Original filing (PDF)20250929101033NAL0012038304001

Brookwood Financial Partners, LLC

Name: Brookwood Financial Partners, LLC — Brookwood, Form 5500 (2024)
Creator: Brookwood Financial Partners, LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Brookwood Financial Partners, LLC 401(k) Plan

401(k) retirement plan · Brookwood Financial Partners, LLC's Brookwood Financial Partners, LLC 401(k) Plan held $13.9M in plan assets for 86 participants in 2024, with Empower as recordkeeper.

Signals · 1

Late participant contributions

Active participants

Accounts w/ balance

115

Plan assets (EOY)

$13.9M

Net assets (EOY)

$13.9M

How this plan invests

This plan

1 pooled trust

Schedule D

29 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 18K (2% of contributions).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for BROOKWOOD FINANCIAL PARTNERS, LLC.

Plan sponsor

Name

BROOKWOOD FINANCIAL PARTNERS, LLC

EIN

04-3190521all filings

Address

138 CONANT STREET · BEVERLY, MA · 01915

Phone

(978) 720-7500

Industry

Real Estate

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-29

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3B · Covers self-employed individuals

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY O	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$7K	—
EMPOWER ADVISORY GROUP, LLC	—	GREENWOOD VILLAGE, CO	INVESTMENT MGMT	$4K	—

Investments

29 direct securities · 1 pooled fund· $14.0M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Other securities

$6.8M

18 holdings

Common Collective Trusts

$4.3M

5 holdings

Mutual Funds

$1.9M

5 holdings

Common Collective Trust

$797K

1 holding

Participant loans

$157K

1 holding

					% of plan
Vanguard Large Cap Index Fund - Admiral Class	Common Collective Trusts	—	—	$1.5M	11.1%
Vanguard Total International Stock Index Fund - Admiral Class	Common Collective Trusts	—	—	$1.3M	9.2%
American Century American Century In Retirement III	Other securities	—	—	$1.2M	8.3%
Vanguard Small Cap Index Fund - Admiral Class	Common Collective Trusts	—	—	$1.1M	7.9%
AB Funds AB Large Cap Growth Z	Other securities	—	—	$1.1M	7.8%
John Hancock John Hancock Disciplined Value Mid Cap Fund - Class R6	Other securities	—	—	$1.0M	7.4%
MFS Value R6	Mutual Funds	—	—	$859K	6.2%
PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202	Common Collective Trust	—	—	$797K	5.7%
Vanguard Explorer - Admiral Class	Mutual Funds	—	—	$557K	4.0%
Victory Trivalent International Small-Cap Fund - Class R6	Other securities	—	—	$516K	3.7%
Carillon Eagle Mid Cap Growth R6	Other securities	—	—	$468K	3.4%
American Century American Century Retirement Date 2050 III	Other securities	—	—	$365K	2.6%
American Funds American Funds New Perspective R6	Mutual Funds	—	—	$329K	2.4%
American Century American Century Retirement Date 2030 III	Other securities	—	—	$311K	2.2%
American Century American Century Retirement Date 2055 III	Other securities	—	—	$307K	2.2%
Vanguard Mid-Cap Index Fund - Admiral Class	Common Collective Trusts	—	—	$289K	2.1%
American Century American Century Retirement Date 2045 III	Other securities	—	—	$250K	1.8%
Government Federated Hermes Government Obligations Fund SS	Other securities	—	—	$238K	1.7%
JPMorgan Core Plus Bond R6	Other securities	—	—	$233K	1.7%
American Century American Century Retirement Date 2035 III	Other securities	—	—	$185K	1.3%
American Century American Century Retirement Date 2040 III	Other securities	—	—	$185K	1.3%
maturing through 2029 $ -	Other securities	—	—	$157K	1.1%
PARTICIPANT LOANS VARIOUS	Participant loans	—	$157K	$157K	1.1%
Vanguard Inflation Protected Securities Fund - Admiral Class	Mutual Funds	—	—	$145K	1.0%
Thornburg Strategic Income R6	Other securities	—	—	$139K	1.0%
American Century American Century Retirement Date 2025 III	Other securities	—	—	$116K	0.8%
Vanguard Total International Bond Index Fund Admiral	Common Collective Trusts	—	—	$90K	0.6%
American Century American Century Retirement Date 2060 III	Other securities	—	—	$90K	0.6%
Vanguard Energy Index- Admiral Class	Mutual Funds	—	—	$60K	0.4%
American Century American Century Retirement Date 2065 III	Other securities	—	—	$1K	<0.1%