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Original filing (PDF)20251014124631NAL0002938241001
ASSUMPTION UNIVERSITY
Form 5500
FILING_RECEIVED
ASSUMPTION UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
403(b) retirement plan
Signals · 2
100% in single holdingNo recordkeeper disclosed
Active participants
568
Accounts w/ balance
927
Plan assets (EOY)
$146.2M
Net assets (EOY)
$146.2M
How this plan invests
This plan
2 pooled trusts
Schedule D
2 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "[DFE: TIAA REAL ESTATE ACCOUNT (extraction pending)]" is 100% of plan.
- 12 bps in Schedule C fees — modestly above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASSUMPTION UNIVERSITY.
Plan sponsor
Name
ASSUMPTION UNIVERSITY
EIN
04-2105776
Address
500 SALISBURY STREET · WORCESTER, MA · 01609
Phone
(508) 767-7318
Industry
Educational Servicessee all
Plan administrator
Name
ASSUMPTION UNIVERSITY
EIN
04-2105776
City
WORCESTER, MA
Phone
(508) 767-7318
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
STOWE & DEGON LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE | $99K | — |
| FIDUCIARY INVESTMENT ADVISORS LLC | 36-4001764 | — | NONE | $59K | — |
| STOWE & DEGON, LLC | 04-3379904 | — | NONE | $18K | — |
| THE ANGELL PENSION GROUP, INC. | 04-2530412 | — | NONE | $6K | — |
Investments
2 pooled funds· $4.5M(3% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $4.5M | 3.1% | |
| SEPARATE ACCOUNT C VOYA RETIREMENT INSURANCE AND ANNUITY CO · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $4K | <0.1% |
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