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Original filing (PDF)20251201113903NAL0005760483001
ROGERSON COMMUNITIES
Form 5500
FILING_RECEIVED
ROGERSON COMMUNITIES RETIREMENT SAVINGS PLAN
403(b) retirement plan
Signals · 3
Late filing · 0.5 mo35% in single holdingNo recordkeeper disclosed
Active participants
308
Accounts w/ balance
156
Plan assets (EOY)
$10.8M
Net assets (EOY)
$10.7M
How this plan invests
This plan
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
98
Concentration risk
83
Total plan cost
100
Vendor stack
80
Participation health
80
Knocking points off
- Filed 0.5 months past the 10.5-month grace window.
- Top holding "s * Principal Inc. Balanced R3 Portfolio Funds SAM Fund s" is 35% of plan.
- No recordkeeper disclosed on Schedule C.
- 51% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROGERSON COMMUNITIES.
Plan sponsor
Name
ROGERSON COMMUNITIES
EIN
04-2104319
Address
1 FLORENCE ST · BOSTON, MA · 021313638
Phone
(617) 469-5812
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-01
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2K · 401(m) arrangement
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
KAHN, LITWIN, REBZA AND CO., LTD.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | 95-3845382 | — | INVESTMENT ADVISOR | $0 | — |
| WILSHIRE ASSOCIATES INC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FREEMAN RETIREMTENT PLAN CONS | 27-0212300 | — | TPA ADMINISTRATOR | $9K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONRACT ADMINISTRATOR | $17K | — |
Investments
22 direct securities· $10.8M(100% of reported assets)
Uncategorized
$7.1M
21 holdings
Mutual Funds
$3.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| s * Principal Inc. Balanced R3 Portfolio Funds SAM Fund s | Mutual Funds | — | — | $3.7M | 34.4% | |
| Principal Funds Inc. Balanced R3 Portfolio | — | — | — | $1.1M | 10.4% | |
| SAM Conservative Fund * Principal Funds Inc. LargeCap S&P Index R 3 | — | — | — | $995K | 9.2% | |
| Fully Benefit-responsive Guaranteed Investment Contract * Principal Life Guaranteed Option ** Insurance Company Fixed Income | — | — | — | $857K | 7.9% | |
| 500 Fund * Principal Funds Inc. Strategic Growth R3 Portfolio | — | — | — | $696K | 6.4% | |
| SAM Fund The American Funds Growth Fund of America R3 Fund | — | — | — | $625K | 5.8% | |
| Principal Funds Inc. I R3 SmallCap Growth Fund | — | — | — | $388K | 3.6% | |
| Principal Funds Inc. R3 SAM Conservative Growth Portfolio Fund | — | — | — | $385K | 3.6% | |
| Principal Funds Inc. Core Plus Bond R3 Fund | — | — | — | $320K | 3.0% | |
| MFS Investment Management MFS Value R3 Fund | — | — | — | $304K | 2.8% | |
| Principal Funds Inc. MidCap S&P 400 Index R3 | — | — | — | $191K | 1.8% | |
| Fund * Principal Funds Inc. Flexible Income R3 Portfolio | — | — | — | $187K | 1.7% | |
| various dates through 2029. collateralized by * Participant Loans participant's vested balance. account | — | — | — | $175K | 1.6% | |
| SAM Fund The American Funds EuroPacific GroMh R3 Fund | — | — | — | $162K | 1.5% | |
| Putnam Investment Management Co. Putnam High Yield Advantage A Fund | — | — | — | $122K | 1.1% | |
| Principal Funds Inc. SmallCap S&P 600 Index R 3 | — | — | — | $108K | 1.0% | |
| Fund Eaton Vance Atlanta Capital SMID-Cap R Fund | — | — | — | $99K | 0.9% | |
| Principal Funds Inc. Real Estate Securities R3 Fund | — | — | — | $97K | 0.9% | |
| Principal Funds Inc. Capital Appreciation R3 | — | — | — | $88K | 0.8% | |
| Fund * Principal Funds Inc. Value 1 R3 Midcap Fund | — | — | — | $64K | 0.6% | |
| Inc. Principal Funds Global Emerging Markets R3 Fund | — | — | — | $49K | 0.5% | |
| Principal Funds Inc. SmallCap Value II R3 Fund | — | — | — | $16K | 0.2% |
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