Back to filter
Original filing (PDF)20250926051652NAL0009086353001
ERVING INDUSTRIES, INC.
Form 5500
FILING_RECEIVED
ERVING INDUSTRIES, INC. 401(K) PLAN
401(k) retirement plan
Active participants
121
Accounts w/ balance
204
Plan assets (EOY)
$21.9M
Net assets (EOY)
$21.9M
How this plan invests
This plan
1 pooled trust
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ERVING INDUSTRIES, INC..
Plan sponsor
Name
ERVING INDUSTRIES, INC.
EIN
04-1291330
Address
97 EAST MAIN STREET · ERVING, MA · 01344
Phone
(413) 422-2700
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-26
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PKF O'CONNOR DAVIES LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $2K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $31K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OCONNOR DAVIES, | 27-1728945 | — | ACCOUNTANT | $21K | — |
Investments
34 direct securities · 1 pooled fund· $21.6M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$18.3M
34 holdings
Common Collective Trust
$3.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PUTNAM STABLE VALUE FUND -50 PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $3.3M | 15.1% | |
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $1.7M | 7.8% | |
| T. ROWE PRICE VALUE FUND - ADV | Registered Investment Companies | — | — | $1.6M | 7.4% | |
| AB LARGE CAP GROWTH A | Registered Investment Companies | — | — | $1.6M | 7.2% | |
| AMERFDS 2020 TARG DATE RET-R4 | Registered Investment Companies | — | — | $1.3M | 6.0% | |
| LOOMIS SAYLES INV GRADE BND A | Registered Investment Companies | — | — | $1.1M | 5.1% | |
| JPMORGAN MID CP GR I | Registered Investment Companies | — | — | $1.1M | 4.9% | |
| AMERFDS 2035 TARG DATE RET-R4 | Registered Investment Companies | — | — | $943K | 4.3% | |
| MS INST GI FRANCH A | Registered Investment Companies | — | — | $883K | 4.0% | |
| AMERFDS 2030 TARG DATE RET-R4 | Registered Investment Companies | — | — | $871K | 4.0% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $773K | 3.5% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $670K | 3.1% | |
| AB SMALL CAP GROWTH ADVISOR | Registered Investment Companies | — | — | $568K | 2.6% | |
| MFS INTL DIVERSIFICATION R6 | Registered Investment Companies | — | — | $531K | 2.4% | |
| MACQUARIE SMALL CAP VALUE - A | Registered Investment Companies | — | — | $492K | 2.2% | |
| AMERFDS 2050 TARG DATE RET-R4 | Registered Investment Companies | — | — | $443K | 2.0% | |
| FRANKLIN DYNATECH FUND - A | Registered Investment Companies | — | — | $414K | 1.9% | |
| JANUS HENDERSON BALANCED - T | Registered Investment Companies | — | — | $387K | 1.8% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $386K | 1.8% | |
| AMERFDS 2045 TARG DATE RET-R4 | Registered Investment Companies | — | — | $382K | 1.7% | |
| AMERFDS 2025 TARG DATE RET-R4 | Registered Investment Companies | — | — | $354K | 1.6% | |
| PIMCO REAL RETURN FUND - INSTL | Registered Investment Companies | — | — | $340K | 1.5% | |
| AMERFDS 2040 TARG DATE RET-R4 | Registered Investment Companies | — | — | $301K | 1.4% | |
| VICTORY ESTABLISHED VALUE A | Registered Investment Companies | — | — | $215K | 1.0% | |
| BLACKROCK HIGH YIELD INV A | Registered Investment Companies | — | — | $211K | 1.0% | |
| AMERFDS 2060 TARG DATE RET-R4 | Registered Investment Companies | — | — | $202K | 0.9% | |
| FIDELITY ADVISOR MATERIALS A | Registered Investment Companies | — | — | $195K | 0.9% | |
| AMERFDS 2055 TARG DATE RET-R4 | Registered Investment Companies | — | — | $94K | 0.4% | |
| COHEN & STEERS REAL EST SEC I | Registered Investment Companies | — | — | $80K | 0.4% | |
| COL SL L CAP EQTY I2 | Registered Investment Companies | — | — | $47K | 0.2% | |
| VANGUARD TOT INTL STK IND ADM | Registered Investment Companies | — | — | $45K | 0.2% | |
| VANGUARD INTERMEDIATE TERM BON | Registered Investment Companies | — | — | $41K | 0.2% | |
| AMERFDS 2065 TARG DATE RET R4 | Registered Investment Companies | — | — | $26K | 0.1% | |
| BLACKROCK STRATEGICGLOBLBOND K | Registered Investment Companies | — | — | $22K | 0.1% | |
| CALVERT US LC CORE RESP INDX I | Registered Investment Companies | — | — | $5K | <0.1% |
Related plans
Other plans using MERRILL LYNCH PIERCE FENNER & SMITH
AMGEN INC.
AMGEN RETIREMENT AND SAVINGS PLAN
$7.7B · 14,965 participants
MACYS, INC.
MACYS INC 401(K) RETIREMENT INVESTMENT PLAN
$4.6B · 103,247 participants
WASTE MANAGEMENT, INC.
WASTE MANAGEMENT RETIREMENT SAVINGS PLAN
$4.1B · 38,168 participants
MACYS INC
MACYS INC CASH ACCOUNT PENSION PLAN
$1.9B · 15,538 participants
PENSION PLAN OF LOCAL 464A
PENSION PLAN OF LOCAL 464A
$1.2B · 7,332 participants
MIDWEST PHYSICIAN ADMINISTRATIVE SERVICES, LLC, D/B/A DULY HEALTH AND
DULY HEALTH AND CARE 401(K) PLAN
$1.1B · 6,585 participants
Similar-size Manufacturing plans
EMPLOYER LOCAL 375 PENSION PLAN C/O BEACON ADMINISTRATORS & CONSULTANT
EMPLOYER LOCAL NO. 375 PENSION PLAN
$21.5M
MOHAWK FINE PAPERS INC.
MOHAWK FINE PAPERS INC. NON-UNION RETIREMENT INCOME PLAN
$23.0M · 26 participants
JOE PIPER, INC.
JOE PIPER, INC. PROFIT SHARING PLAN
$23.3M · 65 participants
MONADNOCK PAPER MILLS, INC.
MONADNOCK NON-UNION 401(K) PLAN
$23.9M · 63 participants
GREEN BAY PACKAGING, INC.
SAVINGS & PROTECTION PLAN FOR SHIPPING CONTAINER DIVISION PLANT HOURLY EMPLOYEES OF GREEN BAY PACKAGING INC.
$23.9M · 200 participants
IRVING CONSUMER PRODUCTS, INC.
IRVING TISSUE PENSION PLAN
$24.1M · 74 participants
Large plans in Massachusetts
FIDELITY MANAGEMENT TRUST COMPANY
FIDELITY GROWTH COMPANY COMMINGLED POOL
$91.5B
STATE STREET GLOBAL ADVISORS TRUST COMPANY
STATE STREET S&P 500(R) INDEX NON-LENDING SERIES FUND CLASS A
$91.0B
FIDELITY MANAGEMENT TRUST COMPANY
FIDELITY CONTRAFUND COMMINGLED POOL
$59.7B
STATE STREET GLOBAL ADVISORS TRUST COMPANY
STATE STREET S&P 500(R) INDEX SECURITIES LENDING SERIES FUND CLASS I
$53.6B
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC
SPARTAN GROUP TRUST FOR EMPLOYEE BENEFIT PLANS SPARTAN 500 INDEX POOL
$47.6B
STATE STREET GLOBAL ADVISORS TRUST COMPANY
STATE STREET S&P 500(R) INDEX SECURITIES LENDING SERIES FUND CLASS II
$46.7B