Original filing (PDF)20250929090526NAL0004926803001

Shepley Bulfinch Richardson and Abbott

Name: Shepley Bulfinch Richardson and Abbott — Form 5500 Plan 001 (2024)
Creator: Shepley Bulfinch Richardson and Abbott
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Shepley Bulfinch Richardson and Abbott, Incorporated Profit Sharing Plan

401(k) retirement plan · Shepley Bulfinch Richardson and Abbott's Shepley Bulfinch Richardson and Abbott, Incorporated Profit Sharing Plan held $40.2M in plan assets for 179 participants in 2024, with Fidelity as recordkeeper.

Signals · 1

1 failed disclosure

Active participants

179

Accounts w/ balance

318

Plan assets (EOY)

$40.2M

Net assets (EOY)

$40.2M

How this plan invests

This plan

1 pooled trust

Schedule D

31 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

1 Schedule C provider failed to disclose compensation.

Helping the score

High account-holder ratio — balance-holders per active participant in the top 15% of peers (91st percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for SHEPLEY BULFINCH RICHARDSON AND ABBOTT.

Plan sponsor

Name

SHEPLEY BULFINCH RICHARDSON AND ABBOTT

EIN

04-2504672all filings

Address

99 CHAUNCY STREET · 4TH FLOOR · BOSTON, MA · 02111

Phone

(860) 937-6564

Industry

Professional & Technical Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-29

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$36K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
UBS FINANCIAL SERVICES INC	13-2638166	—	ADVISOR	$61K	—

Failed / refused disclosures (Sched C Part 2)

Provider	Nondisclosure info
—	—

Investments

31 direct securities · 1 pooled fund· $40.1M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Mutual Funds

$31.3M

16 holdings

Other securities

$4.9M

10 holdings

Common Collective Trusts

$3.2M

4 holdings

Common Collective Trust

$654K

1 holding

Common Stocks

$137K

1 holding

					% of plan
S American Funds 2035 Target Date Retirement Fund R-6 Mutual Fund	Mutual Funds	—	—	$5.7M	14.2%
American Funds 2045 Target Date Retirement Fund R-6 Mutual Fund	Mutual Funds	—	—	$4.7M	11.6%
American Funds 2025 Target Date Retirement Fund R-6 Mutual Fund	Mutual Funds	—	—	$4.7M	11.6%
American Funds 2030 Target Date Retirement Fund R-6 Mutual Fund	Mutual Funds	—	—	$4.0M	10.1%
American Funds 2050 Target Date Retirement Fund R-6 Mutual Fund	Mutual Funds	—	—	$3.9M	9.8%
JPMorgan Growth Advantage Fund Class R6 Mutual Fund	Other securities	—	—	$2.6M	6.6%
American Funds 2040 Target Date Retirement Fund R-6 Mutual Fund	Mutual Funds	—	—	$2.5M	6.3%
Fidelity 500 Index Fund Mutual Fund	Common Collective Trusts	—	—	$2.3M	5.8%
American Funds 2055 Target Date Retirement Fund R-6 Mutual Fund	Mutual Funds	—	—	$2.2M	5.6%
American Funds 2010 Target Date Retirement Fund R-6 Mutual Fund	Mutual Funds	—	—	$1.5M	3.7%
American Funds 2060 Target Date Retirement Fund R-6 Mutual Fund	Mutual Funds	—	—	$1.0M	2.5%
FA STABLE VALUE III FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 026	Common Collective Trust	—	—	$654K	1.6%
American Funds 2020 Target Date Retirement Fund R-6 Mutual Fund	Mutual Funds	—	—	$481K	1.2%
Columbia Dividend Income Fund Institutional 3 Class Mutual Fund	Other securities	—	—	$414K	1.0%
Loomis Sayles Investment Grade Bond Fund Class N Mutual Fund	Other securities	—	—	$370K	0.9%
Fidelity Mid Cap Index Fund Mutual Fund	Common Collective Trusts	—	—	$340K	0.8%
Manning & Napier High Yield Bond Series Class I Mutual Fund	Other securities	—	—	$334K	0.8%
Fidelity International Index Fund Mutual Fund	Common Collective Trusts	—	—	$307K	0.8%
Victory RS Global Fund Class R6 Mutual Fund	Other securities	—	—	$232K	0.6%
PGIM Jennison International Opportunities Fund - Class R6 Mutual Fund	Other securities	—	—	$232K	0.6%
Janus Henderson Global Life Sciences Fund Class I Mutual Fund	Mutual Funds	—	—	$218K	0.5%
Fidelity Small Cap Index Fund Mutual Fund	Common Collective Trusts	—	—	$202K	0.5%
Baron Focused Growth Fund Institutional Shares Mutual Fund	Other securities	—	—	$191K	0.5%
Allspring Special Mid Cap Value Fund - Class R6 Mutual Fund	Other securities	—	—	$184K	0.5%
BNY Mellon Global Fixed Income Fund - Class I Mutual Fund	Other securities	—	—	$163K	0.4%
BlackRock Advantage Small Cap Core Fund Class K Mutual Fund	Other securities	—	—	$152K	0.4%
American Funds American Balanced Fund Class R-6 Mutual Fund	Mutual Funds	—	—	$141K	0.4%
Cohen & Steers Real Estate Securities Fund, Inc. Class Z Mutual Fund	Common Stocks	—	—	$137K	0.3%
American Funds Inflation Linked Bond Fund, Class R-6 Mutual Fund	Mutual Funds	—	—	$55K	0.1%
MFS Blended Research Mid Cap Equity Fund R6 Mutual Fund	Mutual Funds	—	—	$37K	<0.1%
American Funds 2015 Target Date Retirement Fund R-6 Mutual Fund	Mutual Funds	—	—	$15K	<0.1%
Fidelity Government Money Market Fund Class K6 Mutual Fund	Mutual Funds	—	—	$8K	<0.1%