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Original filing (PDF)20251002123033NAL0000488545001
UFA, INC.
Form 5500
FILING_RECEIVED
UFA, INC. 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
51% in single holding
Active participants
68
Accounts w/ balance
126
Plan assets (EOY)
$21.1M
Net assets (EOY)
$21.1M
How this plan invests
This plan
1 pooled trust
Schedule D
19 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "American Funds 2030 Target Date Retirement Fund Class R-6 Mutual fund n/a n/a n/a n/a" is 51% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UFA, INC..
Plan sponsor
Name
UFA, INC.
EIN
04-2684627
Address
10 STATE STREET · SUITE 200 · WOBURN, MA · 01801
Phone
(781) 365-1281
Industry
Custom Computer Programming· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2E · Profit-sharing
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
JOHNSON OCONNOR FERON & CARUCCI
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $21K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 04-3046611 | — | ADVISOR | $20K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHNSON O'CONNOR FERON & CARUCCI, | 20-3985546 | — | ACCOUNTANT/AUDITOR | $8K | — |
Investments
18 direct securities · 1 pooled fund· $21.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$21.1M
18 holdings
Common Collective Trust
$40K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2030 Target Date Retirement Fund Class R-6 Mutual fund n/a | — | — | — | $10.7M | 50.8% | |
| American Funds 2050 Target Date Retirement Fund Class R-6 Mutual fund n/a | — | — | — | $2.3M | 11.0% | |
| American Funds 2040 Target Date Retirement Fund Class R-6 Mutual fund n/a | — | — | — | $1.7M | 8.0% | |
| American Funds 2020 Target Date Retirement Fund Class R-6 Mutual fund n/a | — | — | — | $1.7M | 7.9% | |
| Fidelity 500 Index Fund Mutual fund n/a | — | — | — | $1.0M | 4.8% | |
| American Funds 2060 Target Date Retirement Fund Class R-6 Mutual fund n/a | — | — | — | $843K | 4.0% | |
| Fidelity Mid Cap Index Fund Mutual fund n/a | — | — | — | $564K | 2.7% | |
| American Funds The Growth Fund of America Class R-6 Mutual fund n/a | — | — | — | $539K | 2.6% | |
| Fidelity Small Cap Index Fund Mutual fund n/a | — | — | — | $359K | 1.7% | |
| Fidelity Small Cap Growth Fund Mutual fund n/a | — | — | — | $326K | 1.5% | |
| MFS Value Fund Class R6 Mutual fund n/a | — | — | — | $235K | 1.1% | |
| Fidelity Long-Term Trs Bd Index Mutual fund n/a | — | — | — | $170K | 0.8% | |
| Participant Loans Other varies 9.00%-9.50% n/a -0- | — | — | — | $157K | 0.7% | |
| American Funds American Balanced Fund Class R-6 Mutual fund n/a | — | — | — | $130K | 0.6% | |
| American Funds New World Fund Class R-6 Mutual fund n/a | — | — | — | $123K | 0.6% | |
| The Hartford International Opportunities Fund Class R6 Mutual fund n/a | — | — | — | $111K | 0.5% | |
| MFS Mid Cap Value Fund Class R6 Mutual fund n/a | — | — | — | $52K | 0.2% | |
| The Hartford MidCap Fund Class R6 Mutual fund n/a | — | — | — | $41K | 0.2% | |
| RT NY LIFE AA CL 0 RELIANCE TRUST COMPANY · EIN 46-6350416 / PN 001 | Common Collective Trust | — | — | $40K | 0.2% |
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