Back to filter
Original filing (PDF)20250411175954NAL0047172402001
RESEARCH AFFILIATES, LLC
Form 5500-SF
FILING_RECEIVED
RESEARCH AFFILIATES, LLC DEFINED BENEFIT PLAN
Defined-benefit pension plan
Active participants
52
Accounts w/ balance
—
Plan assets (EOY)
$8.4M
Net assets (EOY)
$8.4M
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RESEARCH AFFILIATES, LLC.
Plan sponsor
Name
RESEARCH AFFILIATES, LLC
EIN
02-0570299
Address
660 NEWPORT CENTER DR, STE 300 · NEWPORT BEACH, CA · 92660
Phone
(949) 325-8700
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-04-11
Pension benefit codes
1A · Pay-related DB formula
1C · Cash balance or similar hybrid DB
3B · Covers self-employed individuals
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Small plan (5500-SF) — Schedule H data not available.
Service providers (Schedule C)
Small plans don't disclose service providersRelated plans
Similar-size Finance & Insurance plans
AVP MANAGEMENT SERVICES, INC.
AVP MANAGEMENT SERVICES, INC. 401(K) PLAN
$8.4M
ASCENTRIS, LLC
ASCENTRIS, LLC SAVINGS PLAN
$8.4M · 28 participants
CHATHAM ASSET MANAGEMENT, LLC
CHATHAM ASSET MANAGEMENT RETIREMENT PLAN
$8.4M · 31 participants
BRAND ASSET MANAGEMENT GROUP, INC.
BRAND ASSET MANAGEMENT GROUP, INC. 401(K) PROFIT SHARING PLAN & TRUST
$8.4M · 20 participants
ERN FINANCIAL, LLC DBA CANOPY WEALTH MANAGEMENT
CANOPY WEALTH MANAGEMENT 401(K) PLAN
$8.4M · 20 participants
CASTLE FINANCIAL MANAGEMENT, LLC
CASTLE FINANCIAL MANAGEMENT, LLC 401(K) PLAN
$8.4M · 16 participants
Large plans in California
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND
$215.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND E
$190.9B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND F
$188.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
RUSSELL 1000 INDEX FUND
$187.7B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
CASH EQUIVALENT FUND II
$125.0B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
BLACKROCK MSCI ACWI EX-US IMI INDEX FUND E
$88.3B