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Original filing (PDF)20251010112242NAL0012965440001
ENERCON TECHNOLOGIES
Form 5500
FILING_RECEIVED
ENERCON TECHNOLOGIES 401(K) PLAN
401(k) retirement plan
Signals · 1
30% in single holding
Active participants
234
Accounts w/ balance
280
Plan assets (EOY)
$15.6M
Net assets (EOY)
$15.6M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "BlackRock Lifepath Index 2030 Investor A Mutual Funds" is 30% of plan.
Helping the score
- Below-peer total fees (19 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ENERCON TECHNOLOGIES.
Plan sponsor
Name
ENERCON TECHNOLOGIES
EIN
01-0374055
Address
25 NORTHBROOK DR. · PO BOX 665 · GRAY, ME · 04039
Phone
(207) 657-7000
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PURDY POWERS & COMPANY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $28K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | — | SAN DIEGO, CA | BROKER/ADVISER | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DOWNEAST PENSION SERVICES | — | NEW GLOUCESTER, ME | CONTRACT ADMIN | $2K | — |
Investments
35 direct securities· $15.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BlackRock Lifepath Index 2030 Investor A Mutual Funds | — | — | — | $4.6M | 29.7% | |
| BlackRock Lifepath Index 2035 Investor A Mutual Funds | — | — | — | $2.3M | 15.1% | |
| BlackRock Lifepath Index Retire Inv A Mutual Funds | — | — | — | $1.3M | 8.3% | |
| BlackRock Lifepath Index 2040 Investor A Mutual Funds | — | — | — | $1.0M | 6.5% | |
| BlackRock Lifepath Index 2055 Investor A Mutual Funds | — | — | — | $1.0M | 6.4% | |
| iShares S&P 500 Index A Mutual Funds | — | — | — | $650K | 4.2% | |
| BlackRock Lifepath Index 2050 Investor A Mutual Funds | — | — | — | $539K | 3.5% | |
| Key Guaranteed Portfolio Fund Insurance Contract | — | — | — | $438K | 2.8% | |
| BlackRock Lifepath Index 2045 Investor A Mutual Funds | — | — | — | $403K | 2.6% | |
| American Funds Washington Mutual R4 Mutual Funds | — | — | — | $379K | 2.4% | |
| BlackRock Lifepath Index 2065 Investor A Mutual Funds | — | — | — | $294K | 1.9% | |
| iShares Russell 2000 Small-Cap Index A Mutual Funds | — | — | — | $261K | 1.7% | |
| All Spring Special Mid Cap Value A Mutual Funds | — | — | — | $258K | 1.7% | |
| AB Discovery Growth I Mutual Funds | — | — | — | $230K | 1.5% | |
| American Funds EuroPacific Gr R4 Mutual Funds | — | — | — | $219K | 1.4% | |
| MFS Growth A Mutual Funds | — | — | — | $216K | 1.4% | |
| Fidelity Advisor Strategic Income A Mutual Funds | — | — | — | $196K | 1.3% | |
| Participant Loans Interest Rates (5.25% to 10.50%) | — | — | — | $164K | 1.1% | |
| BlackRock Equity Dividend A Mutual Funds | — | — | — | $163K | 1.0% | |
| American Funds Capital World G/I R4 Mutual Funds | — | — | — | $138K | 0.9% | |
| Voya Mid Cap Opportunities A Mutual Funds | — | — | — | $124K | 0.8% | |
| Janus Henderson Flexible Bond A Mutual Funds | — | — | — | $115K | 0.7% | |
| Franklin Utilities A Mutual Funds | — | — | — | $115K | 0.7% | |
| Janus Henderson Balanced A Mutual Funds | — | — | — | $97K | 0.6% | |
| iShares U.S. Aggregate Bond Index A Mutual Funds | — | — | — | $84K | 0.5% | |
| Cohen and Steers Real Estate Securities A Mutual Funds | — | — | — | $56K | 0.4% | |
| Blackrock Strategic Income Opps Inv A Mutual Funds | — | — | — | $50K | 0.3% | |
| Janus Henderson Triton A Mutual Funds | — | — | — | $46K | 0.3% | |
| BlackRock Lifepath Index 2060 Investor A Mutual Funds | — | — | — | $20K | 0.1% | |
| Invesco Developing Markets A Mutual Funds | — | — | — | $7K | <0.1% | |
| Macquarie Small Cap Value A Mutual Funds | — | — | — | $6K | <0.1% | |
| First Eagle Global A Mutual Funds | — | — | — | $5K | <0.1% | |
| Empower Securefoundation Balanced Inv Mutual Funds | — | — | — | $5K | <0.1% | |
| Franklin Small Cap Value Fund A Mutual Funds | — | — | — | $3K | <0.1% | |
| iShares MCSI EAF International Index A Mutual Funds | — | — | — | $2K | <0.1% |
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