Back to filter
Original filing (PDF)20251015133032NAL0002367683001
SHP MANAGEMENT CORPORATION
Form 5500
FILING_RECEIVED
SHP MANAGEMENT CORP 401(K) PLAN
401(k) retirement plan
Signals · 1
32% in single holding
Active participants
352
Accounts w/ balance
322
Plan assets (EOY)
$17.8M
Net assets (EOY)
$17.7M
How this plan invests
This plan
20 pooled trusts
Schedule D
9 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "[DFE: VOYA GOVERNMENT SECURITIES FUND (SEPARATE ACCOUNT NO. 390) (extraction pending)]" is 32% of plan.
- 49 bps in Schedule C fees — 68% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SHP MANAGEMENT CORPORATION.
Plan sponsor
Name
SHP MANAGEMENT CORPORATION
EIN
01-0477471
Address
7 THOMAS DRIVE · CUMBERLAND, ME · 04110
Phone
(207) 829-9200
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2T · Default investment account (QDIA)
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
OUELLETTE & ASSOCIATES
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $58K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RAYMOND JAMES | — | ST PETERSBURG, FL | INVESTMENT ADVISOR | $29K | — |
Investments
9 direct securities · 20 pooled funds· $34.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$17.2M
9 holdings
Pooled Separate Account
$17.2M
9 holdings
Common Collective Trust
$0
11 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| [DFE: VOYA GOVERNMENT SECURITIES FUND (SEPARATE ACCOUNT NO. 390) (extraction pending)] | — | — | — | $5.5M | 31.1% | |
| VOYA RETIREMENT INSURANCE & ANNUITY MYWAYRET INDEX 2030 FD R · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $5.5M | 31.1% | |
| [DFE: VOYA GOVERNMENT SECURITIES FUND (SEPARATE ACCOUNT NO. 390) (extraction pending)] | — | — | — | $4.1M | 22.9% | |
| VOYA RETIREMENT INSURANCE & ANNUITY MYWAYRET INDEX 2035 FD R · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $4.1M | 22.9% | |
| [DFE: VOYA GOVERNMENT SECURITIES FUND (SEPARATE ACCOUNT NO. 390) (extraction pending)] | — | — | — | $4.0M | 22.7% | |
| VOYA RETIREMENT INSURANCE & ANNUITY MYWAYRET INDEX FD R · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $4.0M | 22.7% | |
| [DFE: VOYA GOVERNMENT SECURITIES FUND (SEPARATE ACCOUNT NO. 390) (extraction pending)] | — | — | — | $1.6M | 9.1% | |
| VOYA RETIREMENT INSURANCE & ANNUITY MYWAYRET INDEX 2045 FD R · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $1.6M | 9.1% | |
| [DFE: VOYA GOVERNMENT SECURITIES FUND (SEPARATE ACCOUNT NO. 390) (extraction pending)] | — | — | — | $922K | 5.2% | |
| VOYA RETIREMENT INSURANCE & ANNUITY MYWAYRET INDEX 2040 FD R · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $922K | 5.2% | |
| [DFE: VOYA GOVERNMENT SECURITIES FUND (SEPARATE ACCOUNT NO. 390) (extraction pending)] | — | — | — | $561K | 3.2% | |
| VOYA RETIREMENT INSURANCE & ANNUITY MYWAYRET INDEX 2050 FD R · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $561K | 3.2% | |
| [DFE: VOYA GOVERNMENT SECURITIES FUND (SEPARATE ACCOUNT NO. 390) (extraction pending)] | — | — | — | $305K | 1.7% | |
| VOYA RETIREMENT INSURANCE & ANNUITY MYWAYRET INDEX 2055 FD R · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $305K | 1.7% | |
| [DFE: VOYA GOVERNMENT SECURITIES FUND (SEPARATE ACCOUNT NO. 390) (extraction pending)] | — | — | — | $110K | 0.6% | |
| VOYA RETIREMENT INSURANCE & ANNUITY MYWAYRET INDEX 2060 FD R · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $110K | 0.6% | |
| [DFE: VOYA GOVERNMENT SECURITIES FUND (SEPARATE ACCOUNT NO. 390) (extraction pending)] | — | — | — | $48K | 0.3% | |
| VOYA RETIREMENT INSURANCE & ANNUITY MYWAYRET INDEX 2065 FD R · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $48K | 0.3% | |
| GREAT GRAY GREAT GRAY TRUST AMERICAN FUNDS 2045 I · EIN 38-4126265 / PN 569 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY GREAT GRAY TRUST AMERICAN FUNDS 2035 I · EIN 38-4126265 / PN 567 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY GREAT GRAY TRUST AMERICAN FUNDS 2055 I · EIN 38-4126265 / PN 571 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY GREAT GRAY TRUST AMERICAN FUNDS 2010 I · EIN 38-4126265 / PN 593 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY GREAT GRAY TRUST AMERICAN FUNDS 2050 I · EIN 38-4126265 / PN 570 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY GREAT GRAY TRUST AMERICAN FUNDS 2015 I · EIN 38-4126265 / PN 563 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY GREAT GRAY TRUST AMERICAN FUNDS 2020 I · EIN 38-4126265 / PN 564 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY GREAT GRAY TRUST AMERICAN FUNDS 2025 I · EIN 38-4126265 / PN 565 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY GREAT GRAY TRUST AMERICAN FUNDS 2030 I · EIN 38-4126265 / PN 566 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY GREAT GRAY TRUST AMERICAN FUNDS 2040 I · EIN 38-4126265 / PN 568 | Common Collective Trust | — | — | $0 | <0.1% | |
| GREAT GRAY GREAT GRAY TRUST AMERICAN FUNDS 2060 I · EIN 38-4126265 / PN 572 | Common Collective Trust | — | — | $0 | <0.1% |