — | $232K | 0.7% | |
| Fund Artisan Partners Funds Artisan International Institutional Fund N/R | — | — | — | $231K | 0.7% | |
| PARTICIPANT LOANS (4.25% - 9.5%) | — | — | — | $208K | 0.7% | |
| Notes Receivable From Interest rates: 4.25% - 9.50% $0 | — | — | — | $208K | 0.7% | |
| Vanguard International Value Fund N/R | — | — | — | $198K | 0.6% | |
| Investor Shares Macquarie Small Cap Value Fund N/R | — | — | — | $192K | 0.6% | |
| Class R6 Vanguard Value Index Admiral Shares N/R | — | — | — | $166K | 0.5% | |
| Vanguard Target Retirement 2065 N/R | — | — | — | $149K | 0.5% | |
| SCHWAB FUNDMTL INT SMMID INDEX Registered Investment Company | — | — | — | $129K | 0.4% | |
| Fund * Schwab Funds Schwab Fundamental International N/R | — | — | — | $129K | 0.4% | |
| Small Equity Index Fund PIMCO High Yield Fund Institutional N/R | — | — | — | $116K | 0.4% | |
| Class Vanguard Short-Term Inflation- N/R | — | — | — | $111K | 0.4% | |
| Protected Securities Index Fund Admiral Shares Vanguard Emerging Markets Stock N/R | — | — | — | $105K | 0.3% | |
| Index Fund Admiral Shares Baird Core Plus Bond Fund Class N/R | — | — | — | $101K | 0.3% | |
| Institutional Vanguard Target Retirement 2070 N/R | — | — | — | $85K | 0.3% | |
| Fund Vanguard Real Estate Index Fund N/R | — | — | — | $52K | 0.2% | |
| Admiral Shares Vanguard Total International Bond N/R | — | — | — | $16K | <0.1% |
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