Original filing (PDF)20250814153012NAL0009963665001

UNIVERSITY AT BUFFALO NEUROSURGERY, INC.

Name: UNIVERSITY AT BUFFALO NEUROSURGERY, INC. — UNIVERSITY AT BUFFALO NEUROSURGERY, 401(K) RETIREMENT PLAN, Form 5500 (2024)
Creator: UNIVERSITY AT BUFFALO NEUROSURGERY, INC.

Form 5500

FILING_RECEIVED

UNIVERSITY AT BUFFALO NEUROSURGERY, 401(K) RETIREMENT PLAN

401(k) retirement plan

Signals · 1

Late participant contributions

Active participants

332

Accounts w/ balance

373

Plan assets (EOY)

$34.5M

Net assets (EOY)

$34.5M

How this plan invests

This plan

1 pooled trust

Schedule D

41 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

/ 100

Grade B

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIVERSITY AT BUFFALO NEUROSURGERY, INC..

Plan sponsor

Name

UNIVERSITY AT BUFFALO NEUROSURGERY, INC.

EIN

03-0445678

Address

40 GEORGE KARL BLVD. · SUITE 200 · WILLIAMSVILLE, NY · 14221

Phone

(716) 218-1000

Industry

Offices of Physicians· Health Care & Social Assistancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-08-14

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

3D · Pre-approved plan (master / prototype / VS)

2M · 403(b)(7) custodial accounts

Audit & trust (Schedule H)

Service providers (Schedule C)

4 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
TIAA	13-1624203	NEW YORK, NY	RECORDKEEPER	$6K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
CAPFINANCIAL PARTNERS, LLC	26-0058143	RALEIGH, NC	ADVISOR	$10K	—
ATTN FINANCE DEPT

Investments

41 direct securities · 1 pooled fund· $34.5M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Other securities

$31.7M

37 holdings

Pooled Separate Account

$2.0M

1 holding

Cash / Money Market

$563K

2 holdings

Bonds / Notes

$159K

1 holding

Common Stock

$10K

1 holding

					% of plan
Vanguard Ttl Intl Stk Idx Adm	Other securities	—	—	$5.8M	16.9%
TIAA-CREF Vanguard 500 Idx Adm	Other securities	—	—	$4.9M	14.2%
Vanguard Small-Cap Idx Adm	Other securities	—	—	$3.6M	10.4%
TIAA-CREF CREF Growth R1	Other securities	—	—	$2.7M	7.7%
TIAA-CREF CREF Stock R1	Other securities	—	—	$2.1M	6.1%
TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004	Pooled Separate Account	—	—	$2.0M	5.9%
TIAA-CREF TIAA Traditional Benefit Responsive 2	Other securities	—	—	$1.9M	5.4%
TIAA-CREF TIAA Traditional Non Benefit Responsive	Other securities	—	—	$1.5M	4.2%
TIAA-CREF CREF Core Bond R1	Other securities	—	—	$1.4M	4.1%
TIAA-CREF Self Directed Acct	Other securities	—	—	$1.0M	2.9%
TIAA-CREF CREF Global Equities R1	Other securities	—	—	$960K	2.8%
TIAA-CREF CREF Equity Index R1	Other securities	—	—	$904K	2.6%
TIAA-CREF TIAA Access Nuv LifCyc 2035 T4	Other securities	—	—	$752K	2.2%
TIAA-CREF TIAA Traditional Non Benefit Responsive 2	Other securities	—	—	$574K	1.7%
TIAA-CREF CREF Money Market R1	Cash / Money Market	—	—	$498K	1.4%
Vanguard Ttl Bd Mkt Idx Adm	Other securities	—	—	$488K	1.4%
TIAA-CREF CREF Inflation-Linked Bond R1	Other securities	—	—	$451K	1.3%
TIAA-CREF TIAA Access Nuv LifCyc 2040 T4	Other securities	—	—	$398K	1.2%
Vanguard Infl Protect Sec Adm	Other securities	—	—	$398K	1.2%
TIAA-CREF TIAA Access Nuv LifCyc 2030 T4	Other securities	—	—	$247K	0.7%
TIAA-CREF TIAA Access Nuv Intl Equity T4	Other securities	—	—	$197K	0.6%
TIAA-CREF TIAA Access Nuv LifCyc 2050 T4	Other securities	—	—	$169K	0.5%
TIAA-CREF TIAA Access Nuv Core Equity T4	Other securities	—	—	$166K	0.5%
TIAA-CREF TIAA Access Nuv Lrg Cap Gr T4	Other securities	—	—	$162K	0.5%
Notes receivable from participants Interest at 4.25% to 9.50%, maturing through May 2029 $ - 0 -	Bonds / Notes	—	—	$159K	0.5%
TIAA-CREF TIAA Access Nuv LifCyc 2045 T4	Other securities	—	—	$152K	0.4%
TIAA-CREF TIAA Access Nuv LifCyc 2025 T4	Other securities	—	—	$136K	0.4%
TIAA-CREF Plan Loan Default Fund	Other securities	—	—	$122K	0.4%
TIAA-CREF TIAA Access Nuv LifCyc 2020 T4	Other securities	—	—	$114K	0.3%
TIAA-CREF TIAA Access Nuv Lrg Cap Val T4	Other securities	—	—	$110K	0.3%
TIAA-CREF TIAA Access Nuv Qt Sm Cp Eq T4	Other securities	—	—	$101K	0.3%
TIAA-CREF TIAA Access Nuv Sm Cp Bl Ix T4	Other securities	—	—	$86K	0.2%
TIAA-CREF TIAA Access Nuv Mid Cap Val T4	Other securities	—	—	$71K	0.2%
Nuveen Money Market R6	Cash / Money Market	—	—	$66K	0.2%
TIAA-CREF CREF Social Choice R1	Other securities	—	—	$64K	0.2%
TIAA-CREF TIAA Access Nuv RlEstSecSel T4	Other securities	—	—	$34K	<0.1%
TIAA-CREF TIAA Access Nuv Mid Cap Grw T4	Other securities	—	—	$33K	<0.1%
TIAA-CREF TIAA Access Nuv Core Pl Bd T4	Other securities	—	—	$12K	<0.1%
TIAA-CREF TIAA Access Nuv LfCy Rt Inc T4	Common Stock	—	—	$10K	<0.1%
TIAA-CREF TIAA Access Nuv LifCyc 2010 T4	Other securities	—	—	$5K	<0.1%
TIAA-CREF TIAA Access Nuv Equity Idx T4	Other securities	—	—	$3K	<0.1%
TIAA-CREF TIAA Access Nuv LgCp Res Eq T4	Other securities	—	—	$1K	<0.1%