Back to filter
Original filing (PDF)20251015085043NAL0002125075001
KNICKERBOCKER GROUP, INC.
Form 5500
FILING_RECEIVED
KNICKERBOCKER GROUP EMPLOYEE STOCK OWNERSHIP 401(K) PLAN
401(k) retirement plan
Active participants
128
Accounts w/ balance
156
Plan assets (EOY)
$11.4M
Net assets (EOY)
$11.3M
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 44 bps in Schedule C fees — 53% above peer band of 29 bps.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KNICKERBOCKER GROUP, INC..
Plan sponsor
Name
KNICKERBOCKER GROUP, INC.
EIN
01-0389577
Address
3 BUILDERS SQUARE · BOOTHBAY, ME · 04537
Phone
(207) 633-3818
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2H · Partial participant-directed accounts
2I · Stock bonus
2J · 401(k) feature
2K · 401(m) arrangement
2P · Leveraged ESOP
2Q · S-corporation ESOP
2T · Default investment account (QDIA)
3I · Requires investment in employer securities
Audit & trust (Schedule H)
Auditor
ALBIN RANDALL & BENNETT
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $7K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES LLC | — | WALTHAM, MA | INVESTMENT ADVISOR | $32K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BLUE RIDGE ESOP ASSOCIATES | — | CHARLOTTESVILLE, VA | CONTRACT ADMIN | $12K | — |
Investments
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.
Related plans
Other plans using COMMONWEALTH EQUITY SERVICES LLC
SANSUM SANTA BARBARA MEDICAL CLINIC, INC.
SANSUM SANTA BARBARA MEDICAL CLINIC, INC. PROFIT SHARING PLAN
$235.8M · 241 participants
MAVIS TIRE SUPPLY LLC
MAVIS TIRE SUPPLY LLC 401(K) PLAN
$202.0M · 10,033 participants
BERRY DUNN MCNEIL & PARKER, LLC
BERRYDUNN 401(K) PROFIT SHARING PLAN
$139.5M · 826 participants
COOPER HATCHERY, INC.
COOPER FARMS RETIREMENT PLAN
$130.0M · 1,692 participants
FAMILYCARE MEDICAL GROUP, P.C.
FAMILYCARE MEDICAL GROUP, P.C. 401(K) PLAN
$109.9M · 684 participants
BOSTON CHILDREN'S HEALTH PHYSICIANS, LLP
BOSTON CHILDREN'S HEALTH PHYSICIANS, LLP 401(K) RETIREMENT PLAN
$98.4M · 854 participants
Similar-size Construction plans
WILLIAM E. BUCHAN, INC.
WILLIAM E. BUCHAN, INC PROFIT SHARING PLAN
$11.4M · 10 participants
IMPACT FLOORS OF TEXAS, LLC
IMPACT PEOPLE 401(K) PROGRAM
$11.5M · 224 participants
J. C. HART COMPANY, INC.
HART SAVER - 401(K) PLAN
$11.3M · 187 participants
STOCKER & ALLAIRE, INC.
STOCKER & ALLAIRE, INC. 401(K) PLAN
$11.5M · 79 participants
CATCON, INC. DBA CATALYST CONSTRUCTION
CATALYST CONSTRUCTION 401(K) PLAN
$11.3M · 106 participants
TACONIC BUILDERS, INC.
TACONIC BUILDERS 401(K) PLAN
$11.5M · 125 participants
Large plans in Maine
AHOLD DELHAIZE USA SERVICES, LLC
AHOLD DELHAIZE USA SERVICES AND AFFILIATES DEFINED CONTRIBUTION PLANS MASTER TRUST
$6.9B
TD BANK US HOLDING COMPANY
TD 401(K) RETIREMENT PLAN
$6.0B · 32,012 participants
UNUM GROUP
UNUM GROUP 401K RETIREMENT PLAN
$2.5B · 9,413 participants
MAINEHEALTH SERVICES
MAINEHEALTH 403(B) RETIREMENT PLAN
$2.5B · 23,826 participants
UNUM GROUP
UNUM GROUP PENSION PLAN
$1.4B · 2,680 participants
IDEXX LABORATORIES, INC.
IDEXX RETIREMENT AND INCENTIVE SAVINGS PLAN
$1.2B · 6,742 participants