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Original filing (PDF)20260113095623NAL0015692816001
KENNEBEC VALLEY COMMUNITY ACTION PROGRAM
Form 5500
FILING_RECEIVED
KENNEBEC VALLEY COMMUNITY ACTION PROGRAM TAX DEFERRED ANNUITY PLAN
403(b) retirement plan
Signals · 2
100% in single holdingNo recordkeeper disclosed
Active participants
296
Accounts w/ balance
463
Plan assets (EOY)
$10.4M
Net assets (EOY)
$10.4M
How this plan invests
This plan
1 pooled trust
Schedule D
1 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "[DFE: VOYA RETIREMENT INS AND ANNUITY (no filing on disk)]" is 100% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KENNEBEC VALLEY COMMUNITY ACTION PROGRAM.
Plan sponsor
Name
KENNEBEC VALLEY COMMUNITY ACTION PROGRAM
EIN
01-0277678
Address
101 WATER STREET · WATERVILLE, ME · 04901
Phone
(207) 859-1576
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-04-01
Tax period
2025-03-31
Filed
2026-01-13
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WIPFLI, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA | 71-0294708 | HARTFORD, CT | SERVICE PROVI DER | — | — |
Investments
1 pooled fund· $29K(0% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VOYA RETIREMENT INS AND ANNUITY VOYA RETIREMENT INS AND ANNUITY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $29K | 0.3% |
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