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Original filing (PDF)20251009082008NAL0010549984001
SUFFOLK UNIVERSITY
Form 5500
FILING_RECEIVED
SUFFOLK UNIVERSITY EMPLOYEE RETIREMENT PLAN
403(b) retirement plan
Active participants
1,700
Accounts w/ balance
2,704
Plan assets (EOY)
$531.2M
Net assets (EOY)
$531.2M
How this plan invests
This plan
1 pooled trust
Schedule D
67 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUFFOLK UNIVERSITY.
Plan sponsor
Name
SUFFOLK UNIVERSITY
EIN
04-2133255
Address
8 ASHBURTON PLACE · BOSTON, MA · 021082701
Phone
(617) 573-8415
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CARON & BLETZER PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INV INST OPER COMP, INC. | 04-2647786 | — | RECORDKEEPER | $198K | — |
Other
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC | 26-0058143 | — | NONE | $73K | — |
| TIAA- TEACHERS INSURANCE AND ANNUIT | 13-1624203 | — | SERVICE PROVIDER | $67K | — |
| CARON & BLETZER, PLLC | 04-3499945 | — | NONE | $17K | — |
| DAVID CARBONI DBA DKC RETIREMENT | 06-5171535 | — | NONE | $6K | — |
Investments
66 direct securities · 1 pooled fund· $522.2M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$512.3M
66 holdings
Pooled Separate Account
$9.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Non Benefit Responsive Guaranteed investment contract | — | — | — | $72.3M | 13.6% | |
| CREF Stock R2 Variable annuity contract | — | — | — | $53.3M | 10.0% | |
| Fidelity 500 Index Fund " | — | — | — | $43.6M | 8.2% | |
| Fidelity Growth Company K6 Fund " | — | — | — | $31.3M | 5.9% | |
| CREF Growth R2 " | — | — | — | $28.2M | 5.3% | |
| CREF Global Equities R2 " | — | — | — | $21.3M | 4.0% | |
| TIAA Traditional Non Benefit Responsive 2 " | — | — | — | $14.3M | 2.7% | |
| Vanguard Institutional Index Fund " | — | — | — | $13.8M | 2.6% | |
| CREF Equity Index R2 " | — | — | — | $13.0M | 2.5% | |
| Fidelity Freedom 2040 Fund K6 " | — | — | — | $12.8M | 2.4% | |
| CREF Social Choice R2 " | — | — | — | $12.5M | 2.4% | |
| Fidelity Freedom 2035 Fund K6 " | — | — | — | $11.9M | 2.2% | |
| Self-directed brokerage accounts Various | — | — | — | $11.7M | 2.2% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $9.8M | 1.9% | |
| CREF Stock R4 " | — | — | — | $9.3M | 1.8% | |
| Fidelity Freedom 2030 Fund K6 " | — | — | — | $8.9M | 1.7% | |
| Fidelity Freedom 2045 Fund K6 " | — | — | — | $8.1M | 1.5% | |
| Fidelity Contrafund " | — | — | — | $7.7M | 1.4% | |
| American Funds Washington Mutual Investors Fund " | — | — | — | $7.4M | 1.4% | |
| Fidelity Freedom 2025 Fund K6 " | — | — | — | $6.9M | 1.3% | |
| Fidelity Freedom 2050 Fund K6 " | — | — | — | $6.8M | 1.3% | |
| CREF Growth R4 " | — | — | — | $6.1M | 1.1% | |
| CREF Core Bond R2 " | — | — | — | $5.8M | 1.1% | |
| Fidelity Government Cash Reserves " | — | — | — | $5.7M | 1.1% | |
| Nuveen Lifecycle 2035 Fund " | — | — | — | $5.3M | 1.0% | |
| Nuveen International Equity Index Fund " | — | — | — | $5.3M | 1.0% | |
| CREF Global Equities R4 " | — | — | — | $4.9M | 0.9% | |
| Nuveen Lifecycle 2040 Fund " | — | — | — | $4.8M | 0.9% | |
| Nuveen Lifecycle 2045 Fund " | — | — | — | $4.6M | 0.9% | |
| CREF Inflation-Linked Bond R2 " | — | — | — | $4.5M | 0.8% | |
| Nuveen Lifecycle 2025 Fund " | — | — | — | $4.1M | 0.8% | |
| John Hancock Funds Disciplined Value Mid Cap Fund " | — | — | — | $4.1M | 0.8% | |
| CREF Social Choice R4 " | — | — | — | $3.9M | 0.7% | |
| Fidelity Freedom 2055 Fund K6 " | — | — | — | $3.7M | 0.7% | |
| Victory Sycamore Small Company Opportunity Fund " | — | — | — | $3.7M | 0.7% | |
| Fidelity Total Bond Fund " | — | — | — | $3.7M | 0.7% | |
| Vanguard Extended Market Index Fund " | — | — | — | $3.5M | 0.7% | |
| Nuveen Lifecycle 2030 Fund " | — | — | — | $3.5M | 0.7% | |
| BlackRock Total Return Fund " | — | — | — | $3.5M | 0.7% | |
| Vanguard Total Bond Market Index Fund " | — | — | — | $3.2M | 0.6% | |
| Fidelity Freedom 2020 Fund K6 " | — | — | — | $3.2M | 0.6% | |
| Nuveen Lifecycle 2050 Fund " | — | — | — | $3.2M | 0.6% | |
| CREF Money Market R2 " | — | — | — | $2.7M | 0.5% | |
| Fidelity Extended Market Index Fund " | — | — | — | $2.4M | 0.5% | |
| MassMutual Mid Cap Growth Fund " | — | — | — | $2.1M | 0.4% | |
| Harding Loevner International Equity Portfolio Fund Mutual fund | — | — | — | $2.1M | 0.4% | |
| Nuveen Money Market Fund " | — | — | — | $1.9M | 0.4% | |
| American Funds New World Fund " | — | — | — | $1.8M | 0.3% | |
| Fidelity U.S. Bond Index Fund " | — | — | — | $1.7M | 0.3% | |
| Fidelity Freedom 2060 Fund K6 " | — | — | — | $1.6M | 0.3% | |
| Fidelity Freedom 2015 Fund K6 " | — | — | — | $1.3M | 0.2% | |
| Nuveen Lifecycle 2055 Fund " | — | — | — | $1.1M | 0.2% | |
| PGIM Jennison Growth Class Fund " | — | — | — | $957K | 0.2% | |
| Nuveen Lifecycle 2015 Fund " | — | — | — | $952K | 0.2% | |
| Nuveen Lifecycle 2010 Fund " | — | — | — | $906K | 0.2% | |
| Fidelity International Index Fund " | — | — | — | $863K | 0.2% | |
| Nuveen Lifecycle 2060 Fund " | — | — | — | $856K | 0.2% | |
| Fidelity Freedom Income Fund K6 " | — | — | — | $804K | 0.2% | |
| Fidelity Small Cap Growth Fund " | — | — | — | $776K | 0.1% | |
| Parnassus Core Equity Fund " | — | — | — | $631K | 0.1% | |
| Nuveen Lifecycle 2020 Fund " | — | — | — | $555K | 0.1% | |
| Fidelity Freedom 2065 Fund K6 " | — | — | — | $298K | <0.1% | |
| MassMutual Small Cap Growth Equity Fund " | — | — | — | $247K | <0.1% | |
| Fidelity Freedom 2010 Fund K6 " | — | — | — | $237K | <0.1% | |
| Nuveen Lifecycle 2065 Fund " | — | — | — | $220K | <0.1% | |
| Cohen & Steers Real Estate Securities Fund " | — | — | — | $214K | <0.1% | |
| Fidelity Freedom 2070 Fund K6 " | — | — | — | $1K | <0.1% |