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Original filing (PDF)20251015141508NAL0004797409001
AUSTEN RIGGS CENTER, INC.
Form 5500
FILING_RECEIVED
AUSTEN RIGGS 403(B) RETIREMENT PLAN
403(b) retirement plan
Signals · 2
72% in single holdingNo recordkeeper disclosed
Active participants
166
Accounts w/ balance
215
Plan assets (EOY)
$34.0M
Net assets (EOY)
$33.9M
How this plan invests
This plan
5 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Capital Preservation Account Guaranteed Investment ** 8" is 72% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (2 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AUSTEN RIGGS CENTER, INC..
Plan sponsor
Name
AUSTEN RIGGS CENTER, INC.
EIN
04-2103543
Address
25 MAIN STREET · STOCKBRIDGE, MA · 01262
Phone
(413) 931-5286
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
LOMBARDI & KEEGAN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $6K | — |
Investments
5 direct securities· $5.8M(17% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Capital Preservation Account Guaranteed Investment ** 8 | — | — | — | $4.1M | 12.2% | |
| l,9l "‘ John Hancock Strategic Income Opponunilies Fund Mutual Fund | — | — | — | $941K | 2.8% | |
| Mass Mutual Mid Cap Growth Fund Mutual Fund ** 8| |.186 * Mass Mutual Small Cap Value Fund Mutual ** Equity Fund | — | — | — | $472K | 1.4% | |
| Account * American Century Mid Cap Value Mutual l’und ** 466, l 74 * American Century Real Estate Fund Mutual Fund ** 507,70l * American Funds Ncw Prospective Fund Mutual Fund | — | — | — | $195K | 0.6% | |
| MM Select T Rowe Price Retirement 2030 Mutual Fund | — | — | — | $4K | <0.1% |
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