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Original filing (PDF)20250925093211NAL0003446275001
BARRETT FINANCIAL GROUP, L.L.C.
Form 5500
FILING_RECEIVED
BARRETT FINANCIAL GROUP, L.L.C. 401K PLAN
401(k) retirement plan
Active participants
883
Accounts w/ balance
226
Plan assets (EOY)
$7.2M
Net assets (EOY)
$7.2M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
65
Knocking points off
- 63 bps in Schedule C fees — modestly above peer band of 52 bps.
- Only 26% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BARRETT FINANCIAL GROUP, L.L.C..
Plan sponsor
Name
BARRETT FINANCIAL GROUP, L.L.C.
EIN
01-0628113
Address
275 E RIVULON BLVD · SUITE 200 · GILBERT, AZ · 85297
Phone
(480) 459-4550
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-25
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2E · Profit-sharing
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
CWDL
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $17K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WATTS GWILLIAM & CO | 20-0968191 | — | ADVISOR | $29K | — |
Investments
28 direct securities· $7.0M(98% of reported assets)
Uncategorized
$6.0M
27 holdings
Mutual Funds
$1.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| s * Fidelity Management & Research FID Freedom 2035 K6 | Mutual Funds | — | — | $1.1M | 14.7% | |
| Fidelity Management & Research Fidelity 500 Index Fund | — | — | — | $1.0M | 14.3% | |
| Fidelity Management & Research FID Freedom 2040 K6 | — | — | — | $924K | 12.9% | |
| Fidelity Management & Research FID Freedom 2045 K6 | — | — | — | $881K | 12.3% | |
| Blackrock Tech Op I | — | — | — | $665K | 9.3% | |
| Fidelity Management & Research FID Contrafund | — | — | — | $411K | 5.7% | |
| Dodge & Cox Dodge & Cox Stock I | — | — | — | $370K | 5.2% | |
| Fidelity Management & Research FID Freedom 2030 K6 | — | — | — | $306K | 4.3% | |
| Fidelity Management & Research FID Freedom 2050 K6 | — | — | — | $239K | 3.3% | |
| Fidelity Brokeragelink | — | — | — | $193K | 2.7% | |
| Fidelity Management & Research Fidelity Small Cap Index Fund | — | — | — | $166K | 2.3% | |
| PIMCO Income Fd Institutional Cl | — | — | — | $139K | 1.9% | |
| Fidelity Management & Research FID Freedom 2055 K6 | — | — | — | $121K | 1.7% | |
| Fidelity Management & Research FID GOV Cash Reserve | — | — | — | $78K | 1.1% | |
| Fidelity Management & Research FID Total International Index | — | — | — | $67K | 0.9% | |
| Fidelity Management & Research FID Freedom 2025 K6 | — | — | — | $62K | 0.9% | |
| Fidelity Management & Research FID Freedom Inc K6 | — | — | — | $60K | 0.8% | |
| Goldman Sachs GS GQG INTL Opps Is | — | — | — | $58K | 0.8% | |
| Fidelity Management & Research FID Freedom 2060 K6 | — | — | — | $55K | 0.8% | |
| Goldman Sachs Goldman Sachs Emrg Mkts Eq Inst | — | — | — | $31K | 0.4% | |
| PIMCO MTG OPS & Nbond I | — | — | — | $31K | 0.4% | |
| Fidelity Management & Research FID Freedom 2065 K6 | — | — | — | $23K | 0.3% | |
| Fidelity Management & Research FID Freedom 2020 K6 | — | — | — | $19K | 0.3% | |
| PIMCO Low Dur Inc Is | — | — | — | $11K | 0.2% | |
| Fidelity Management & Research FID Total Bond | — | — | — | $11K | 0.2% | |
| Cohen & Steers Cohen & Steers Institutional Realty Shares | — | — | — | $10K | 0.1% | |
| Western Asset Western Asset Core Pls Bond Is | — | — | — | $8K | 0.1% | |
| PIMCO All Asset Inst | — | — | — | $2K | <0.1% |
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