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Original filing (PDF)20251217165845NAL0006264704001
FORMAX, LLC
Form 5500
FILING_RECEIVED
FORMAX 401(K) PENSION PLAN AND TRUST
401(k) retirement plan
Signals · 2
Late filing · 1.0 mo60% in single holding
Active participants
81
Accounts w/ balance
118
Plan assets (EOY)
$15.0M
Net assets (EOY)
$15.0M
How this plan invests
This plan
1 pooled trust
Schedule D
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
96
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Filed 1.0 months past the 10.5-month grace window.
- Top holding "Self-Directed Brokerage Funds Self-Directed Brokerage Funds" is 60% of plan.
Helping the score
- Below-peer total fees (20 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FORMAX, LLC.
Plan sponsor
Name
FORMAX, LLC
EIN
02-0407657
Address
1 EDUCATION WAY · DOVER, NH · 038205815
Phone
(603) 682-5300
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-17
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
GRAY, GRAY & GRAY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TWELVE POINTS WEALTH MANAGEMENT LLC | 46-5061538 | CONCORD, MA | ADVISOR | $7K | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | — | COLUMBUS, OH | — | $21K | — |
| PLAN INTEGRITY PARTNERS LLC | 88-4096467 | BURLINGTON, VT | — | $2K | — |
| EQUITY SERVICES INC | — | MONTPILIER, NH | — | $0 | — |
Investments
20 direct securities · 1 pooled fund· $14.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$14.9M
20 holdings
Common Collective Trust
$30K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Self-Directed Brokerage Funds Self-Directed Brokerage Funds | — | — | — | $9.0M | 60.1% | |
| Vanguard Target Retirement 2055 Fund Mutual Fund | — | — | — | $1.8M | 11.8% | |
| Vanguard Target Retirement 2065 Fund Mutual Fund | — | — | — | $864K | 5.8% | |
| Vanguard Target Retirement 2035 Fund Mutual Fund | — | — | — | $626K | 4.2% | |
| JP Morgan Large Growth R6 Mutual Fund | — | — | — | $526K | 3.5% | |
| Schwab S&P 500 Index Mutual Fund | — | — | — | $520K | 3.5% | |
| American New Persoective R6 Mutual Fund | — | — | — | $311K | 2.1% | |
| Vanguard Small-Cap Index Adm Mutual Fund | — | — | — | $252K | 1.7% | |
| Vanguard Target Retirement 2040 Fund Mutual Fund | — | — | — | $200K | 1.3% | |
| Vanguard Mid Cap Index Adm Mutual Fund | — | — | — | $142K | 0.9% | |
| Vanguard Equity Income Adm Mutual Fund | — | — | — | $129K | 0.9% | |
| maturing through 2028 $ - | — | — | — | $112K | 0.7% | |
| Vanguard Target Retirement 2045 Fund Mutual Fund | — | — | — | $112K | 0.7% | |
| John Hancock Bond Fund R6 Mutual Fund | — | — | — | $89K | 0.6% | |
| Vanguard Target Retirement 2030 Fund Mutual Fund | — | — | — | $81K | 0.5% | |
| Vanguard Target Retirement 2050 Fund Mutual Fund | — | — | — | $62K | 0.4% | |
| Vanguard Target Retirement 2025 Fund Mutual Fund | — | — | — | $45K | 0.3% | |
| Vanguard Target Retirement 2060 Fund Mutual Fund | — | — | — | $30K | 0.2% | |
| JH STABLE VALUE GUARANTEED JOHN HANCOCK LIFE INSURANCE CO · EIN 01-0233346 / PN 001 | Common Collective Trust | — | — | $30K | 0.2% | |
| Vanguard Target Retirement Income Fund Mutual Fund | — | — | — | $29K | 0.2% | |
| JP Morgan US Govt Mkt Cap Mutual Fund | — | — | — | $1K | <0.1% |
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