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Original filing (PDF)20250819100722NAL0001083411001
BUTTERNUT MOUNTAIN FARM - THE VERMONT MAPLE SUGAR COMPANY
Form 5500
FILING_RECEIVED
BUTTERNUT MOUNTAIN FARM 401(K) RETIREMENT PLAN
401(k) retirement plan
Active participants
141
Accounts w/ balance
205
Plan assets (EOY)
$6.8M
Net assets (EOY)
$6.8M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (6 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BUTTERNUT MOUNTAIN FARM - THE VERMONT MAPLE SUGAR COMPANY.
Plan sponsor
Name
BUTTERNUT MOUNTAIN FARM - THE VERMONT MAPLE SUGAR COMPANY
EIN
03-0281387
Address
37 INDUSTRIAL PARK DRIVE · MORRISVILLE, VT · 05661
Phone
(802) 888-3491
Industry
Manufacturingsee all
Plan administrator
Name
COMPASS 360, LLC
EIN
81-1939215
City
STRATHAM, NH
Phone
(603) 778-9920
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-19
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
KITTLE BRANAGAN & SARGENT
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREEWOOD VILLAGE, CO | RECORDKEEPER | $815 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMPASS360 | — | STRATHAM, NH | CONTRACT ADMIN | $3K | — |
Investments
31 direct securities · 1 pooled fund· $12.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$6.8M
31 holdings
Pooled Separate Account
$5.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $5.8M | 85.4% | |
| Empower Annuity Insurance Company of America Fixed Account N/A $ | — | — | — | $964K | 14.1% | |
| Empower Annuity Insurance Company of America Blackrock LifePath Dyn 2050 Investor A | — | — | — | $604K | 8.8% | |
| Empower Annuity Insurance Company of America Blackrock LifePath Dyn 2030 Investor A | — | — | — | $577K | 8.4% | |
| Empower Annuity Insurance Company of America MM S&P 500 Index R3 | — | — | — | $515K | 7.5% | |
| Empower Annuity Insurance Company of America Blackrock LifePath Dyn 2040 Investor A | — | — | — | $379K | 5.5% | |
| Empower Annuity Insurance Company of America Alger Capital Appreciation Instl R | — | — | — | $378K | 5.5% | |
| Empower Annuity Insurance Company of America Lord Abbett Total Return R3 | — | — | — | $307K | 4.5% | |
| Empower Annuity Insurance Company of America Neuberger Berman Sustainable Eq R3 | — | — | — | $297K | 4.3% | |
| Empower Annuity Insurance Company of America MFS Massachusetts Investors Tr R2 | — | — | — | $233K | 3.4% | |
| Empower Annuity Insurance Company of America American Funds Europacific Growth R2E | — | — | — | $226K | 3.3% | |
| Empower Annuity Insurance Company of America AF New World R2E | — | — | — | $225K | 3.3% | |
| Empower Annuity Insurance Company of America Invesco Oppenheimer International Gr R | — | — | — | $215K | 3.1% | |
| Empower Annuity Insurance Company of America Invesco Core Band R | — | — | — | $190K | 2.8% | |
| Empower Annuity Insurance Company of America PGIM Jennison Mid-Cap Growth R | — | — | — | $185K | 2.7% | |
| Empower Annuity Insurance Company of America Lord Abbett Developing Growth R3 | — | — | — | $172K | 2.5% | |
| Empower Annuity Insurance Company of America AF 2060 Target Date Retire R2E | — | — | — | $171K | 2.5% | |
| Empower Annuity Insurance Company of America American Funds Washington Mutual R2E | — | — | — | $169K | 2.5% | |
| Empower Annuity Insurance Company of America Franklin High Income R | — | — | — | $155K | 2.3% | |
| Empower Annuity Insurance Company of America American Funds AMCAP R2E | — | — | — | $151K | 2.2% | |
| Empower Annuity Insurance Company of America Lord Abbett Value Opportunities $3 | — | — | — | $137K | 2.0% | |
| Empower Annuity Insurance Company of America Franklin Growth R | — | — | — | $129K | 1.9% | |
| Empower Annuity Insurance Company of America Lord Abbett Fundamental Equity R3 | — | — | — | $117K | 1.7% | |
| Empower Annuity Insurance Company of America Massmutual Small Cap Opps R3 | — | — | — | $109K | 1.6% | |
| Empower Annuity Insurance Company of America AF Growth Fund of America R2E | — | — | — | $35K | 0.5% | |
| Empower Annuity Insurance Company of America AF Investment Co of America R2E | — | — | — | $35K | 0.5% | |
| Empower Annuity Insurance Company of America AF 2065 Target Date Retire R2E | — | — | — | $28K | 0.4% | |
| Empower Annuity Insurance Company of America American Funds Capital World Gr&Inc R2E | — | — | — | $23K | 0.3% | |
| Empower Annuity Insurance Company of America Blackrock LifePath Dyn Retirement Inv A | — | — | — | $22K | 0.3% | |
| Empower Annuity Insurance Company of America American Century Equity Income R | — | — | — | $21K | 0.3% | |
| Empower Annuity Insurance Company of America Empower S&P MID CAP 400 Index | — | — | — | $20K | 0.3% | |
| Empower Annuity Insurance Company of America Empower S&P SmallCap 600 Index | — | — | — | $17K | 0.2% |