Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $112K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL | — | SAN DIEGO, CA | INVESTMENT ADVISOR | $18K | — |
| COMMONWEALTH EQUITY SERVICES LLC | — | WALTHAM, MA | INVESTMENT ADVISOR | $13K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PUTNAM DYNAMIC ASSET ALLOC GROWTH R GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $13.6M | 37.8% | |
| PUTNAM DYNAMIC ASSET ALLOC BAL R6 GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $10K | — |
| COMPASS 360 | — | STRATHAM, NH | CONTACT ADMIN | $6K | — |
Pooled Separate Account |
| — |
| — |
| $3.2M |
| 8.9% |
| VANGUARD 500 INDEX ADMIRAL GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $3.1M | 8.6% |
| VANGUARD TARGET RETIREMENT 2030 INV GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $1.9M | 5.3% |
| VANGUARD TARGET RETIREMENT 2050 INV GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $1.4M | 3.8% |
| Putnam Dynamic Asset Allocation Conservative Fund | — | — | — | $1.1M | 3.0% |
| VANGUARD TARGET RETIREMENT 2060 INV GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $1.1M | 3.0% |
| Vanguard Target Retirement 2060 Fund | — | — | — | $1.0M | 2.9% |
| FIDELITY INTERNATIONAL INDEX GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $1.0M | 2.9% |
| VANGUARD TARGET RETIREMENT 2055 INV GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $1.0M | 2.9% |
| VANGUARD TARGET RETIREMENT 2035 INV GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $976K | 2.7% |
| Fidelity International Index Fund | — | — | — | $949K | 2.6% |
| PUTNAM DYNAMIC ASSET ALLOC CNSRV R6 GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $949K | 2.6% |
| Vanguard Small Cap Index Fund | — | — | — | $847K | 2.4% |
| VANGUARD TARGET RETIREMENT 2045 INV GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $847K | 2.4% |
| Vanguard Target Retirement 2025 Fund | — | — | — | $841K | 2.3% |
| MFS GROWTH R6 GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $841K | 2.3% |
| Vanguard Target Retirement 2045 Fund | — | — | — | $725K | 2.0% |
| VANGUARD SMALL CAP INDEX ADM GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $725K | 2.0% |
| MFS Growth Fund | — | — | — | $641K | 1.8% |
| VANGUARD TARGET RETIREMENT 2025 INV GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $641K | 1.8% |
| American Funds American Mutual Fund | — | — | — | $580K | 1.6% |
| VANGUARD TARGET RETIREMENT 2040 INV GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $580K | 1.6% |
| Vanguard Target Retirement 2040 Fund | — | — | — | $528K | 1.5% |
| AMERICAN FUNDS AMERICAN MUTUAL R6 GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $528K | 1.5% |
| Empower Select Guaranteed Fund | — | — | — | $472K | 1.3% |
| VANGUARD MID CAP INDEX FUND - ADMIR GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $472K | 1.3% |
| Cohen & Steers Realty Fund | — | — | — | $363K | 1.0% |
| AMERICAN FUNDS NEW WORLD R6 GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $363K | 1.0% |
| PIMCO Income Fund | — | — | — | $342K | 1.0% |
| COHEN & STEERS REALTY SHARES L GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $342K | 1.0% |
| Vanguard Mid Cap Index Fund | — | — | — | $315K | 0.9% |
| VANGUARD TARGET RETIREMENT 2065 INV GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $315K | 0.9% |
| JP Morgan Mid Cap Growth Fund | — | — | — | $313K | 0.9% |
| PIMCO INCOME INSTL GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $313K | 0.9% |
| John Hancock Bond Fund | — | — | — | $309K | 0.9% |
| JPMORGAN MID CAP GROWTH R6 GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $309K | 0.9% |
| Vanguard Target Retirement 2065 Fund | — | — | — | $259K | 0.7% |
| JHANCOCK BOND I GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $259K | 0.7% |
| American Funds New World Fund | — | — | — | $234K | 0.7% |
| VANGUARD TARGET RETIREMENT 2020 INV GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $188K | 0.5% |
| MFS International Growth Fund | — | — | — | $150K | 0.4% |
| LOOMIS SAYLES SMALL CAP GROWTH INST GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $150K | 0.4% |
| Vanguard Target Retirement Income Fund | — | — | — | $145K | 0.4% |
| MFS INTERNATIONAL GROWTH R6 GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $145K | 0.4% |
| Loomis Sayles Small Cap Growth Fund | — | — | — | $103K | 0.3% |
| VANGUARD TARGET RETIREMENT INCOME I GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $103K | 0.3% |
| ALLSPRING SPECIAL MID CAP VALUE R6 GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $99K | 0.3% |
| PIMCO INT BOND (USD-HEDGED) INSTL GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $7K | <0.1% |
| NYLI MACKAY HIGH YLD CORPORATE BOND GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 000 | Pooled Separate Account | — | — | $587 | <0.1% |
