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Original filing (PDF)20250717142400NAL0000229635001
LORDS AND LADYS ENTERPRISES IN
Form 5500
FILING_RECEIVED
LORDS AND LADYS ENTERPRISES IN 401(K) PROFIT SHARING PLAN & TRUST
401(k) retirement plan
Active participants
383
Accounts w/ balance
104
Plan assets (EOY)
$3.5M
Net assets (EOY)
$3.5M
How this plan invests
This plan
62 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
65
Knocking points off
- Only 27% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LORDS AND LADYS ENTERPRISES IN.
Plan sponsor
Name
LORDS AND LADYS ENTERPRISES IN
EIN
04-2864507
Address
1208 VFW PKWY STE 200 · BOSTON, MA · 021324344
Phone
(617) 323-4714
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-17
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BRITT & COMPANY CPA LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PAYCHEX, INC. | 16-1124166 | ROCHESTER, NY | RECORDKEEPER | $11K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CWM, LLC | 95-3845382 | OMAHA, NE | ADVISOR | $11K | — |
Investments
62 direct securities· $6.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Registered Investment Companies (Mutual Funds) * Vanguard Target Retirement 2040 Fund Investor Shares of Registered Investment Companies | — | — | — | $754K | 21.3% | |
| Registered Investment Companies (Mutual Funds) * Vanguard Target Retirement 2040 Fund Investor Shares of Registered Investment Companies | — | — | — | $681K | 19.2% | |
| Vanguard Target Retirement 2025 Fund Investor Shares of Registered Investment Companies | — | — | — | $613K | 17.3% | |
| Vanguard Target Retirement 2025 Fund Investor Shares of Registered Investment Companies | — | — | — | $515K | 14.6% | |
| Vanguard Target Retirement 2045 Fund Investor Shares of Registered Investment Companies | — | — | — | $456K | 12.9% | |
| Vanguard Target Retirement 2045 Fund Investor Shares of Registered Investment Companies | — | — | — | $446K | 12.6% | |
| Vanguard Target Retirement 2030 Fund Investor Shares of Registered Investment Companies | — | — | — | $316K | 8.9% | |
| Vanguard Target Retirement Income Fund Investor Shares of Registered Investment Companies | — | — | — | $314K | 8.9% | |
| Vanguard Target Retirement Income Fund Investor Shares of Registered Investment Companies | — | — | — | $296K | 8.4% | |
| Vanguard Target Retirement 2035 Fund Investor Shares of Registered Investment Companies | — | — | — | $295K | 8.3% | |
| Vanguard Target Retirement 2030 Fund Investor Shares of Registered Investment Companies | — | — | — | $227K | 6.4% | |
| Vanguard Target Retirement 2020 Fund Investor Shares of Registered Investment Companies | — | — | — | $224K | 6.3% | |
| Vanguard Target Retirement 2020 Fund Investor Shares of Registered Investment Companies | — | — | — | $223K | 6.3% | |
| Vanguard Target Retirement 2035 Fund Investor Shares of Registered Investment Companies | — | — | — | $195K | 5.5% | |
| Vanguard Target Retirement 2055 Fund Investor Shares of Registered Investment Companies | — | — | — | $175K | 4.9% | |
| Vanguard Target Retirement 2055 Fund Investor Shares of Registered Investment Companies | — | — | — | $145K | 4.1% | |
| iShares S&P 500 Index Fund Class K Shares of Registered Investment Companies | — | — | — | $96K | 2.7% | |
| Vanguard GNMA Fund Investor Shares of Registered Investment Companies | — | — | — | $79K | 2.2% | |
| Notes receivable from participants (Participant Loans) Participant loans, various maturity terms up to five years interest at 4% to 6% | — | — | — | $69K | 1.9% | |
| Vanguard Target Retirement 2060 Fund Investor Shares of Registered Investment Companies | — | — | — | $67K | 1.9% | |
| Vanguard Target Retirement 2050 Fund Investor Shares of Registered Investment Companies | — | — | — | $63K | 1.8% | |
| Vanguard GNMA Fund Investor Shares of Registered Investment Companies | — | — | — | $61K | 1.7% | |
| iShares S&P 500 Index Fund Class K Shares of Registered Investment Companies | — | — | — | $55K | 1.5% | |
| Vanguard Target Retirement 2050 Fund Investor Shares of Registered Investment Companies | — | — | — | $52K | 1.5% | |
| Vanguard Target Retirement 2060 Fund Investor Shares of Registered Investment Companies | — | — | — | $44K | 1.2% | |
| American Funds American Balanced Fund Class R6 Shares of Registered Investment Companies | — | — | — | $18K | 0.5% | |
| Vanguard Mid-Cap Growth Index Fund Admiral Shares of Registered Investment Companies | — | — | — | $17K | 0.5% | |
| Vanguard International Growth Fund Admiral Shares of Registered Investment Companies | — | — | — | $17K | 0.5% | |
| Principal SmallCap S&P 600 Index Fund Inst Class Shares of Registered Investment Companies | — | — | — | $16K | 0.5% | |
| American Funds American Balanced Fund Class R6 Shares of Registered Investment Companies | — | — | — | $16K | 0.4% | |
| Vanguard Target Retirement 2065 Fund Investor Shares of Registered Investment Companies | — | — | — | $14K | 0.4% | |
| Vanguard Target Retirement 2065 Fund Investor Shares of Registered Investment Companies | — | — | — | $13K | 0.4% | |
| Nuveen Large Cap Growth Index Fund Class R6 Shares of Registered Investment Companies | — | — | — | $11K | 0.3% | |
| TIAA-CREF Large-Cap Growth Index Fund Institutional Class Shares of Registered Investment Companies | — | — | — | $9K | 0.3% | |
| Vanguard High-Yield Corporate Fund Admiral Shares of Registered Investment Companies | — | — | — | $9K | 0.3% | |
| Western Asset Core Plus Bond Fund Class I Shares of Registered Investment Companies | — | — | — | $8K | 0.2% | |
| Vanguard Long-Term Treasury Index Fund Admiral Shares of Registered Investment Companies | — | — | — | $6K | 0.2% | |
| Vanguard Treasury Money Market Fund Investor Shares Money Market Fund | — | — | — | $6K | 0.2% | |
| TIAA-CREF International Equity Index Fund Institutional Class Shares of Registered Investment Companies | — | — | — | $5K | 0.1% | |
| Northern Mid Cap Index Fund Shares of Registered Investment Companies | — | — | — | $5K | 0.1% | |
| Schwab Fundamental Intl Equity Index Fund Shares of Registered Investment Companies | — | — | — | $5K | 0.1% | |
| Nuveen International Equity Index Fund Class R6 Shares of Registered Investment Companies | — | — | — | $5K | 0.1% | |
| Vanguard International Growth Fund Admiral Shares of Registered Investment Companies | — | — | — | $5K | 0.1% | |
| Schwab Fundamental Intl Equity Index Fund Shares of Registered Investment Companies | — | — | — | $5K | 0.1% | |
| Northern Mid Cap Index Fund Shares of Registered Investment Companies | — | — | — | $4K | 0.1% | |
| American Century Small Cap Value Fund Class R6 Shares of Registered Investment Companies | — | — | — | $4K | 0.1% | |
| American Century Small Cap Value Fund Class R6 Shares of Registered Investment Companies | — | — | — | $4K | <0.1% | |
| Vanguard Small-Cap Growth Index Fund Adm Shares of Registered Investment Companies | — | — | — | $3K | <0.1% | |
| Vanguard Mid-Cap Growth Index Fund Admiral Shares of Registered Investment Companies | — | — | — | $3K | <0.1% | |
| Vanguard Mid-Cap Value Index Fund Admiral Shares of Registered Investment Companies | — | — | — | $3K | <0.1% | |
| Vanguard Small-Cap Growth Index Fund Adm Shares of Registered Investment Companies | — | — | — | $3K | <0.1% | |
| Vanguard Mid-Cap Value Index Fund Admiral Shares of Registered Investment Companies | — | — | — | $3K | <0.1% | |
| Vanguard Value Index Fund Admiral Shares of Registered Investment Companies | — | — | — | $3K | <0.1% | |
| Principal SmallCap S&P 600 Index Fund Inst Class Shares of Registered Investment Companies | — | — | — | $3K | <0.1% | |
| Vanguard Value Index Fund Admiral Shares of Registered Investment Companies | — | — | — | $3K | <0.1% | |
| Vanguard High-Yield Corporate Fund Admiral Shares of Registered Investment Companies | — | — | — | $2K | <0.1% | |
| DFA Global Equity Portfolio Institutional Class Shares of Registered Investment Companies | — | — | — | $2K | <0.1% | |
| DFA Global Equity Portfolio Institutional Class Shares of Registered Investment Companies | — | — | — | $2K | <0.1% | |
| John Hancock Emerging Markets Equity Fund Class R6 Shares of Registered Investment Companies | — | — | — | $2K | <0.1% | |
| John Hancock Emerging Markets Equity Fund Class R6 Shares of Registered Investment Companies | — | — | — | $2K | <0.1% | |
| Vanguard Treasury Money Market Fund Investor Shares Money Market Fund | — | — | — | $2K | <0.1% | |
| Western Asset Core Plus Bond Fund Class I Shares of Registered Investment Companies | — | — | — | $2K | <0.1% |