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Original filing (PDF)20250623105824NAL0005891617001
W. E. AUBUCHON CO., INC.
Form 5500
FILING_RECEIVED
W. E. AUBUCHON CO., INC. 401(K) RETIREMENT PLAN
401(k) retirement plan
Active participants
1,896
Accounts w/ balance
2,101
Plan assets (EOY)
$58.1M
Net assets (EOY)
$58.1M
How this plan invests
This plan
3 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 22 bps in Schedule C fees — modestly above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for W. E. AUBUCHON CO., INC..
Plan sponsor
Name
W. E. AUBUCHON CO., INC.
EIN
04-1050290
Address
95 AUBUCHON DRIVE · WESTMINSTER, MA · 01473
Phone
(978) 874-0521
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-23
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CARON & BLETZER, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $66K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $17K | — |
| MMA SECURITIES LLC | 22-3570392 | — | CONSULTANT | $16K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CARON & BLETZER, PLLC | 04-3499945 | — | ACCOUNTANT | $28K | — |
Investments
25 direct securities · 3 pooled funds· $83.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$54.0M
25 holdings
Common Collective Trust
$29.8M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AC IN RETIRE TR III GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $28.5M | 49.1% | |
| Fidelity Government Money Market Fund " ** 907 * Fidelity 500 Index Fund " | — | — | — | $6.5M | 11.2% | |
| Fidelity Contrafund Fund " | — | — | — | $6.4M | 10.9% | |
| American Century Investment Retirement Trust III Common collective trust | — | — | — | $5.6M | 9.7% | |
| American Century Retirement Date 2030 Trust III " | — | — | — | $5.3M | 9.1% | |
| American Century Retirement Date 2040 Trust III " | — | — | — | $3.5M | 6.1% | |
| American Century Retirement Date 2035 Trust III " | — | — | — | $3.4M | 5.8% | |
| American Century Retirement Date 2060 Trust III " | — | — | — | $3.0M | 5.1% | |
| Pioneer Bond Fund " | — | — | — | $2.7M | 4.6% | |
| American Century Retirement Date 2025 Trust III " | — | — | — | $2.6M | 4.5% | |
| American Century Retirement Date 2050 Trust III " | — | — | — | $1.9M | 3.2% | |
| Janus Henderson Triton Fund " | — | — | — | $1.8M | 3.2% | |
| JP Morgan Equity Income Fund " | — | — | — | $1.8M | 3.1% | |
| American Funds EuroPacific Growth Fund " | — | — | — | $1.7M | 3.0% | |
| Fidelity International Index Fund " | — | — | — | $1.6M | 2.7% | |
| American Century Retirement Date 2045 Trust III " | — | — | — | $1.4M | 2.5% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $1.3M | 2.3% | |
| Mass Mutual Select Mid Cap Growth Fund " | — | — | — | $1.0M | 1.8% | |
| Fidelity Extended Market Index Fund " | — | — | — | $1.0M | 1.7% | |
| Fidelity Blue Chip Growth Fund " | — | — | — | $842K | 1.5% | |
| American Century SmallCap Value Fund " | — | — | — | $549K | 0.9% | |
| John Hancock Funds Disciplined Value Mid Cap Fund Mutual fund | — | — | — | $465K | 0.8% | |
| BlackRock High Yield Bond Fund " | — | — | — | $309K | 0.5% | |
| Fidelity Short-Term Treasury Bond Index Fund " | — | — | — | $209K | 0.4% | |
| Vanguard Inflation-Protected Securities Fund " | — | — | — | $175K | 0.3% | |
| Coheen & Steers Real Estate Securities Fund " | — | — | — | $169K | 0.3% | |
| Fidelity Government Money Market K6 Fund " | — | — | — | $74K | 0.1% | |
| MIP CL 2 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $0 | <0.1% |
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