Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 13 U.S. retirement plans report holding Principal SmallCap Growth I R6 Principal 0 in their Schedule of Assets, totaling $2.2M in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | GOODVILLE MUTUAL CASUALTY COMPANY GOODVILLE MUTUAL CASUALTY COMPANY PROFIT SHARING & SAVING PLAN | NEW HOLLAND PA | 183 | $32.5M | $642K |
| 2 | GRUBB MANAGEMENT, LLC GRUBB MANAGEMENT, LLC 401(K) PS PLAN | CHARLOTTE NC | 222 | $21.9M | $349K |
| 3 | PHATHOM PHARMACEUTICALS, INC. |
FLORHAM PARK NJ |
| 413 |
| $27.1M |
| $337K |
| 4 | MALLARD CREEK POLYMERS, LLC MALLARD CREEK POLYMERS LLC EES SAVINGS PLAN | CHARLOTTE NC | 115 | $16.0M | $254K |
| 5 | VERSATECH, INC. VERSATECH, INC. 401(K) PLAN | SAVAGE MD | 77 | $8.0M | $131K |
| 6 | NEOGRAF SOLUTIONS, LLC NEOGRAF SOLUTIONS, LLC 401(K) PLAN | LAKEWOOD OH | 77 | $11.9M | $125K |
| 7 | YEH AND ASSOCIATES, INC. YEH AND ASSOCIATES, INC. 401(K) PLAN | DENVER CO | 165 | $13.4M | $95K |
| 8 | PROMETHEUS GROUP ENTERPRISES, LLC PROMETHEUS GROUP 401(K) PLAN | RALEIGH NC | 361 | $25.3M | $82K |
| 9 | ENERGY ENGINEERING ASSOCIATES, INC. ENERGY ENGINEERING ASSOCIATES, INC 401(K) PROFIT SHARING PLAN | AUSTIN TX | 109 | $14.5M | $58K |
| 10 | KSQ THERAPEUTICS INC KSQ THERAPEUTICS 401(K) PLAN | LEXINGTON MA | 67 | $8.4M | $36K |
