Original filing (PDF)20250624085651NAL0016383426001

NORTHWESTERN MEDICAL CENTER, INC

Name: NORTHWESTERN MEDICAL CENTER, INC — NORTHWESTERN MEDICAL CENTER, INC. 403(B) PLAN, Form 5500 (2024)
Creator: NORTHWESTERN MEDICAL CENTER, INC

Form 5500

FILING_RECEIVED

NORTHWESTERN MEDICAL CENTER, INC. 403(B) PLAN

403(b) retirement plan

Signals · 2

Non-clean audit opinionCorrective distributions issued

Active participants

762

Accounts w/ balance

989

Plan assets (EOY)

$93.2M

Net assets (EOY)

$93.2M

How this plan invests

This plan

37 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

/ 100

Grade B

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NORTHWESTERN MEDICAL CENTER, INC.

Plan sponsor

Name

NORTHWESTERN MEDICAL CENTER, INC

EIN

03-0266986

Address

133 FAIRFIELD STREET · ST. ALBANS, VT · 05478

Phone

(802) 488-8741

Industry

Health Care & Social Assistancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

003

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-06-24

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2L · 403(b)(1) annuity

2M · 403(b)(7) custodial accounts

2S · Automatic enrollment

2T · Default investment account (QDIA)

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
TRANSAMERICA RETIREMENT SOLUTIONS	13-3689044	—	RECORD KEEPER	$34K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
PENSIONMARK FINANCIAL GROUP	61-1758632	—	INVESTMENT ADVISORY	$8K	—

Investments

37 direct securities· $93.7M(100% of reported assets)

Other securities

$92.2M

34 holdings

Bonds / Notes

$1.4M

2 holdings

Cash / Money Market

$26K

1 holding

					% of plan
T. Rowe Price Retirement 2045 Mutual Fund 413,424.120 shares	Other securities	—	$413K	$9.2M	9.9%
Vanguard 500 Index Admiral Mutual Fund 16,578.710 shares	Other securities	—	$17K	$9.0M	9.7%
Vanguard Gr Index Adm	Other securities	—	$35K	$7.5M	8.0%
T. Rowe Price Retirement 2025 Mutual Fund 429,667.607 shares	Other securities	—	$430K	$7.1M	7.6%
T. Rowe Price Retirement 2030 Mutual Fund 264,517.085 shares	Other securities	—	$265K	$6.8M	7.3%
T. Rowe Price Retirement 2035 Mutual Fund 301,114.334 shares	Other securities	—	$301K	$6.3M	6.8%
T. Rowe Price Retirement 2050 Mutual Fund 284,374.265 shares	Other securities	—	$284K	$5.4M	5.8%
T. Rowe Price Retirement 2055 Mutual Fund 261,370.631 shares	Other securities	—	$261K	$5.2M	5.6%
John Hancock Balanced Fund Mutual Fund 159,022.840 shares	Other securities	—	$159K	$4.5M	4.9%
MassMutual Small Cap Opportunity Fund Mutual Fund 90,236.224 shares	Other securities	—	$90K	$4.3M	4.6%
T. Rowe Price Retirement 2040 Mutual Fund 132,593.098 shares	Other securities	—	$133K	$4.1M	4.3%
American Funds EuroPacific Gr R6 Mutual Fund 62,571.406 shares	Other securities	—	$63K	$3.4M	3.6%
Transamerica Guaranteed Investment Option Guaranteed Interest - units	Other securities	—	—	$2.8M	3.0%
T. Rowe Price Retirement 2060 Mutual Fund 143,419.766 shares	Other securities	—	$143K	$2.4M	2.6%
MassMutual Mid Cap Growth I Mutual Fund 16,290.490 shares	Other securities	—	$16K	$1.7M	1.9%
T. Rowe Price T. Rowe Price Ret 2020 I	Other securities	—	$90K	$1.7M	1.8%
Dodge and Cox Income Fund Mutual Fund 123,446.773 shares	Other securities	—	$123K	$1.5M	1.6%
American Century Mid Cap Value I Mutual Fund 84,409.459 shares	Other securities	—	$84K	$1.3M	1.4%
Legg Mason ClearBridge Appr I	Other securities	—	—	$1.1M	1.2%
ClearBridge Appreciation Fund Mutual Fund 32,917.320 shares	Other securities	—	$33K	$1.1M	1.2%
PIMCO Income Instl Mutual Fund 82,640.468 shares	Other securities	—	$83K	$869K	0.9%
Vanguard Total International Stock Index Mutual Fund 27,365.282 shares	Other securities	—	$27K	$867K	0.9%
MFS Value R3 Mutual Fund 243,009.839 shares	Other securities	—	$243K	$785K	0.8%
Vanguard Intermediate Term Bond Index Admiral Mutual Fund 76,654.966 shares	Other securities	—	$77K	$777K	0.8%
Participant loans 4.25% - 9.50% -	Bonds / Notes	—	—	$712K	0.8%
Participants Notes Receivable with interest rates of 4.25% to 9.50%	Bonds / Notes	—	—	$708K	0.8%
American Funds New World R6 Mutual Fund 9,132.851 shares	Other securities	—	$9K	$703K	0.8%
PIMCO Real Return Instl Mutual Fund 45,217.122 shares	Other securities	—	$45K	$451K	0.5%
Cohen & Steers Institutional Realty Shares Mutual Fund 7,547.911 shares	Other securities	—	$8K	$362K	0.4%
Northern GI Sustainability Index Mutual Fund 14,444.540 shares	Other securities	—	$14K	$328K	0.4%
T. Rowe Price Retirement 2065 Mutual Fund 14,509.120 shares	Other securities	—	$15K	$187K	0.2%
T. Rowe Price Retirement 2015 Mutual Fund 13,429.268 shares	Other securities	—	$13K	$169K	0.2%
T. Rowe Price Retirement 2010 Mutual Fund 7,588.501 shares	Other securities	—	$8K	$115K	0.1%
Nuveen Social Choice Bd	Other securities	—	$12K	$110K	0.1%
Blackrock High Yield Portfolio Instl	Other securities	—	$8K	$58K	<0.1%
T. Rowe Price Retirement 2005 Mutual Fund 3,816.544 shares	Other securities	—	$4K	$46K	<0.1%
State Street Instl US Govt Money Market Premier Mutual Fund 25,664.000 shares	Cash / Money Market	—	$26K	$26K	<0.1%