Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 7 U.S. retirement plans report holding Principal SmallCap Fund - in their Schedule of Assets, totaling $3.6M in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
Open any plan below to unlock verified email + phone for its decision-makers — the Form 5500 signer, CFO, and HR & Benefits leads.
| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | RMB CAPITAL MANAGEMENT, LLC RMB CAPITAL MANAGEMENT, LLC SAVINGS PLAN | CHICAGO IL | 180 | $40.2M | $942K |
| 2 | PLACON CORPORATION PLACON CORPORATION RETIREMENT PLAN | FITCHBURG WI | 641 | $71.8M | $867K |
| 3 | PDI TECHNOLOGIES PDI TECHNOLOGIES 401(K) PLAN |
ALPHARETTA GA |
| 1,395 |
| $135.5M |
| $735K |
| 4 | FULLBLOOM FULLBLOOM RETIREMENT SAVINGS PLAN | PHILADELPHIA PA | 5,955 | $85.5M | $637K |
| 5 | JOHN S. CONNOR, INC. JOHN S. CONNOR, INC. 401(K) PROFIT SHARING PLAN | GLEN BURNIE MD | 120 | $8.0M | $418K |
| 6 | LAKE REGION HEALTHCARE CORPORATION LAKE REGION HEALTHCARE CORPORATION RETIREMENT PLAN | FERGUS FALLS MN | 956 | $77.0M | $5K |
| 7 | GRIMMWAY SCHOOLS, INC. GRIMMWAY SCHOOLS, INC. 403(B) PLAN | BAKERSFIELD CA | 348 | $831K | $1K |
