Original filing (PDF)20250730110753NAL0005424848002

EMERSON COLLEGE

Name: EMERSON COLLEGE — EMERSON COLLEGE TAX DEFERRED ANNUITY PLAN, Form 5500 (2024)
Creator: EMERSON COLLEGE

Form 5500

FILING_RECEIVED

EMERSON COLLEGE TAX DEFERRED ANNUITY PLAN

403(b) retirement plan

Signals · 1

7 service providers

Active participants

638

Accounts w/ balance

1,908

Plan assets (EOY)

$242.4M

Net assets (EOY)

$242.4M

How this plan invests

This plan

1 pooled trust

Schedule D

207 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

100

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

100

Vendor stack

100

Participation health

100

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for EMERSON COLLEGE.

Plan sponsor

Name

EMERSON COLLEGE

EIN

04-1286950

Address

120 BOYLSTON ST · BOSTON, MA · 021164611

Phone

(617) 824-8580

Industry

Educational Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-07-30

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2L · 403(b)(1) annuity

2R · Participant-directed brokerage (SDBA)

2T · Default investment account (QDIA)

2M · 403(b)(7) custodial accounts

Audit & trust (Schedule H)

Auditor

CARON & BLETZER, PLLC

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

7 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
TRANSAMERICA RETIREMENT SOLUTIONS	13-3689044	—	RECORD KEEPER	$147K	—
FIDELITY INVESTMENTS	04-2647786	—	RECORDKEEPER	$4K	—
TIAA	13-1624203	—	RECORDKEEPER	$1K	—
VALIC	74-1625348	—	RECORDKEEPER	$270	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MMA SECURITIES LLC	22-3570392	—	ADVISOR	$38K	—

Broker

Name	EIN	Location	Relation	Direct comp	Indirect comp
CHARLES SCHWAB & CO., INC.	94-1737782	—	BROKER	$89	—
NATIONAL FINANCIAL SERVICES	04-3523567	—	SECURITIES BROKER	$0	—

Investments

206 direct securities · 1 pooled fund· $227.8M(94% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized

$225.3M

206 holdings

Pooled Separate Account

$2.5M

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
TIAA Traditional Non Benefit Responsive Account Guaranteed insurance contract	—	—	—	$17.5M	7.2%
CREF Stock R2 Variable annuity contract	—	—	—	$16.5M	6.8%
Nuveen Lifecycle 2025 R6 Fund "	—	—	—	$13.4M	5.5%
Fidelity 500 Index Fund "	—	—	—	$11.6M	4.8%
Nuveen Lifecycle 2035 R6 Fund "	—	—	—	$11.5M	4.7%
Nuveen Lifecycle 2045 R6 Fund "	—	—	—	$11.5M	4.7%
Nuveen Lifecycle 2040 R6 Fund "	—	—	—	$11.4M	4.7%
Nuveen Lifecycle 2030 R6 Fund "	—	—	—	$9.3M	3.8%
CREF Growth R2 "	—	—	—	$8.7M	3.6%
Nuveen Lifecycle 2050 R6 Fund "	—	—	—	$7.2M	3.0%
CREF Global Equities R2 "	—	—	—	$6.1M	2.5%
CREF Social Choice R2 "	—	—	—	$5.8M	2.4%
Fidelity Growth Company K6 Fund "	—	—	—	$5.2M	2.1%
Nuveen Lifecycle 2020 R6 Fund "	—	—	—	$4.8M	2.0%
CREF Equity Index R2 "	—	—	—	$4.1M	1.7%
Vanguard Total Bond Market Index Fund Admiral Shares "	—	—	—	$3.6M	1.5%
Vanguard Developing Markets Index Fund Admiral Shares "	—	—	—	$3.3M	1.4%
Nuveen Lifecycle 2055 R6 Fund "	—	—	—	$3.3M	1.4%
CREF Core Bond R2 "	—	—	—	$3.0M	1.2%
TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004	Pooled Separate Account	—	—	$2.5M	1.0%
Vanguard Mid Cap Index Fund Admiral Shares "	—	—	—	$2.4M	1.0%
Nuveen Lifecycle 2025 Fund Retirement Class "	—	—	—	$2.2M	0.9%
Nuveen Lifecycle 2030 Fund Retirement Class "	—	—	—	$2.1M	0.8%
Fidelity 500 Index Fund "	—	—	—	$1.9M	0.8%
CREF Inflation-Linked Bond R2 "	—	—	—	$1.8M	0.8%
CREF Money Market R2 "	—	—	—	$1.8M	0.8%
Nuveen International Equity Fund Retirement Class "	—	—	—	$1.8M	0.7%
Vanguard Small Cap Index Fund Admiral Shares "	—	—	—	$1.8M	0.7%
Nuveen Large Cap Value Fund Retirement Class "	—	—	—	$1.5M	0.6%
Nuveen Lifecycle 2040 Fund Retirement Class "	—	—	—	$1.5M	0.6%
Vanguard Equity-Income Fund Admiral Shares "	—	—	—	$1.4M	0.6%
Nuveen Lifecycle 2015 R6 Fund "	—	—	—	$1.4M	0.6%
Nuveen Quant Small Cap Equity Fund Retirement Class "	—	—	—	$1.4M	0.6%
Nuveen Lifecycle 2045 Fund Retirement Class "	—	—	—	$1.4M	0.6%
Parnassus Core Equity Institutional Fund "	—	—	—	$1.3M	0.5%
Personal Choice Self-directed brokerage account	—	—	—	$1.3M	0.5%
Nuveen Lifecycle 2060 R6 Fund "	—	—	—	$1.2M	0.5%
Nuveen Lifecycle 2035 Fund Retirement Class "	—	—	—	$1.2M	0.5%
Fidelity Freedom 2020 Fund "	—	—	—	$1.1M	0.5%
Nuveen Lifecycle 2015 Fund Retirement Class "	—	—	—	$1.1M	0.5%
Fidelity Freedom Income Fund "	—	—	—	$1.1M	0.4%
Nuveen Lifecycle 2050 Fund Retirement Class "	—	—	—	$1.1M	0.4%
Nuveen Mid Cap Value Fund Retirement Class "	—	—	—	$1.0M	0.4%
Fidelity Freedom 2050 Fund "	—	—	—	$1.0M	0.4%
Fidelity Freedom 2040 Fund "	—	—	—	$958K	0.4%
Valic Co. Aggressive Lifestyle "	—	—	—	$867K	0.4%
Vanguard Explorer Fund Admiral Shares "	—	—	—	$846K	0.3%
Valic Co. Stock Index Fund "	—	—	—	$836K	0.3%
Fidelity Freedom 2045 Fund "	—	—	—	$835K	0.3%
Hartford International Opportunities R6 Fund "	—	—	—	$784K	0.3%
Fidelity Growth Company Fund "	—	—	—	$730K	0.3%
Nuveen Lifecycle 2020 Fund Retirement Class "	—	—	—	$724K	0.3%
Fidelity Advisor Total Bond Z Fund "	—	—	—	$713K	0.3%
Valic Co. Moderate Growth Lifestyle Fund "	—	—	—	$680K	0.3%
American Funds New World R6 Fund "	—	—	—	$666K	0.3%
Fidelity Freedom 2030 Fund "	—	—	—	$651K	0.3%
Fidelity Contrafund Fund "	—	—	—	$639K	0.3%
Fidelity Dividend Growth Fund "	—	—	—	$598K	0.2%
Fidelity Total Market Index Fund "	—	—	—	$568K	0.2%
Fidelity Blue Chip Growth Fund "	—	—	—	$552K	0.2%
Cohen & Steers Real Estate Securities Z Fund "	—	—	—	$546K	0.2%
MFS Mid Cap Growth R6 Fund "	—	—	—	$536K	0.2%
Valic Co. Growth Fund "	—	—	—	$530K	0.2%
Fidelity Freedom 2035 Fund "	—	—	—	$526K	0.2%
Fidelity Balanced Fund "	—	—	—	$520K	0.2%
Valic Co. Large Capital Growth Fund "	—	—	—	$513K	0.2%
Vanguard Inflation Protected Securities Fund Admiral Shares "	—	—	—	$500K	0.2%
Fidelity Select Technology Portfolio Fund "	—	—	—	$488K	0.2%
Vanguard Windsor II Fund "	—	—	—	$473K	0.2%
Fidelity Government Cash Reserves Fund "	—	—	—	$448K	0.2%
Fidelity Magellan Fund "	—	—	—	$418K	0.2%
Fidelity Freedom 2025 Fund "	—	—	—	$389K	0.2%
Fidelity Total Bond Fund "	—	—	—	$378K	0.2%
American Beacon Small Cap Value R6 Fund "	—	—	—	$364K	0.1%
Valic Co. Mid Cap Index Fund "	—	—	—	$358K	0.1%
Vanguard Wellington Fund Income Fund "	—	—	—	$349K	0.1%
Nuveen Lifecycle Retirement Income R6 Fund "	—	—	—	$343K	0.1%
Nuveen Lifecycle 2055 Fund Retirement Class "	—	—	—	$339K	0.1%
Nuveen Lifecycle 2010 R6 Fund "	—	—	—	$320K	0.1%
Fidelity Low-Priced Stock Fund "	—	—	—	$309K	0.1%
Valic Co. Science & Technology Fund "	—	—	—	$300K	0.1%
Nuveen Lifecycle 2065 R6 Fund "	—	—	—	$297K	0.1%
Fidelity Extended Market Index Fund "	—	—	—	$292K	0.1%
Fidelity OTC Portfolio Fund "	—	—	—	$290K	0.1%
Fidelity International Index Fund "	—	—	—	$278K	0.1%
Valic Co. International Value Fund "	—	—	—	$278K	0.1%
Fidelity Puritan Fund "	—	—	—	$276K	0.1%
Fidelity Growth Strategies Fund "	—	—	—	$257K	0.1%
Valic Co. Mid Cap Strategic Growth Fund "	—	—	—	$256K	0.1%
Fidelity Select Software Portfolio Fund "	—	—	—	$249K	0.1%
Fidelity Select Healthcare Portfolio Fund "	—	—	—	$222K	<0.1%
Valic Co. Small Cap Growth Fund "	—	—	—	$219K	<0.1%
Nuveen Mid Cap Growth Fund Retirement Class "	—	—	—	$218K	<0.1%
Fidelity Mid Cap Index Fund "	—	—	—	$211K	<0.1%
Valic Co. International Socially Responsible Fund "	—	—	—	$210K	<0.1%
American Century Mid Cap Value R6 Fund "	—	—	—	$209K	<0.1%
Fidelity Growth & Income Portfolio Fund "	—	—	—	$208K	<0.1%
Fidelity Intermediate Government Income Fund "	—	—	—	$203K	<0.1%
Fidelity Capital & Income Fund "	—	—	—	$196K	<0.1%
Fidelity Select Biotech Portfolio Fund "	—	—	—	$189K	<0.1%
Fidelity Diversified International Fund "	—	—	—	$186K	<0.1%
Fidelity Nasdaq Composite Index Fund "	—	—	—	$177K	<0.1%
Pioneer Strategic Income K Fund "	—	—	—	$172K	<0.1%
Fidelity Mid Cap Stock Fund "	—	—	—	$170K	<0.1%
Fidelity US Bond Index Fund "	—	—	—	$169K	<0.1%
Fidelity Strategic Income Fund "	—	—	—	$168K	<0.1%
Fidelity Overseas Fund "	—	—	—	$166K	<0.1%
Ariel Appreciation Fund "	—	—	—	$154K	<0.1%
Fidelity Select Semiconductors Portfolio Fund "	—	—	—	$154K	<0.1%
Fidelity Government Money Market Fund "	—	—	—	$148K	<0.1%
Fidelity Strategic Dividend & Income Fund "	—	—	—	$147K	<0.1%
Fidelity Fund Mutual fund	—	—	—	$147K	<0.1%
Fidelity International Capital Appreciation Fund "	—	—	—	$143K	<0.1%
Fidelity Small Cap Growth Fund "	—	—	—	$143K	<0.1%
Fidelity New Markets Income Fund "	—	—	—	$138K	<0.1%
Fidelity Value Fund "	—	—	—	$136K	<0.1%
Fidelity Small Cap Index Fund "	—	—	—	$131K	<0.1%
Valic Co. Dividend Value "	—	—	—	$128K	<0.1%
State Street Instl US Govt Money Market Premier Fund "	—	—	—	$124K	<0.1%
Vanguard Long-Term Investment-Grade Fund "	—	—	—	$122K	<0.1%
Fidelity Select Pharmaceutical Portfolio Fund "	—	—	—	$120K	<0.1%
Fidelity Equity Dividend Income Fund "	—	—	—	$120K	<0.1%
Valic Co. Small Cap Index Fund "	—	—	—	$120K	<0.1%
Fidelity Floating Rate High Income Fund "	—	—	—	$120K	<0.1%
Valic Co. NASDAQ-100® Index Fund "	—	—	—	$118K	<0.1%
Fidelity Select Healthcare Services Portfolio Fund "	—	—	—	$110K	<0.1%
Fidelity Small Cap Value Fund "	—	—	—	$106K	<0.1%
Fidelity Freedom 2055 Fund "	—	—	—	$106K	<0.1%
Fidelity Investment Grade Bond Fund "	—	—	—	$106K	<0.1%
Fidelity Asset Manager 30% Fund " ** 326 * Fidelity Corporate Bond Fund "	—	—	—	$102K	<0.1%
Fidelity Select Tech Hardware Portfolio Fund "	—	—	—	$101K	<0.1%
Ariel Fund "	—	—	—	$95K	<0.1%
Vanguard Long-Term Treasury Fund "	—	—	—	$94K	<0.1%
Fidelity Select Industrials Portfolio Fund "	—	—	—	$94K	<0.1%
Fidelity Conservative Income Bond Fund "	—	—	—	$83K	<0.1%
Valic Co. Government Money Market Fund Inst "	—	—	—	$82K	<0.1%
Fidelity Worldwide Fund "	—	—	—	$82K	<0.1%
Fidelity Mid Cap Value Fund "	—	—	—	$76K	<0.1%
Fidelity Mega Cap Stock Fund "	—	—	—	$75K	<0.1%
Valic Co. Systematic Growth Fund "	—	—	—	$74K	<0.1%
Fidelity Telecom and Utilities Fund "	—	—	—	$70K	<0.1%
Fidelity Select Medical Technology and Devices Portfolio Fund "	—	—	—	$69K	<0.1%
Fidelity Treasury Only Money Market Fund "	—	—	—	$64K	<0.1%
Fidelity Government Money Market Fund Premium Class "	—	—	—	$64K	<0.1%
Valic Co. Mid Cap Value Fund "	—	—	—	$59K	<0.1%
Fidelity Emerging Markets Fund "	—	—	—	$58K	<0.1%
Valic Co. Small Cap Special Value Fund "	—	—	—	$57K	<0.1%
Fidelity Intermediate Bond Fund "	—	—	—	$56K	<0.1%
Nuveen Lifecycle Retirement Income Fund Retirement Class "	—	—	—	$55K	<0.1%
Fidelity Asset Manager 20% Fund "	—	—	—	$55K	<0.1%
Valic Co. US Socially Responsible Fund "	—	—	—	$47K	<0.1%
Fidelity Select Brokerage and Investment Management Portfolio "	—	—	—	$47K	<0.1%
Fidelity Select Consumer Discretionary Portfolio Fund "	—	—	—	$47K	<0.1%
Fidelity Emerging Markets Index Fund "	—	—	—	$46K	<0.1%
Fidelity Short Term Bond Fund "	—	—	—	$43K	<0.1%
Fidelity Select Communication Services Portfolio Fund "	—	—	—	$43K	<0.1%
Fidelity International Discovery Fund "	—	—	—	$41K	<0.1%
Valic Co. Asset Allocation Fund "	—	—	—	$40K	<0.1%
Fidelity Select Energy Services Portfolio Fund "	—	—	—	$40K	<0.1%
Fidelity Select Enterprise Technology Services Portfolio Fund "	—	—	—	$40K	<0.1%
Valic Co. International Growth Fund "	—	—	—	$38K	<0.1%
Fidelity Advisor Stock Select All Cap Fund " ** 282 * Fidelity Asset Manager 70% Fund "	—	—	—	$34K	<0.1%
Fidelity Small Cap Stock Fund "	—	—	—	$30K	<0.1%
Valic Co. International Opportunities "	—	—	—	$29K	<0.1%
Nuveen Lifecycle 2060 Fund Retirement Class "	—	—	—	$29K	<0.1%
Fidelity Global Credit Fund "	—	—	—	$28K	<0.1%
Valic Co. Systematic Core Fund "	—	—	—	$27K	<0.1%
Fidelity Value Discovery Fund "	—	—	—	$27K	<0.1%
Fidelity Convertible Securities Fund "	—	—	—	$25K	<0.1%
Valic Co. Small Cap Value Fund "	—	—	—	$23K	<0.1%
Fidelity Government Income Fund "	—	—	—	$22K	<0.1%
Valic Co. Emerging Economies "	—	—	—	$22K	<0.1%
Fidelity Long-Term Treasury Bond Index Fund "	—	—	—	$22K	<0.1%
Valic Co. Core Bond Fund "	—	—	—	$21K	<0.1%
Fidelity Europe Fund "	—	—	—	$20K	<0.1%
Fidelity Select Retailing Portfolio Fund "	—	—	—	$20K	<0.1%
Valic Co. Systematic Value Fund "	—	—	—	$19K	<0.1%
American Beacon Man Large Cap Growth Fund "	—	—	—	$19K	<0.1%
Fidelity International Real Estate Fund "	—	—	—	$18K	<0.1%
Fidelity Select Construction and Housing Portfolio Fund "	—	—	—	$16K	<0.1%
Fidelity Inflation Protected Bond Index Fund "	—	—	—	$16K	<0.1%
Valic Co. Inflation Protected Fund "	—	—	—	$15K	<0.1%
Valic Co. Government Securities Fund "	—	—	—	$14K	<0.1%
Valic Co. High Yield Bond Fund "	—	—	—	$14K	<0.1%
Fidelity New Millennium Fund "	—	—	—	$13K	<0.1%
Fidelity Emerging Asia Fund "	—	—	—	$12K	<0.1%
Fidelity Select Leisure Portfolio Fund "	—	—	—	$12K	<0.1%
Fidelity Real Estate Income Fund "	—	—	—	$10K	<0.1%
Fidelity Capital Appreciation Fund "	—	—	—	$10K	<0.1%
Fidelity Select Telecommunications Portfolio Fund "	—	—	—	$10K	<0.1%
Fidelity Japan Smaller Companies Fund "	—	—	—	$6K	<0.1%
Fidelity Equity Income Fund "	—	—	—	$6K	<0.1%
Fidelity Disciplined Equity Fund "	—	—	—	$6K	<0.1%
Valic Co. International Government Bond "	—	—	—	$5K	<0.1%
Fidelity Select Banking Portfolio Fund "	—	—	—	$5K	<0.1%
Fidelity Blue Chip Value Fund "	—	—	—	$4K	<0.1%
Fidelity Real Estate Index Fund "	—	—	—	$4K	<0.1%
Fidelity Select Gold Portfolio Fund "	—	—	—	$4K	<0.1%
Fidelity Freedom 2060 Fund "	—	—	—	$4K	<0.1%
Nuveen Lifecycle 2010 Fund Retirement Class "	—	—	—	$4K	<0.1%

Showing top 200 of 207 investments by value.