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Original filing (PDF)20251010152140NAL0008387025001
PRESIDENT AND TRUSTEES OF BATES COLLEGE
Form 5500
FILING_RECEIVED
BATES COLLEGE MONEY PURCHASE PENSION PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
750
Accounts w/ balance
2,023
Plan assets (EOY)
$173.0M
Net assets (EOY)
$173.0M
How this plan invests
This plan
1 pooled trust
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (5 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PRESIDENT AND TRUSTEES OF BATES COLLEGE.
Plan sponsor
Name
PRESIDENT AND TRUSTEES OF BATES COLLEGE
DBA
BATES COLLEGE
EIN
01-0211781
Address
216 LANE HALL, 2 ANDREWS RD. · LEWISTON, ME · 04240
Phone
(207) 786-6440
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2C · Money purchase (other than target benefit)
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
BDMP ASSURANCE, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE | $53K | — |
| SAGEVIEW ADVISORY GROUP, LLC | 33-0818667 | — | NONE | $24K | — |
| BDMP ASSURANCE, LLP | 99-4708358 | — | NONE | $14K | — |
Investments
37 direct securities · 1 pooled fund· $173.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$167.2M
37 holdings
Pooled Separate Account
$5.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Annuity | — | — | — | $42.2M | 24.4% | |
| CREF Stock Account | — | — | — | $22.4M | 12.9% | |
| CREF Global Equities Account | — | — | — | $13.0M | 7.5% | |
| Vanguard Total Stock Market Index Admiral | — | — | — | $10.0M | 5.8% | |
| CREF Growth Account | — | — | — | $9.8M | 5.7% | |
| CREF Stock R4 | — | — | — | $7.0M | 4.0% | |
| CREF Social Choice Account | — | — | — | $6.6M | 3.8% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $5.8M | 3.4% | |
| CREF Global Equities R4 | — | — | — | $5.1M | 2.9% | |
| CREF Equity Index Account | — | — | — | $3.9M | 2.3% | |
| CREF Growth R4 | — | — | — | $3.9M | 2.2% | |
| Vanguard Total International Stock Index Admiral | — | — | — | $3.9M | 2.2% | |
| Nuveen Lifecycle 2045 R6 | — | — | — | $3.2M | 1.8% | |
| CREF Social Choice R4 | — | — | — | $3.0M | 1.7% | |
| Nuveen Lifecycle 2050 R6 | — | — | — | $2.6M | 1.5% | |
| CREF Inflation-Linked Bond Account | — | — | — | $2.5M | 1.5% | |
| Victory Sycamore Established Value R6 | — | — | — | $2.4M | 1.4% | |
| Nuveen Lifecycle 2040 R6 | — | — | — | $2.2M | 1.3% | |
| CREF Money Market Account | — | — | — | $2.2M | 1.3% | |
| Nuveen Lifecycle 2035 R6 | — | — | — | $1.9M | 1.1% | |
| Nuveen Lifecycle 2055 R6 | — | — | — | $1.9M | 1.1% | |
| Nuveen Lifecycle 2030 R6 | — | — | — | $1.9M | 1.1% | |
| MFS Value Fund R6 | — | — | — | $1.9M | 1.1% | |
| Nuveen Lifecycle 2025 R6 | — | — | — | $1.6M | 0.9% | |
| Dodge & Cox Income Fund CI X | — | — | — | $1.4M | 0.8% | |
| CREF Inflation-Linked Bond R4 | — | — | — | $1.3M | 0.8% | |
| Vanguard Total Bond Market Index Admiral | — | — | — | $1.3M | 0.8% | |
| Vanguard Federal Money Market Fund | — | — | — | $1.2M | 0.7% | |
| Columbia Small Cap Value Fund II Institutional 3 Class | — | — | — | $1.1M | 0.7% | |
| American Funds Europacific Growth Fund R5 | — | — | — | $925K | 0.5% | |
| JPMorgan Emerging Markets R6 | — | — | — | $887K | 0.5% | |
| CREF Core Bond R2 | — | — | — | $879K | 0.5% | |
| Nuveen Lifecycle 2020 R6 | — | — | — | $700K | 0.4% | |
| Loomis Sayles Small Cap Growth N | — | — | — | $632K | 0.4% | |
| Eagle Funds Mid Cap Growth Fund R6 | — | — | — | $583K | 0.3% | |
| Nuveen Lifecycle 2060 R6 | — | — | — | $426K | 0.2% | |
| Nuveen Lifecycle 2015 R6 | — | — | — | $352K | 0.2% | |
| Nuveen Lifecycle 2065 R6 | — | — | — | $243K | 0.1% |