How big is Kennebec Behavioral Health's plan?

Kennebec Behavioral Health's plan reported $22.8M in assets and 488 participants for 2024.

Original filing (PDF)20251014085235NAL0001139011001

Kennebec Behavioral Health

Name: Kennebec Behavioral Health — Kennebec Behavioral, Form 5500 (2024)
Creator: Kennebec Behavioral Health
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Kennebec Behavioral Health 403(b) Plan

403(b) retirement plan · Kennebec Behavioral Health's Kennebec Behavioral Health 403(b) Plan held $22.8M in plan assets for 488 participants in 2024, with OneAmerica as recordkeeper.

Active participants

488

Accounts w/ balance

535

Plan assets (EOY)

$22.8M

Net assets (EOY)

$22.8M

People on this filing

Vaunalee PION signed Kennebec Behavioral Health's 2024 Form 5500 as plan administrator.

Vaunalee PION — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Kennebec Behavioral Health's EIN is 01-0265559.

EIN 01-0265559

Plan number 002

Plan year 2024

ACK ID 20251014085235NAL0001139011001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Kennebec Behavioral Health from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Kennebec Behavioral Health's plan includes ERISA 404(c) participant direction, a 403(b) annuity, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for KENNEBEC BEHAVIORAL HEALTH.

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How this plan invests

This plan

2 pooled trusts

Schedule D

52 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Helping the score

Below-peer total plan cost (92nd percentile).

Plan sponsor

Name

KENNEBEC BEHAVIORAL HEALTH

EIN

all filings

Address

67 EUSTIS PARKWAY · WATERVILLE, ME · 049014989

Phone

(207) 873-2136

Industry

Health Care & Social Assistance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2K · 401(m) arrangement

2L · 403(b)(1) annuity

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
AMERICAN UNITED LIFE INSURANCE CO	35-0145825	—	NONE	$5K	—
VOYA 71-0294708	71-0294708	HARTFORD, CT	SERVICE PROVIDER	$0	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
HEALEY AND ASSOCIATES, INC

Investments

52 direct securities · 2 pooled funds· $44.0M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Pooled Separate Account

$21.3M

2 holdings

Pooled Separate Accounts

$21.3M

49 holdings

Other securities

$1.1M

2 holdings

Bonds / Notes

$378K

1 holding

					% of plan
AUL AMERICAN UNIT TRUST AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000	Pooled Separate Account	—	—	$21.2M	93.3%
Vanguard Growth Index Pooled Separate Account 	Pooled Separate Accounts	—	—	$2.5M	11.1%
Vanguard Target Retirement 2025 Pooled Separate Account 	Pooled Separate Accounts	—	—	$2.0M	8.7%
Vanguard Target Retirement 2040 Pooled Separate Account 	Pooled Separate Accounts	—	—	$1.4M	6.2%
Vanguard Target Retirement 2035 Pooled Separate Account 	Pooled Separate Accounts	—	—	$1.4M	6.0%
AUL Stable Account Guaranteed Interest Account 	Other securities	—	—	$1.1M	4.8%
Vanguard Target Retirement 2030 Pooled Separate Account 	Pooled Separate Accounts	—	—	$1.0M	4.5%
American Funds New Perspective Pooled Separate Account 	Pooled Separate Accounts	—	—	$907K	4.0%
Vanguard Target Retirement 2045 Pooled Separate Account 	Pooled Separate Accounts	—	—	$816K	3.6%
Vanguard Target Retirement 2055 Pooled Separate Account 	Pooled Separate Accounts	—	—	$809K	3.6%
Vanguard Target Retirement Income Pooled Separate Account 	Pooled Separate Accounts	—	—	$782K	3.4%
Vanguard Target Retirement 2070 Pooled Separate Account  607 * Goldman Sachs Money Market Government Money Market Fund 	Pooled Separate Accounts	—	—	$732K	3.2%
Vanguard Equity-Income Pooled Separate Account 	Pooled Separate Accounts	—	—	$725K	3.2%
Vanguard 500 Index Pooled Separate Account 	Pooled Separate Accounts	—	—	$697K	3.1%
Vanguard Target Retirement 2050 Pooled Separate Account 	Pooled Separate Accounts	—	—	$685K	3.0%
Vanguard Target Retirement 2060 Pooled Separate Account 	Pooled Separate Accounts	—	—	$651K	2.9%
American Funds Balanced Pooled Separate Account 	Pooled Separate Accounts	—	—	$522K	2.3%
Vanguard Mid Cap Growth Pooled Separate Account 	Pooled Separate Accounts	—	—	$456K	2.0%
Vanguard Selected Value Pooled Separate Account 	Pooled Separate Accounts	—	—	$432K	1.9%
Vanguard Info Tech Index Pooled Separate Account 	Pooled Separate Accounts	—	—	$402K	1.8%
DFA US Targeted Value Pooled Separate Account 	Pooled Separate Accounts	—	—	$382K	1.7%
Participant Loans Interest at 4.50% -	Bonds / Notes	—	—	$378K	1.7%
American Washington Mutual Pooled Separate Account 	Pooled Separate Accounts	—	—	$337K	1.5%
Vanguard Explorer Pooled Separate Account 	Pooled Separate Accounts	—	—	$318K	1.4%
Vanguard High Yield Corp Pooled Separate Account 	Pooled Separate Accounts	—	—	$310K	1.4%
Vanguard Target Retirement 2020 Pooled Separate Account 	Pooled Separate Accounts	—	—	$299K	1.3%
Vanguard Small Cap Index Pooled Separate Account 	Pooled Separate Accounts	—	—	$296K	1.3%
Vanguard Mid Cap Index Pooled Separate Account 	Pooled Separate Accounts	—	—	$295K	1.3%
PIMCO Total Return Pooled Separate Account 	Pooled Separate Accounts	—	—	$274K	1.2%
American Funds EuroPac Growth Pooled Separate Account 	Pooled Separate Accounts	—	—	$244K	1.1%
Vanguard Health Care Pooled Separate Account 	Pooled Separate Accounts	—	—	$229K	1.0%
Vanguard Life Strategy Moderate Growth Pooled Separate Account 	Pooled Separate Accounts	—	—	$226K	1.0%
Dws Rreef Real Estate Sec Pooled Separate Account 	Pooled Separate Accounts	—	—	$225K	1.0%
Vanguard International Growth Pooled Separate Account 	Pooled Separate Accounts	—	—	$206K	0.9%
DFA US Small Cap Pooled Separate Account 	Pooled Separate Accounts	—	—	$182K	0.8%
Vanguard Small Cap Growth Index Pooled Separate Account 	Pooled Separate Accounts	—	—	$110K	0.5%
Vanguard Target Retirement 2065 Pooled Separate Account 	Pooled Separate Accounts	—	—	$86K	0.4%
American New World Pooled Separate Account 	Pooled Separate Accounts	—	—	$81K	0.4%
Vanguard Life Strategy Growth Pooled Separate Account 	Pooled Separate Accounts	—	—	$63K	0.3%
VOYA LIFE INS AND ANNUITY VFB048 VOYA LIFE INS AND ANNUITY · EIN 71-0294708 / PN 000	Pooled Separate Account	—	—	$61K	0.3%
Vanguard Utilities Index Pooled Separate Account 	Pooled Separate Accounts	—	—	$46K	0.2%
American Funds Capital World Growth & Income Pooled Separate Account 	Pooled Separate Accounts	—	—	$43K	0.2%
PIMCO Real Return Pooled Separate Account 	Pooled Separate Accounts	—	—	$24K	0.1%
Voya Mid Cap Opportunity Pooled Separate Account 	Pooled Separate Accounts	—	—	$23K	0.1%
American Small Cap World Pooled Separate Account 	Pooled Separate Accounts	—	—	$15K	<0.1%
Voya Fixed Plus Account Fixed Annuity Account	Other securities	—	—	$14K	<0.1%
Voya Large Cap Growth Pooled Separate Account 	Pooled Separate Accounts	—	—	$10K	<0.1%
Franklin Utilities Pooled Separate Account 	Pooled Separate Accounts	—	—	$9K	<0.1%
Fidelity VIP Contra Fund Pooled Separate Account 	Pooled Separate Accounts	—	—	$7K	<0.1%
American Funds Growth Pooled Separate Account 	Pooled Separate Accounts	—	—	$7K	<0.1%