Original filing (PDF)20251014111216NAL0001287523001

SPRINGFIELD ANESTHESIA SERVICE, INC

Name: SPRINGFIELD ANESTHESIA SERVICE, INC — SPRINGFIELD ANESTHESIA SERVICE, INC. 401(K) SAVINGS PLAN, Form 5500 (2024)
Creator: SPRINGFIELD ANESTHESIA SERVICE, INC

Form 5500

FILING_RECEIVED

SPRINGFIELD ANESTHESIA SERVICE, INC. 401(K) SAVINGS PLAN

401(k) retirement plan

Signals · 1

39% in single holding

Active participants

Accounts w/ balance

125

Plan assets (EOY)

$80.3M

Net assets (EOY)

$80.3M

How this plan invests

This plan

1 pooled trust

Schedule D

47 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

100

Knocking points off

Top holding "SELF-DIRECT ACCT OTHER ASSETS" is 39% of plan.
26 bps in Schedule C fees — 66% above peer band of 16 bps.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SPRINGFIELD ANESTHESIA SERVICE, INC.

Plan sponsor

Name

SPRINGFIELD ANESTHESIA SERVICE, INC

EIN

04-2390028

Address

181 PARK AVENUE - SUITE 5 · WEST SPRINGFIELD, MA · 01089

Phone

(781) 407-7771

Industry

Offices of Physicians· Health Care & Social Assistancesee all

Plan administrator

Name

PLEXUS MANAGEMENT GROUP / SPRINGFIELD ANESTHESIA

EIN

04-3104073

City

WESTWOOD, MA

Phone

(781) 407-7771

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
MERRILL LYNCH, PIERCE, FENNER AND S	13-5674085	—	RECORDKEEPER	$213K	—

Investments

47 direct securities · 1 pooled fund· $78.6M(98% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized

$77.7M

47 holdings

Common Collective Trust

$829K

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
SELF-DIRECT ACCT OTHER ASSETS	—	—	$30.2M	$30.2M	37.6%
VANGUARD 500 INDEX FUND MUTUAL FUNDS	—	—	$6.3M	$9.7M	12.1%
SELF-DIRECT ACCT OTHER ASSETS	—	—	$6.2M	$6.2M	7.7%
TCW TOTAL RETURN BOND FD I GM MUTUAL FUNDS	—	—	$3.9M	$3.3M	4.1%
AMERICAN EUROPACIFIC R6 GM MUTUAL FUNDS	—	—	$3.1M	$3.1M	3.9%
MACQUARIE VALUE FUND R6 MUTUAL FUNDS	—	—	$3.1M	$2.3M	2.9%
VANGUARD TOTAL WORLD STK INDX MUTUAL FUNDS	—	—	$1.8M	$2.1M	2.7%
MFS MASS INVESTORS GRW R6 GM MUTUAL FUNDS	—	—	$1.7M	$2.1M	2.6%
VANGUARD SH-TM INV;ADM GM MUTUAL FUNDS	—	—	$1.8M	$1.8M	2.3%
SELF-DIRECT ACCT OTHER ASSETS	—	—	$1.6M	$1.6M	2.0%
VANGUARD TOTAL STOCK MRT ADM MUTUAL FUNDS	—	—	$1.1M	$1.3M	1.6%
MFS MID CAP VALUE FUND R6 GM MUTUAL FUNDS	—	—	$983K	$1.2M	1.5%
JP MORGAN 2040 SMARTRTIRMNT R6 MUTUAL FUNDS	—	—	$1.0M	$1.0M	1.3%
INVESCO DEVELOPING MKTS R6 GM MUTUAL FUNDS	—	—	$1.1M	$1.0M	1.3%
AB GLOBAL BOND FUND CL Z GM MUTUAL FUNDS	—	—	$1.1M	$995K	1.2%
JANUS HENDERSON ENTERPRISE GM MUTUAL FUNDS	—	—	$894K	$980K	1.2%
VANGUARD TOTAL BD MRK IDX ADM MUTUAL FUNDS	—	—	$969K	$957K	1.2%
MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001	Common Collective Trust	—	—	$829K	1.0%
MFS MASS INVESTORS GRW STCK R6 MUTUAL FUNDS	—	—	$629K	$751K	0.9%
MACQUARIE SMALL CAP VAL FD R6 MUTUAL FUNDS	—	—	$555K	$598K	0.7%
JP MORGAN 2020 SMARTRTIRMNT R6 MUTUAL FUNDS	—	—	$661K	$585K	0.7%
VANGUARD DEVELOPED MRKTS ADM MUTUAL FUNDS	—	—	$517K	$537K	0.7%
MORLEY STABLE VALUE FD GM MUTUAL FUNDS	—	—	$441K	$485K	0.6%
VANGUARD MID CAP INDEX FUND MUTUAL FUNDS	—	—	$386K	$473K	0.6%
AMERICAN EUROPACIFIC GROWTH R6 MUTUAL FUNDS	—	—	$409K	$404K	0.5%
AB SMALL CP GRTH PORTL CL Z GM MUTUAL FUNDS	—	—	$320K	$384K	0.5%
VANGUARD SMALL CAP INDEX FUND MUTUAL FUNDS	—	—	$307K	$372K	0.5%
ACCRUED INCOME ACCRUED INCOME 897 MORLEY STABLE VALUE FUND COMMON / COLLECTIVE TRUSTS	—	—	$319K	$344K	0.4%
AB SMALL CAP GRTH PORTL CL Z MUTUAL FUNDS	—	—	$284K	$319K	0.4%
INVESCO DEVELOPING MKTS FD R6 MUTUAL FUNDS	—	—	$297K	$279K	0.3%
MACQUARIE VALUE FUND R6 MUTUAL FUNDS	—	—	$368K	$275K	0.3%
BLF FEDFUND MONEY MARKET	—	—	$261K	$261K	0.3%
MFS MID CAP VALUE FUND R6 MUTUAL FUNDS	—	—	$227K	$261K	0.3%
AMERICAN BALANCED FUND CL R6 MUTUAL FUNDS	—	—	$221K	$239K	0.3%
PIMCO REAL RETURN FD CL INST MUTUAL FUNDS	—	—	$217K	$203K	0.3%
JP MORGAN 2050 SMARTRTIRMNT R6 MUTUAL FUNDS	—	—	$160K	$180K	0.2%
MACQUARIE SMALL CAP VAL FD R6 MUTUAL FUNDS	—	—	$153K	$150K	0.2%
MACQUARIE SMALL CAP CORE FD R6 MUTUAL FUNDS	—	—	$119K	$147K	0.2%
JANUS HENDERSON ENTERPRISE N MUTUAL FUNDS	—	—	$129K	$137K	0.2%
LOAN FUND LOANS	—	—	$132K	$132K	0.2%
TCW TOTAL RETURN BOND FUND I MUTUAL FUNDS	—	—	$116K	$96K	0.1%
BLACKROCK GLOBAL ALLOCATION K MUTUAL FUNDS	—	—	$33K	$34K	<0.1%
MFS INTL NEW DISCOVERY CL R6 MUTUAL FUNDS	—	—	$35K	$32K	<0.1%
VANGUARD SH-TM INV;ADM MUTUAL FUNDS	—	—	$31K	$30K	<0.1%
BNY MELLON OPP MIDCAP VAL FD Y MUTUAL FUNDS	—	—	$15K	$15K	<0.1%
VANGUARD TOTAL INTL BD CL ADM MUTUAL FUNDS	—	—	$15K	$14K	<0.1%
JPM SMARTRTRMNT BLEND 2060 R6 MUTUAL FUNDS	—	—	$9K	$10K	<0.1%
AB GLOBAL BOND FUND CL Z MUTUAL FUNDS	—	—	$1K	$1K	<0.1%