Original filing (PDF)20241015180811NAL0030583217001

DIRECT MAIL OF MAINE INC.

Name: DIRECT MAIL OF MAINE INC. — DIRECT MAIL OF MAINE INC 401(K) PROFIT SHARING PLAN AND TRUST, Form 5500 (2023)
Creator: DIRECT MAIL OF MAINE INC.

Form 5500

FILING_RECEIVED

DIRECT MAIL OF MAINE INC 401(K) PROFIT SHARING PLAN AND TRUST

401(k) retirement plan

Signals · 1

Possibly inadequate fidelity bond

Active participants

Accounts w/ balance

Plan assets (EOY)

$3.3M

Net assets (EOY)

$3.3M

How this plan invests

This plan

1 collective trust

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score

/ 100

Grade B

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DIRECT MAIL OF MAINE INC..

Plan sponsor

Name

DIRECT MAIL OF MAINE INC.

EIN

01-0426462

Address

P.O. BOX 10 · SCARBOROUGH, ME · 040700010

Phone

(207) 730-7017

Industry

Manufacturingsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2024-10-15

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ADP, INC.	13-3036745	—	RECORD KEEPER	$10K	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
AFG FIDUCIARY SERVICES LP	85-1495676	—	INVESTMENT/FINANCIAL ADVI	$7K	—

Investments

1 pooled fund· $61K(2% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.