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Original filing (PDF)20250908084426NAL0040620514001
A3 TECHNOLOGY, INC.
Form 5500
FILING_RECEIVED
A3 TECHNOLOGY, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
156
Accounts w/ balance
194
Plan assets (EOY)
$15.0M
Net assets (EOY)
$15.0M
How this plan invests
This plan
4 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 53 bps in Schedule C fees — 83% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for A3 TECHNOLOGY, INC..
Plan sponsor
Name
A3 TECHNOLOGY, INC.
EIN
03-0404907
Address
327 WEST WHITE HORSE PIKE · EGG HARBOR CITY, NJ · 08215
Phone
(609) 652-7933
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-08
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
THE INNOVATIVE CPA GROUP, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FEENER & SMITH | 13-5674085 | — | CONSULTANT | $36K | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INS. COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $38K | — |
| COMMONWEALTH TPA SOLUTIONS, LLC | 87-3632446 | — | CONTRACT ADMINISTRATOR | $5K | — |
Investments
27 direct securities · 4 pooled funds· $16.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$11.2M
26 holdings
Mutual Funds
$2.7M
1 holding
Pooled Separate Account
$2.2M
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| S JP Morgan Funds JP Morgan Large Cap Growth R6 Fund 32,401.26 | Mutual Funds | — | — | $2.7M | 18.0% | |
| ANNUITY CONTRACT * Principal Life Insurance Company Fixed Income Guarantee option (benefit responsive) | — | — | — | $2.3M | 15.1% | |
| Principal Life Insurance Company Principal Liquid Asset Separate Acc-Z 23,615.82 | — | — | — | $1.5M | 10.2% | |
| PRIN LIQUID ASSETS SEPT ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 024 | Pooled Separate Account | — | — | $1.5M | 10.2% | |
| BlackRock iShares S&P 500 Index K Fund 1,283.23 | — | — | — | $883K | 5.9% | |
| MFS Investment Management MFS Value R6 Fund 17,779.28 | — | — | — | $860K | 5.7% | |
| American Funds Service Company American Funds Target Date Retirement 2035 R6 Fund 36,065.82 | — | — | — | $687K | 4.6% | |
| American Funds Service Company American Funds New World R6 Fund 7,155.55 | — | — | — | $551K | 3.7% | |
| The American Funds American Funds Europacific Growth R6 Fund 9,733.59 | — | — | — | $523K | 3.5% | |
| Vanguard Group Vanguard Midcap Value Index Adm Fund 5,497.18 | — | — | — | $461K | 3.1% | |
| Vanguard Group Vanguard Small Cap Value Index Adm Fund 5,215.60 | — | — | — | $444K | 3.0% | |
| BlackRock High Yield Portfolio K Fund 58,414.97 | — | — | — | $415K | 2.8% | |
| PIMCO Funds Pimco Real Return Institutional Fund 40,058.59 | — | — | — | $399K | 2.7% | |
| Oppenheimer Invesco Oppenheimer Intl Bond R6 Fund 87,792.77 | — | — | — | $378K | 2.5% | |
| BlackRock Total Return K Fund 38,012.41 | — | — | — | $370K | 2.5% | |
| American Funds Service Company American Funds Target Date Retirement 2045 R6 Fund 13,224.19 | — | — | — | $280K | 1.9% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $278K | 1.8% | |
| PRIN MIDCAP SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 020 | Pooled Separate Account | — | — | $220K | 1.5% | |
| PRIN MIDCAP S&P 400 INDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY209233 · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $209K | 1.4% | |
| Cohen & Steers Cohen & Steers I Realty Sh Fund 3,993.81 | — | — | — | $191K | 1.3% | |
| American Funds Service Company American Funds Target Date Retirement 2055 R6 Fund 6,402.31 | — | — | — | $169K | 1.1% | |
| PIMCO Funds Pimco Commplus Strat Institutional Fund 21,443.94 | — | — | — | $142K | 0.9% | |
| BlackRock Global Allocation K Fund 5,992.30 | — | — | — | $112K | 0.7% | |
| Janus International Holding, LLC Janus Henderson Triton N 4,009.37 | — | — | — | $110K | 0.7% | |
| Eaton Vance Eaton Vance Atl Cp Smid-Cap R6 Fund 2,436.77 | — | — | — | $102K | 0.7% | |
| American Funds Service Company American Funds Target Date Retirement 2065 R6 Fund 4,687.96 | — | — | — | $82K | 0.5% | |
| American Funds Service Company American Funds Target Date Retirement 2030 R6 Fund 4,105.07 | — | — | — | $71K | 0.5% | |
| American Funds Service Company American Funds Target Date Retirement 2040 R6 Fund 3,341.24 | — | — | — | $69K | 0.5% | |
| American Funds Service Company American Funds Target Date Retirement 2060 R6 Fund 1,881.35 | — | — | — | $34K | 0.2% | |
| BlackRock iShares MSCI EAFE Int IDX K Fund 1,502.30 | — | — | — | $23K | 0.2% | |
| American Funds Service Company American Funds Target Date Retirement 2050 R6 Fund 785.73 | — | — | — | $16K | 0.1% |