Original filing (PDF)20250723141532NAL0008918354001

DAVID ERNSTAM FINANCIAL & INSURANCE SERVICES, INC.

Name: DAVID ERNSTAM FINANCIAL & INSURANCE SERVICES, INC. — DAVID ERNSTAM FINANCIAL & INSURANCE SERVICES, INC. 401(K) PROFIT SHARING PLAN, Form 5500 (2024)
Creator: DAVID ERNSTAM FINANCIAL & INSURANCE SERVICES, INC.

Form 5500-SF

FILING_RECEIVED

DAVID ERNSTAM FINANCIAL & INSURANCE SERVICES, INC. 401(K) PROFIT SHARING PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$1.5M

Net assets (EOY)

$1.5M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DAVID ERNSTAM FINANCIAL & INSURANCE SERVICES, INC..

Plan sponsor

Name

DAVID ERNSTAM FINANCIAL & INSURANCE SERVICES, INC.

EIN

01-0759312

Address

1625 BUTTE HOUSE RD · YUBA CITY, CA · 95993

Phone

(530) 751-1212

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-07-23

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

ABM INSURANCE AND BENEFIT SERVICES, INC.

ABM 401(K) PLAN

$1.5M · 18 participants

BENEFIT ADMINISTRATION SERVICES, LTD.

BENEFIT ADMINISTRATION SERVICES, LTD. 401(K) PLAN

$1.5M · 25 participants

KAMINER FINANCIAL GROUP, LTD.

KAMINER FINANCIAL GROUP, LTD. PROFIT SHARING PLAN

$1.5M · 9 participants

UNITED SECURITY ASSURANCE COMPANY OF PENNSYLVANIA

UNITED SECURITY 401K PLAN

$1.6M · 31 participants

HART INSURANCE GROUP

HART INSURANCE GROUP PENSION PLAN