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Original filing (PDF)20251006200556NAL0002327859001
BLUE MANTIS, INC
Form 5500
FILING_RECEIVED
BLUE MANTIS, INC 401K PLAN
401(k) retirement plan
Signals · 1
64% in single holding
Active participants
302
Accounts w/ balance
321
Plan assets (EOY)
$32.6M
Net assets (EOY)
$32.6M
How this plan invests
This plan
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Capital Bank and Trust Company American Funds Target Date Funds 2010, 2020, 2025, 2030, 2035, 2040, 2045, 2050, 2055, 2060, 2065" is 64% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BLUE MANTIS, INC.
Plan sponsor
Name
BLUE MANTIS, INC
EIN
01-0504323
Address
TWO INTERNATIONAL DRIVE · SUITE 260 · PORTSMOUTH, NH · 03801
Phone
(800) 989-2989
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PAVENTO, RATCLIFFE, RENZI & CO, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPITAL GRP RETIREMENT PLAN SERVICE | — | IRVINE, CA | RECORDKEEPER | $22K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES LLC | — | WALTHAM, MA | INVESTMENT ADVISOR | $25K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE PENSION SERVICE INC | — | NORTH HAVEN, CT | CONTRACT ADMIN | $22K | — |
Investments
21 direct securities· $32.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Capital Bank and Trust Company American Funds Target Date Funds 2010, 2020, 2025, 2030, 2035, 2040, 2045, 2050, 2055, 2060, 2065 | — | — | — | $20.9M | 64.1% | |
| Capital Bank and Trust Company Vanguard 500 Index | — | — | — | $4.4M | 13.6% | |
| Capital Bank and Trust Company American Funds Growth Fund | — | — | — | $986K | 3.0% | |
| Capital Bank and Trust Company American Funds U.S. Government Money Market | — | — | — | $807K | 2.5% | |
| Capital Bank and Trust Company Vanguard Mid Cap Index | — | — | — | $780K | 2.4% | |
| Capital Bank and Trust Company Vanguard Eq-Income | — | — | — | $596K | 1.8% | |
| Capital Bank and Trust Company DFA US Target Value | — | — | — | $575K | 1.8% | |
| Capital Bank and Trust Company Vanguard Mid Cap Growth | — | — | — | $507K | 1.6% | |
| Capital Bank and Trust Company Vanguard Explorer | — | — | — | $347K | 1.1% | |
| Interest or Similar Party Rates of Interest, Collateral, Par or Maturity Value (d) Cost Value * Capital Bank and Trust Company American Funds Europacific Growth | — | — | — | $333K | 1.0% | |
| Capital Bank and Trust Company DFA Emerging Market | — | — | — | $322K | 1.0% | |
| Capital Bank and Trust Company Vanguard Interm-Term Bond | — | — | — | $304K | 0.9% | |
| Capital Bank and Trust Company DFA Large Cap International | — | — | — | $303K | 0.9% | |
| Participant Loans 10.5%; due between 2025 and 2029 per terms of agreement. - | — | — | — | $236K | 0.7% | |
| Capital Bank and Trust Company Franklin Utilities | — | — | — | $233K | 0.7% | |
| Capital Bank and Trust Company American Funds New Economy | — | — | — | $187K | 0.6% | |
| Capital Bank and Trust Company American Funds New Perspective | — | — | — | $171K | 0.5% | |
| Capital Bank and Trust Company John Hancock Bond Fund | — | — | — | $167K | 0.5% | |
| Capital Bank and Trust Company Vanguard Short Term Investment Grade | — | — | — | $160K | 0.5% | |
| Capital Bank and Trust Company PGIM Global Total Return | — | — | — | $143K | 0.4% | |
| Capital Bank and Trust Company Vanguard Real Estate Index | — | — | — | $93K | 0.3% |
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