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Original filing (PDF)20250814052426NAL0008827939001
YALE APPLIANCE
Form 5500
FILING_RECEIVED
YALE APPLIANCE 401(K) PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Active participants
197
Accounts w/ balance
228
Plan assets (EOY)
$22.5M
Net assets (EOY)
$22.5M
How this plan invests
This plan
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (20 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for YALE APPLIANCE.
Plan sponsor
Name
YALE APPLIANCE
EIN
04-2457546
Address
42 LEONARD STREET · NORTON, MA · 02766
Phone
(617) 822-5345
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PKF JND P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $25K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS | 47-1411118 | — | INVESTMENT/FINANCIAL ADVI | $20K | — |
Investments
38 direct securities· $22.1M(98% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TRP RETIREMENT 2045 I | Registered Investment Companies | — | — | $2.4M | 10.9% | |
| TRP RETIREMENT 2040 I | Registered Investment Companies | — | — | $2.4M | 10.5% | |
| TRP RETIREMENT 2035 I | Registered Investment Companies | — | — | $2.2M | 9.6% | |
| TRP RETIREMENT 2050 I | Registered Investment Companies | — | — | $1.9M | 8.4% | |
| TRP RETIREMENT 2055 I | Registered Investment Companies | — | — | $1.6M | 7.2% | |
| AMERFUNDS AMER BALANCED - R6 | Registered Investment Companies | — | — | $1.5M | 6.5% | |
| TRP RETIREMENT 2030 I | Registered Investment Companies | — | — | $1.5M | 6.5% | |
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $1.3M | 6.0% | |
| TRP RETIREMENT 2025 I | Registered Investment Companies | — | — | $1.3M | 5.6% | |
| VANG EQUITY INC ADM | Registered Investment Companies | — | — | $902K | 4.0% | |
| TRP RETIREMENT 2060 I | Registered Investment Companies | — | — | $636K | 2.8% | |
| TRP RETIREMENT 2020 I | Registered Investment Companies | — | — | $561K | 2.5% | |
| VANGUARD FEDERAL MM INV | Registered Investment Companies | — | — | $554K | 2.5% | |
| INV DISC MID CAP GROWTH R6 | Registered Investment Companies | — | — | $402K | 1.8% | |
| BLACKROCK HIGH YIELD K | Registered Investment Companies | — | — | $398K | 1.8% | |
| DFA INTL CORE EQUITY 2 INST | Registered Investment Companies | — | — | $321K | 1.4% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $285K | 1.3% | |
| VIRTUS SILVANT FOCUSED GR R6 | Registered Investment Companies | — | — | $251K | 1.1% | |
| DFA US LARGE CO FUND I | Registered Investment Companies | — | — | $251K | 1.1% | |
| MACQUARIE SYST EMMKTS EQ R6 | Registered Investment Companies | — | — | $177K | 0.8% | |
| DWS RREEF REAL EST SEC R6 | Registered Investment Companies | — | — | $177K | 0.8% | |
| PRINCIPAL SMALLCAP GROWTH I R6 | Registered Investment Companies | — | — | $163K | 0.7% | |
| MFS GLOBAL TOTAL RETURN R6 | Registered Investment Companies | — | — | $133K | 0.6% | |
| PIMCO INCOME FUND - INSTL | Registered Investment Companies | — | — | $119K | 0.5% | |
| FID INFL-P BD IDX | Registered Investment Companies | — | — | $117K | 0.5% | |
| JPMORGAN LARGE CAP GROWTH R6 | Registered Investment Companies | — | — | $101K | 0.4% | |
| MFS VALUE R6 | Registered Investment Companies | — | — | $72K | 0.3% | |
| AMER FUNDS NEW PERSP R6 | Registered Investment Companies | — | — | $72K | 0.3% | |
| VANGUARD MID CAP VALUE IND ADM | Registered Investment Companies | — | — | $70K | 0.3% | |
| VANGUARD INTL GRTH ADM | Registered Investment Companies | — | — | $70K | 0.3% | |
| UNDISC MGRS BEHAVIORAL VAL R6 | Registered Investment Companies | — | — | $67K | 0.3% | |
| VANGUARD FTSE SOCIAL INDEX ADM | Registered Investment Companies | — | — | $50K | 0.2% | |
| TRP RETIREMENT 2015 I | Registered Investment Companies | — | — | $49K | 0.2% | |
| JPMORGAN CORE PLUS BOND R6 | Registered Investment Companies | — | — | $35K | 0.2% | |
| TRP RETIREMENT 2010 I | Registered Investment Companies | — | — | $34K | 0.2% | |
| VANGUARD BAL IDX - ADM | Registered Investment Companies | — | — | $26K | 0.1% | |
| TRP RETIREMENT 2005 I | Registered Investment Companies | — | — | $14K | <0.1% | |
| AMERICAN FUNDS CAP WLD BOND R6 | Registered Investment Companies | — | — | $13K | <0.1% |