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Original filing (PDF)20250820133012NAL0003329601001
AMERICAN SUPERCONDUCTOR CORPORATION
Form 5500
FILING_RECEIVED
AMSC 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 1
14% employer stock
Active participants
292
Accounts w/ balance
349
Plan assets (EOY)
$56.7M
Net assets (EOY)
$56.7M
How this plan invests
This plan
11 pooled trusts
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
88
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 14% of plan in employer / sponsor stock.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMERICAN SUPERCONDUCTOR CORPORATION.
Plan sponsor
Name
AMERICAN SUPERCONDUCTOR CORPORATION
EIN
04-2959321
Address
114 EAST MAIN STREET · AYER, MA · 01432
Phone
(978) 842-3525
Industry
Manufacturingsee all
Plan administrator
Name
AMERICAN SUPERCONDUCTOR CORPORATION
EIN
04-2959321
City
AYER, MA
Phone
(978) 842-3525
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-20
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
3I · Requires investment in employer securities
Audit & trust (Schedule H)
Auditor
AAFCPAS, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $13K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | 47-1411118 | — | INVESTMENT ADVISORY | $33K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $49K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE ANGELL PENSION GROUP INC | 04-2530412 | — | OTHER SERVICES | $0 | — |
Investments
38 direct securities · 11 pooled funds· $55.0M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$55.0M
38 holdings
Pooled Separate Account
$0
11 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Parties-In- Identity of Issue, Borrower, Rate of Interest, Collateral, Market Interest Lessor or Similar Party Par or Maturity Value Cost Value ** Fidelity Freedom 2030 K6 Fund Mutual Fund | — | — | — | $10.1M | 17.8% | |
| American Superconductor Corporation Stock AMSC Common Stock | — | — | — | $7.7M | 13.5% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $5.5M | 9.7% | |
| Fidelity Freedom 2025 K6 Fund Mutual Fund | — | — | — | $5.4M | 9.4% | |
| Fidelity Freedom 2040 K6 Fund Mutual Fund | — | — | — | $5.3M | 9.4% | |
| Fidelity Freedom 2035 K6 Fund Mutual Fund | — | — | — | $5.2M | 9.1% | |
| Fidelity Freedom 2020 K6 Fund Mutual Fund | — | — | — | $2.2M | 3.8% | |
| JHancock U.S. Growth R6 Fund Mutual Fund | — | — | — | $1.6M | 2.8% | |
| Fidelity Freedom 2055 K6 Fund Mutual Fund | — | — | — | $1.4M | 2.5% | |
| Fidelity Freedom 2050 K6 Fund Mutual Fund | — | — | — | $1.1M | 1.9% | |
| Fidelity Freedom 2045 K6 Fund Mutual Fund | — | — | — | $1.0M | 1.8% | |
| Principal Small Cap S&P 600 Index R6 Mutual Fund | — | — | — | $829K | 1.5% | |
| Fidelity Government Money Market Fund Mutual Fund | — | — | — | $751K | 1.3% | |
| Principal MidCap S&P 400 Index R6 Mutual Fund | — | — | — | $722K | 1.3% | |
| Invesco Comstock Fund Class R6 Mutual Fund | — | — | — | $687K | 1.2% | |
| Fidelity Freedom 2065 K6 Fund Mutual Fund | — | — | — | $519K | 0.9% | |
| DFA Emerging Markets Value I Fund Mutual Fund | — | — | — | $489K | 0.9% | |
| BlackRock Advantage Intl K Fund Mutual Fund | — | — | — | $476K | 0.8% | |
| Vanguard Utilities Index Admin Fund Mutual Fund | — | — | — | $434K | 0.8% | |
| Fidelity Freedom 2015 K6 Fund Mutual Fund | — | — | — | $407K | 0.7% | |
| Fidelity Freedom 2060 K6 Fund Mutual Fund | — | — | — | $314K | 0.6% | |
| Vanguard Energy Adm Fund Mutual Fund | — | — | — | $314K | 0.6% | |
| PGIM High Yield R6 Fund Mutual Fund | — | — | — | $298K | 0.5% | |
| Columbia Seligman Tech & Info Inst Mutual Fund | — | — | — | $296K | 0.5% | |
| November 2029 - | — | — | — | $288K | 0.5% | |
| Allspring Spec M Cap Value R6 Mutual Fund | — | — | — | $262K | 0.5% | |
| Victory Munder Mid-Cap Core Growth R6 Mutual Fund | — | — | — | $258K | 0.5% | |
| Invesco Int SM-MD Comp R6 Fund Mutual Fund | — | — | — | $219K | 0.4% | |
| T. Rowe Price Hlth Sciences Fund Mutual Fund | — | — | — | $219K | 0.4% | |
| Clearbridge Int Growth FI Fund Mutual Fund | — | — | — | $214K | 0.4% | |
| Fidelity Freedom 2010 K6 Fund Mutual Fund | — | — | — | $176K | 0.3% | |
| Fidelity Freedom Income Fund Class K6 Mutual Fund | — | — | — | $134K | 0.2% | |
| Cohen & Steers Instl Realty Shares Mutual Fund | — | — | — | $131K | 0.2% | |
| Lord Abbett Inflation Focused Fund Class R6 Mutual Fund | — | — | — | $70K | 0.1% | |
| Dodge & Cox Global Bond I Mutual Fund | — | — | — | $65K | 0.1% | |
| AQR Risk Balanced Commodities Strategy R6 FD Mutual Fund | — | — | — | $58K | 0.1% | |
| Victory Fund for Income Fund Mutual Fund | — | — | — | $25K | <0.1% | |
| T. Rowe Price Financial Services I Mutual Fund | — | — | — | $12K | <0.1% | |
| PRIN LIQUID ASSETS SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 024 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN SAM BALANCED SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 105 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN SAM CONS BALANCED SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 106 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN SAM CONS GROWTH SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 107 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN SAM FLEXIBLE INCOME SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 108 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN SAM STRAT GROWTH SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 109 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN CAPITAL APPR SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 119 | Pooled Separate Account | — | — | $0 | <0.1% |