Original filing (PDF)20250926112236NAL0011728739001

Energy Recovery, Inc.

Name: Energy Recovery, Inc. — Energy Recovery, Inc. 401(k), Form 5500 (2024)
Creator: Energy Recovery, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Energy Recovery, Inc. 401(k) Plan

401(k) retirement plan · Energy Recovery, Inc.'s Energy Recovery, Inc. 401(k) Plan held $28.2M in plan assets for 224 participants in 2024, with Empower as recordkeeper.

Signals · 1

No ERISA fidelity bond

Active participants

224

Accounts w/ balance

297

Plan assets (EOY)

$28.2M

Net assets (EOY)

$28.2M

How this plan invests

This plan

35 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

No ERISA fidelity bond reported.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for ENERGY RECOVERY, INC..

Plan sponsor

Name

ENERGY RECOVERY, INC.

EIN

01-0616867all filings

Address

1717 DOOLITTLE DRIVE · SAN LEANDRO, CA · 94577

Phone

(510) 325-2671

Industry

Manufacturing

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-26

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$40K	—
EMPOWER ADVISORY GROUP, LLC	—	GREENWOOD VILLAGE, CO	INVESTMENT MGMT	$38K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
WORLD INVESTMENT ADVISORS LLC

Investments

35 direct securities· $28.2M(100% of reported assets)

Mutual Funds

$18.9M

23 holdings

Common Collective Trusts

$5.7M

3 holdings

Other securities

$3.6M

9 holdings

					% of plan
Vanguard 500 Index Admiral Mutual Fund	Common Collective Trusts	—	—	$4.2M	14.8%
Fidelity Large Cap Growth Index Mutual Fund	Mutual Funds	—	—	$2.0M	7.2%
Vanguard Target Retirement 2045 Inv Mutual Fund	Mutual Funds	—	—	$2.0M	7.0%
Vanguard Target Retirement 2050 Inv Mutual Fund	Mutual Funds	—	—	$1.9M	6.7%
Vanguard Target Retirement 2035 Inv Mutual Fund	Mutual Funds	—	—	$1.5M	5.4%
Vanguard Interim-Term Bond Index Adm Mutual Fund	Mutual Funds	—	—	$1.4M	5.1%
Vanguard Total Stock Mkt Index Adm Mutual Fund	Mutual Funds	—	—	$1.4M	5.1%
American Funds Europacific Gr R6 Mutual Fund	Mutual Funds	—	—	$1.3M	4.5%
Key Guaranteed Portfolio Fund Fixed Annuities ** $	Other securities	—	—	$1.2M	4.4%
Vanguard Target Retirement 2030 Inv Mutual Fund	Mutual Funds	—	—	$1.2M	4.2%
Vanguard Target Retirement 2040 Inv Mutual Fund	Mutual Funds	—	—	$1.2M	4.2%
Vanguard Small Cap Index Adm Mutual Fund	Mutual Funds	—	—	$1.1M	4.0%
Vanguard Target Retirement 2055 Inv Mutual Fund	Mutual Funds	—	—	$1.1M	3.9%
Vanguard Information Technology Idx Adm Mutual Fund	Common Collective Trusts	—	—	$780K	2.8%
Vanguard Mid Cap Index Fund - Admiral Mutual Fund	Common Collective Trusts	—	—	$714K	2.5%
American Funds New Perspective R6 Mutual Fund	Mutual Funds	—	—	$587K	2.1%
Artisan International Value Instl Mutual Fund	Other securities	—	—	$501K	1.8%
Vanguard Target Retirement 2060 Inv Mutual Fund	Mutual Funds	—	—	$423K	1.5%
maturing through December 2029	Other securities	—	—	$409K	1.5%
Pgim Global Total Return R6 Mutual Fund	Other securities	—	—	$381K	1.4%
Goldman Sachs Em Mkts Eq Insghts R6 Mutual Fund	Other securities	—	—	$339K	1.2%
MFS Value R6 Mutual Fund	Mutual Funds	—	—	$339K	1.2%
DFA US Targeted Value I Mutual Fund	Mutual Funds	—	—	$311K	1.1%
Vanguard Energy Index Adm Mutual Fund	Mutual Funds	—	—	$307K	1.1%
American Funds American Balanced R6 Mutual Fund	Mutual Funds	—	—	$297K	1.1%
Empower Us Govt Securities Fund Inst Mutual Fund	Other securities	—	—	$216K	0.8%
Victory Sycamore Established Value R6 Mutual Fund	Other securities	—	—	$215K	0.8%
Empower T. Rowe Price Mid Cap Gr Inst Mutual Fund	Other securities	—	—	$195K	0.7%
Vanguard Target Retirement 2070 Inv Mutual Fund 370 Vanguard Target Retirement Income Inv Mutual Fund	Mutual Funds	—	—	$176K	0.6%
Vanguard Target Retirement 2025 Inv Mutual Fund	Mutual Funds	—	—	$162K	0.6%
Buffalo Small Cap Institutional Mutual Fund	Other securities	—	—	$135K	0.5%
Vanguard Target Retirement 2065 Inv Mutual Fund	Mutual Funds	—	—	$67K	0.2%
Pimco Total Return Instl Mutual Fund	Mutual Funds	—	—	$67K	0.2%
Vanguard Target Retirement 2020 Inv Mutual Fund	Mutual Funds	—	—	$15K	<0.1%
Franklin Utilities R6 Mutual Fund	Mutual Funds	—	—	$7K	<0.1%