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Original filing (PDF)20251014125421NAL0001373523001
HEARTLAND DENTAL, LLC
Form 5500
FILING_RECEIVED
HEARTLAND DENTAL 401K AND STOCK PARTICIPATION PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
20,969
Accounts w/ balance
27,330
Plan assets (EOY)
$1.1B
Net assets (EOY)
$1.1B
How this plan invests
This plan
13 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 12 bps in Schedule C fees — 131% above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HEARTLAND DENTAL, LLC.
Plan sponsor
Name
HEARTLAND DENTAL, LLC
EIN
01-0854205
Address
1200 NETWORK CENTRE DRIVE · EFFINGHAM, IL · 62401
Phone
(217) 540-5100
Industry
Offices of Dentists· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2H · Partial participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MH CPA PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $1.1M | — |
| FIDUCIARY ADVISORS INC | 43-1891647 | — | NONE | $133K | — |
| MILLIMAN, INC. | 91-0675641 | — | NONE | $40K | — |
| VANGUARD ADVISERS INC. | 23-2811930 | — | NONE | $29K | — |
| MH CPA PLLC | 37-1119790 | — | NONE | $25K | — |
Investments
22 direct securities · 13 pooled funds· $1.1B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$865.1M
13 holdings
Uncategorized
$217.4M
21 holdings
Common Stocks
$49.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VFTC TARGET RET 2040 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083975 / PN 001 | Common Collective Trust | — | — | $148.1M | 13.0% | |
| VFTC TARGET RET 2045 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083973 / PN 001 | Common Collective Trust | — | — | $145.7M | 12.8% | |
| VFTC TARGET RET 2035 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083977 / PN 001 | Common Collective Trust | — | — | $134.3M | 11.8% | |
| VFTC TARGET RET 2050 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083969 / PN 001 | Common Collective Trust | — | — | $109.0M | 9.6% | |
| VFTC TARGET RET 2030 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083979 / PN 001 | Common Collective Trust | — | — | $100.5M | 8.8% | |
| VFTC TARGET RET 2055 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715074 / PN 001 | Common Collective Trust | — | — | $78.4M | 6.9% | |
| VFTC TARGET RET 2025 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083981 / PN 001 | Common Collective Trust | — | — | $53.9M | 4.7% | |
| Party-in- (b) & (c) (d) Current Interest Identity of Party Involved and Description of Investment Cost Value Investments, at Fair Value Mutual Funds * Vanguard Institutional Index Fund | — | — | — | $52.8M | 4.6% | |
| Vanguard Growth Index Fund | — | — | — | $52.0M | 4.6% | |
| * Heartland Dental Holdings, Inc. Series A Common Stock | Common Stocks | — | $31.3M | $49.0M | 4.3% | |
| VFTC TARGET RET 2060 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799212 / PN 001 | Common Collective Trust | — | — | $34.7M | 3.0% | |
| VFTC RETIREMENT SAVINGS TRUST III VANGUARD FIDUCIARY TRUST COMPANY · EIN 38-7041744 / PN 024 | Common Collective Trust | — | — | $22.3M | 2.0% | |
| VFTC TARGET RET 2020 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083983 / PN 001 | Common Collective Trust | — | — | $19.4M | 1.7% | |
| Vanguard Total International Stock Index Fund | — | — | — | $13.5M | 1.2% | |
| Vanguard Mid-Cap Index Fund | — | — | — | $12.0M | 1.1% | |
| VFTC TARGET RET INCOME TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083968 / PN 001 | Common Collective Trust | — | — | $9.4M | 0.8% | |
| Vanguard Total Bond Market Index Fund | — | — | — | $9.4M | 0.8% | |
| Vanguard Small-Cap Index Fund | — | — | — | $9.3M | 0.8% | |
| Dodge & Cox Stock Fund | — | — | — | $9.1M | 0.8% | |
| VFTC TARGET RET 2065 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6190443 / PN 001 | Common Collective Trust | — | — | $8.8M | 0.8% | |
| Vanguard Value Index Fund | — | — | — | $8.0M | 0.7% | |
| BlackRock Mid-Cap Growth Equity Portfolio Fund | — | — | — | $7.3M | 0.6% | |
| Vanguard Total World Stock Index Fund | — | — | — | $6.9M | 0.6% | |
| Dodge & Cox Income Fund | — | — | — | $5.2M | 0.5% | |
| Vanguard Explorer Fund Admiral Shares | — | — | — | $4.7M | 0.4% | |
| American Funds EuroPacific Growth Fund | — | — | — | $4.2M | 0.4% | |
| DFA Real Estate Securities Portfolio Fund | — | — | — | $4.0M | 0.4% | |
| DFA Inflation Protected Securities Portfolio Fund | — | — | — | $3.7M | 0.3% | |
| Vanguard Selected Value Fund | — | — | — | $3.6M | 0.3% | |
| DFA U.S. Small-Cap Value Portfolio Fund | — | — | — | $3.4M | 0.3% | |
| Self-Directed Brokerage Fund * Self-Directed Brokerage Fund | — | — | — | $2.8M | 0.2% | |
| Money Market Fund * Vanguard Cash Reserves Federal Money Market Fund | — | — | — | $2.6M | 0.2% | |
| DFA International Small Company Portfolio Fund | — | — | — | $1.6M | 0.1% | |
| Vanguard GNMA Fund | — | — | — | $1.5M | 0.1% | |
| VFTC TARGET RET 2070 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-7035538 / PN 001 | Common Collective Trust | — | — | $807K | <0.1% |