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Original filing (PDF)20251003093348NAL0000758979001
LEE BANK
Form 5500
FILING_RECEIVED
LEE BANK 401(K) PLAN
401(k) retirement plan
Signals · 1
31% in single holding
Active participants
121
Accounts w/ balance
121
Plan assets (EOY)
$19.5M
Net assets (EOY)
$19.5M
How this plan invests
This plan
5 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Ishares S&P 500 Index I" is 31% of plan.
Helping the score
- Below-peer total fees (1 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LEE BANK.
Plan sponsor
Name
LEE BANK
EIN
04-3158399
Address
75 PARK STREET · LEE, MA · 01238
Phone
(413) 243-0117
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WOLF & COMPANY, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO OF AMERICA | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $491 | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | 84-1455663 | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $965 | — |
| MMLIS | 04-1590850 | SPRINGFIELD, MA | BROKER/ADVISOR | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC PENSION SERVICES, LLC | 14-1836262 | SELKIRK, NY | THIRD PARTY ADMIN | $1K | — |
Investments
24 direct securities · 5 pooled funds· $19.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$18.0M
24 holdings
Pooled Separate Account
$1.5M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Ishares S&P 500 Index I | — | — | — | $6.1M | 31.2% | |
| Amrcn Fnds Fndmntl Invs R6 | — | — | — | $2.8M | 14.3% | |
| Amrcn Fnds 2030 Trgt Dt Ret Fd | — | — | — | $1.0M | 5.3% | |
| MFS Blended Research Mid Cap EQ R6 | — | — | — | $974K | 5.0% | |
| Ishares Russell 2000 Small-Cap Index I | — | — | — | $955K | 4.9% | |
| Invesco Core Bond R6 | — | — | — | $886K | 4.5% | |
| Putnam Small Cap Growth R6 | — | — | — | $827K | 4.2% | |
| Amrcn Fnds 2045 Trgt Dt Ret Fd | — | — | — | $661K | 3.4% | |
| MASSMUTUAL BLUE CHIP GROWTH I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $646K | 3.3% | |
| Ishares Msci Eafe International Indx Insmaiix | — | — | — | $633K | 3.2% | |
| Amrcn Fnds 2010 Trgt Dt Ret Fd | — | — | — | $619K | 3.2% | |
| Amrcn Fnds 2040 Trgt Dt Ret Fd | — | — | — | $582K | 3.0% | |
| Amrcn Fnds 2020 Trgt Dt Ret Fd | — | — | — | $532K | 2.7% | |
| MASSMUTUAL MID CAP GROWTH 1 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $439K | 2.3% | |
| Allspring Special Small Cap Value R6 | — | — | — | $352K | 1.8% | |
| Amrcn Fnds 2050 Trgt Dt Ret Fd | — | — | — | $336K | 1.7% | |
| Amrcn Fnds 2025 Trgt Dt Ret Fd | — | — | — | $212K | 1.1% | |
| AMERICAN FUNDS WASHINGTON MUTUAL R5 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $206K | 1.1% | |
| Amrcn Fnds 2060 Trgt Dt Ret Fd | — | — | — | $160K | 0.8% | |
| Amrcn Fnds 2055 Trgt Dt Ret Fd | — | — | — | $148K | 0.8% | |
| MASSMUTUAL INFL-PROT AND INC MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $116K | 0.6% | |
| Notes receivable from participants | — | — | — | $110K | 0.6% | |
| Amrcn Fnds 2035 Trgt Dt Ret Fd | — | — | — | $82K | 0.4% | |
| INVESCO REAL ESTATE R6 INVESCO · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $62K | 0.3% | |
| Victory Sycamore Established Value R6 | — | — | — | $23K | 0.1% | |
| JP Morgan US Large Cap Core Plus R6 | — | — | — | $20K | 0.1% | |
| T. Rowe Price US Treasury Money | — | — | — | $12K | <0.1% | |
| Amrcn Fnds 2015 Trgt Dt Ret Fd | — | — | — | $2K | <0.1% | |
| MassMutual US Govt Money Market R5 | — | — | — | $740 | <0.1% |
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