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Original filing (PDF)20251010162754NAL0008479809001
CAPE ABILITIES, INC.
Form 5500
FILING_RECEIVED
CAPE ABILITIES, INC. 403(B) DEFINED CONTRIBUTION/TAX SHELTERED ANNUITY PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
249
Accounts w/ balance
243
Plan assets (EOY)
$7.3M
Net assets (EOY)
$7.3M
How this plan invests
This plan
1 pooled trust
Schedule D
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAPE ABILITIES, INC..
Plan sponsor
Name
CAPE ABILITIES, INC.
EIN
04-2453166
Address
895 MARY DUNN ROAD · HYANNIS, MA · 02601
Phone
(508) 778-5040
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2G · Total participant-directed accounts
2K · 401(m) arrangement
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CITRIN COOPERMAN & COMPANY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
20 direct securities · 1 pooled fund· $7.1M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$6.7M
20 holdings
Pooled Separate Account
$377K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| CREF Growth R1 Variable Annuity | — | — | — | $816K | 11.2% | |
| TIAA Traditional Benefit Responsive Fixed Annuity Contract | — | — | — | $766K | 10.5% | |
| TIAA Traditional Non Benefit Responsive Fixed Annuity Contract | — | — | — | $762K | 10.5% | |
| TIAA Access Lifecycle 2030 T4 Variable Annuity | — | — | — | $567K | 7.8% | |
| CREF Money Market R1 Variable Annuity | — | — | — | $540K | 7.4% | |
| CREF Equity Index R1 Variable Annuity | — | — | — | $464K | 6.4% | |
| CREF Global Equities R1 Variable Annuity | — | — | — | $439K | 6.0% | |
| CREF Stock R1 Variable Annuity | — | — | — | $432K | 5.9% | |
| TIAA REAL ESTATE ACCOUNT TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $377K | 5.2% | |
| TIAA Access Lifecycle 2035 T4 Variable Annuity | — | — | — | $348K | 4.8% | |
| CREF Core Bond R1 Variable Annuity | — | — | — | $294K | 4.0% | |
| TIAA Access Lifecycle 2050 T4 Variable Annuity | — | — | — | $280K | 3.8% | |
| TIAA Access Lifecycle 2025 T4 Variable Annuity | — | — | — | $247K | 3.4% | |
| TIAA Access Lifecycle 2060 T4 Variable Annuity | — | — | — | $174K | 2.4% | |
| CREF Inflation-Linked Bond R1 Variable Annuity | — | — | — | $146K | 2.0% | |
| TIAA Access Lifecycle 2040 T4 Variable Annuity | — | — | — | $114K | 1.6% | |
| CREF Social Choice R1 Variable Annuity | — | — | — | $103K | 1.4% | |
| TIAA Access Lifecycle 2045 T4 Variable Annuity | — | — | — | $90K | 1.2% | |
| TIAA Access Lifecycle 2015 T4 Variable Annuity | — | — | — | $78K | 1.1% | |
| TIAA Access Lifecycle Retirement, Inc. Variable Annuity ** 732 T4 * TIAA Access Lifecycle 2010 T4 Variable Annuity ** 371 * Notes receivable from participants Participant loans, interest rates $- | — | — | — | $39K | 0.5% | |
| TIAA Access Lifecycle 2020 T4 Variable Annuity | — | — | — | $33K | 0.5% |
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