Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 4 U.S. retirement plans report holding Principal SmallCap R5 Mutual fund in their Schedule of Assets, totaling $1.0M in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
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| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | AGENUS INC. AGENUS INC. 401K RETIREMENT PLAN | LEXINGTON MA | 217 | $52.7M | $595K |
| 2 | CALICO COTTAGE, INC. CALICO COTTAGE, INC. PROFIT SHARING 401(K) PLAN | AMITYVILLE NY | 76 | $10.6M | $269K |
| 3 | BREGAL INVESTMENTS INC. BREGAL INVESTMENTS, INC. 401(K) PLAN |
NEW YORK NY |
| 91 |
| $38.1M |
| $92K |
| 4 | RESOLVIT RESOURCES LLC RESOLVIT RESOURCES LLC 401(K) RETIREMENT PLAN | BELLEVUE WA | 101 | $7.2M | $63K |
