· 2022–2024 · DOL EFAST2
Search
Browse
Resources
Pricing
ROBERT P. ROY, CFP — ROBERT P. ROY, CFP 401(K) PROFIT SHARING PLAN, Form 5500 (2024) | Form 5500 Search
Back to filter
Original filing (PDF)
20250421090222NAL0002792833001
ROBERT P. ROY, CFP
Form 5500-SF
FILING_RECEIVED
ROBERT P. ROY, CFP 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
2
Accounts w/ balance
2
Plan assets (EOY)
$2.0M
Net assets (EOY)
$2.0M
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for
ROBERT P. ROY, CFP
.
Find decision makers
Plan sponsor
Name
ROBERT P. ROY, CFP
EIN
04-3171583
Address
SEXTANT HILL OFFICE PARK · 90 ROUTE 6A UNIT 4A · SANDWICH, MA · 02563
Phone
(508) 833-9555
Industry
Finance & Insurance
see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-04-21
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Service providers (Schedule C)
Small plans don't disclose service providers
Related plans
Similar-size Finance & Insurance plans
ROSSI FINANCIAL SERVICES, INC.
ROSSI FINANCIAL SERVICES, INC. CASH BALANCE PLAN
$2.0M · 4 participants
FRONTRANGE CAPITAL ADVISERS LL
FRONTRANGE CAPITAL ADVISERS LL 401(K) PROFIT SHARING PLAN & TRUST
$2.0M · 26 participants
YODER FINANCIAL GROUP INC.
YODER FINANCIAL GROUP INC. 401(K) PLAN
$2.0M · 3 participants
ATHERTON WEALTH ADVISORS, INC.
ATHERTON WEALTH ADVISORS, INC. 401(K) PLAN
$2.0M · 4 participants
SMITH THORNTON ADVISORS, LLC
100
Helping the score
Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
No Schedule C compensation disclosed — likely a small plan or unbundled.
Auditor
—
Trustee / custodian
—
Trustee phone
—
Small plan (5500-SF) — Schedule H data not available.
SMITH THORNTON ADVISORS 401(K) RETIREMENT PLAN
$2.0M · 9 participants
ARJUNA CAPITAL
ARJUNA CAPITAL RETIREMENT PLAN
$2.0M · 13 participants
Large plans in Massachusetts
FIDELITY MANAGEMENT TRUST COMPANY
FIDELITY GROWTH COMPANY COMMINGLED POOL
$91.5B
STATE STREET GLOBAL ADVISORS TRUST COMPANY
STATE STREET S&P 500(R) INDEX NON-LENDING SERIES FUND CLASS A
$91.0B
FIDELITY MANAGEMENT TRUST COMPANY
FIDELITY CONTRAFUND COMMINGLED POOL
$59.7B
STATE STREET GLOBAL ADVISORS TRUST COMPANY
STATE STREET S&P 500(R) INDEX SECURITIES LENDING SERIES FUND CLASS I
$53.6B
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC
SPARTAN GROUP TRUST FOR EMPLOYEE BENEFIT PLANS SPARTAN 500 INDEX POOL
$47.6B
STATE STREET GLOBAL ADVISORS TRUST COMPANY
STATE STREET S&P 500(R) INDEX SECURITIES LENDING SERIES FUND CLASS II
$46.7B
